Baker Avenue Asset Management, LP — Q4 2015 13F Holdings

Name: Baker Avenue Asset Management, LP — 13F Holdings, Q4 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001432529

Total reported value

$4.4B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	EFA	Ishares Msci Eafe ETF	ETF-Other	9.87%	—	-4.71%
2	BND	Vanguard Total Bond Market	ETF-Other	5.11%	—	+3.12%
3	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	4.75%	—	+6.25%
4	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	3.40%	—	+4.37%
5	ACWI	Ishares Msci Acwi ETF	ETF-Other	3.39%	—	—
6	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	3.33%	—	+5.81%
7	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	3.22%	—	+2.26%
8	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	3.20%	—	+3.83%
9	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	2.69%	—	—
10	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	1.74%	—	+4.03%
11	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	1.72%	—	—
12	SSD	Simpson Manufacturing Co INC	Stock-Materials	1.70%	+0.05%	-5.72%
13	QUAL	Ishares Msci USA Quality Fac	ETF-Other	1.69%	—	—
14	BOND	Pimco Active Bond Exchange-t	ETF-Other	1.59%	—	+5.17%
15	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	1.59%	—	+6.51%
16	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.57%	—	+80.02%
17	AAPL	Apple INC	Stock-Tech	1.46%	—	+81.59%
18	AMGN	Amgen INC	Stock-Healthcare	1.41%	—	-0.70%
19	IWV	Ishares Russell 3000 ETF	ETF-Other	1.40%	—	+134.99%
20	MSFT	Microsoft CORP	Stock-Tech	1.38%	-0.38%	+32.94%
21	AMAT	Applied Materials INC	Stock-Tech	1.38%	+0.19%	+12.67%
22	C	Citigroup INC	Stock-Financials	1.19%	—	-1.85%
23	PDP	Invesco Dwa Momentum ETF	ETF-Other	1.18%	—	+46.00%
24	BAC	Bank Of America CORP	Stock-Financials	1.10%	—	+72.58%
25	SONY	Sony Group CORP - Sp Adr	Stock-Tech	1.05%	—	+7.53%
26	XLV	Ss Health Care Select Sector	ETF-Other	0.99%	—	+248.35%
27	QCOM	Qualcomm INC	Stock-Tech	0.91%	-0.14%	+44.74%
28	IHI	Ishares U.s. Medical Devices	ETF-Other	0.86%	—	+10.51%
29	GS	Goldman Sachs Group INC	Stock-Financials	0.85%	—	+1.58%
30	HON	Honeywell International INC	Stock-Industrials	0.82%	—	+13.37%
31	✓	Invesco Financial Preferred ETF	ETF-Other	0.82%	—	+6.70%
32	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.81%	—	+6.10%
33	FLOT	Ishares Floating Rate Bond E	ETF-Other	0.81%	—	+5.75%
34	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.81%	—	-11.79%
35	JNJ	Johnson & Johnson	Stock-Healthcare	0.80%	+0.14%	+11.45%
36	DOW	Dow Chem Co	Stock-Materials	0.76%	—	+2.94%
37	✓	Rydex ETF Trust	ETF-Other	0.76%	—	+98.07%
38	NOC	Northrop Grumman CORP	Stock-Industrials	0.73%	—	+12.82%
39	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.72%	+0.18%	NEW
40	XLI	Ss Industrial Select Sector	ETF-Other	0.72%	—	-9.07%
41	XOM	Exxon Mobil CORP	Stock-Energy	0.72%	+0.30%	+20.41%
42	TOTL	Ss Doubleline Tr Tact ETF	ETF-Other	0.71%	—	+6.89%
43	JPM	Jpmorgan Chase & Co	Stock-Financials	0.69%	-0.12%	-7.98%
44	VOD	Vodafone Group Plc-sp Adr	Stock-Comm Services	0.68%	—	+20.07%
45	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.68%	—	+6.33%
46	CSX	Csx CORP	Stock-Industrials	0.65%	—	+8.35%
47	WFC	Wells Fargo & Co	Stock-Financials	0.65%	—	+19.65%
48	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.62%	—	—
49	PRU	Prudential Financial INC	Stock-Financials	0.60%	—	+17.12%
50	ORCL	Oracle CORP	Stock-Tech	0.60%	-0.13%	-42.25%

1–50 of 177

Holding changes this quarter

Position changes disclosed by Baker Avenue Asset Management, LP for the quarter ending Q4 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWV	Ishares Russell 3000 ETF	+0.7%	+134.99%	Add
2	XLV	Ss Health Care Select Sector	+0.7%	+248.35%	Add
3	IJR	Ishares Core S&p Small-cap E	+0.5%	+80.02%	Add
4	XLB	Ss Materials Select Sector	+0.4%	+436.46%	Add
5	AAPL	Apple INC	+0.4%	+81.59%	Add
6	XLK	Ss Technology Select Sector	+0.4%	+409.26%	Add
7	BAC	Bank Of America CORP	+0.4%	+72.58%	Add
8	MSFT	Microsoft CORP	+0.4%	+32.94%	Add
9	NOK	Nokia Corp-spon Adr	+0.4%	+399.92%	Add
10	XLE	Ss Energy Select Sector	+0.3%	+368.62%	Add
11	✓	Rydex ETF Trust	+0.3%	+98.07%	Add
12	PDP	Invesco Dwa Momentum ETF	+0.2%	+46.00%	Add
13	VEU	Vanguard Ftse All-world Ex-u	+0.2%	+73.72%	Add
14	AMAT	Applied Materials INC	+0.2%	+12.67%	Add
15	VT	Vanguard Tot World Stk ETF	+0.2%	+57.65%	Add
16	DSI	Ishares Esg Msci Kld 400 ETF	+0.1%	+107.83%	Add
17	SUSA	Ishares Esg Optimized Msci U	+0.1%	+66.38%	Add
18	QCOM	Qualcomm INC	+0.1%	+44.74%	Add
19	MCD	Mcdonald's CORP	+0.1%	+14.49%	Add
20	AMZN	Amazon.com INC	+0.1%	+7.87%	Add
21	GOOG	Alphabet Inc-cl C	+0.1%	+8.23%	Add
22	NOC	Northrop Grumman CORP	0%	+12.82%	Add
23	XOM	Exxon Mobil CORP	0%	+20.41%	Add
24	WFC	Wells Fargo & Co	0%	+19.65%	Add
25	HON	Honeywell International INC	0%	+13.37%	Add
26	DOW	Dow Chem Co	0%	+2.94%	Add
27	JNJ	Johnson & Johnson	—	+11.45%	Add
28	IHI	Ishares U.s. Medical Devices	0%	+10.51%	Add
29	AMGN	Amgen INC	-0.1%	-0.70%	Trim
30	✓		-0.3%	-27.74%	Trim
31	IVW	Ishares S&p 500 Growth ETF	-0.3%	+4.37%	Add
32	VTI	Vanguard Total Stock Mkt ETF	-0.4%	+6.25%	Add
33	DBEF	Xtrackers Msci Eafe Hedged E	-0.4%	+3.83%	Add
34	SCZ	Ishares Msci Eafe Small-cap	-0.5%	+2.26%	Add
35	IGSB	Ishares 1-5y Inv Grade CORP	-0.5%	+5.81%	Add
36	IAUUSD	Ishares Gold Trust	-0.6%	-56.17%	Trim
37	ORCL	Oracle CORP	-0.7%	-42.25%	Trim
38	EFA	Ishares Msci Eafe ETF	-2.5%	-4.71%	Trim
39	ACWI	Ishares Msci Acwi ETF	—	NEW	New buy
40	IVE	Ishares S&p 500 Value ETF	—	NEW	New buy
41	MTUM	Ishares Msci USA Momentum Fa	—	NEW	New buy
42	QUAL	Ishares Msci USA Quality Fac	—	NEW	New buy
43	IBM	Intl Business Machines CORP	—	EXIT	Sold out
44	XLY	Ss Consumer Disc Select Sect	—	NEW	New buy
45	✓	Alcatel-lucent	—	EXIT	Sold out
46	NVS	Novartis Ag-sponsored Adr	—	EXIT	Sold out
47	XLNXEUR	Xilinx INC	—	NEW	New buy
48	DJP	Ipath Bloomberg Commodity In	—	EXIT	Sold out
49	GLOB	Globant S.A.	—	NEW	New buy
50	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy