AWM Investment Company, Inc. — Q2 2021 13F Holdings

Name: AWM Investment Company, Inc. — 13F Holdings, Q2 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001535264

Total reported value

$903.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Clene Inc @1.50 6/16/30 (60day	Stock-Other	4.70%	—	—
2	INFU	Infusystem Holdings INC	Stock-Other	4.10%	-0.28%	—
3	PPHMEUR	Avid Bioservices INC	Stock-Other	3.12%	—	—
4	OPRX	Optimizerx CORP	Stock-Other	2.99%	—	-2.02%
5	LOVE	Lovesac Co/the	Stock-Other	2.68%	—	-16.54%
6	PI	Impinj INC	Stock-Tech	2.51%	-0.64%	+14.27%
7	ARGX	Argenx Se - Adr	Stock-Healthcare	2.38%	—	—
8	GNSS	Genasys INC	Stock-Other	2.35%	—	—
9	LPSNUSD	Liveperson INC	Stock-Other	2.18%	—	—
10	OOMA	Ooma INC	Stock-Other	2.06%	—	—
11	WPRT	Westport Fuel Systems Inc.	Stock-Other	2.01%	—	+24.33%
12	RGEN	Repligen CORP	Stock-Healthcare	1.97%	—	—
13	CNTY	Century Casinos INC	Stock-Other	1.97%	—	-2.63%
14	TAUSD	Travelcenters Of America INC	Stock-Other	1.95%	—	—
15	NPTNEUR	Neophotonics CORP	Stock-Other	1.94%	—	—
16	SQNS	Sequans Communications S.A.	Stock-Other	1.91%	—	-1.53%
17	KIDS	Orthopediatrics CORP	Stock-Other	1.86%	—	—
18	EMKREUR	Emcore CORP	Stock-Other	1.79%	—	—
19	TBCH	Turtle Beach CORP	Stock-Other	1.72%	-0.55%	EXIT
20	CEVA	Ceva INC	Stock-Other	1.72%	—	+9.47%
21	SHSP	Sharpspring INC	Stock-Other	1.61%	—	—
22	AMSC	American Superconductor CORP	Stock-Other	1.47%	+0.90%	—
23	✓	LiqTech International, Inc.	Stock-Other	1.47%	—	—
24	PFSWUSD	Pfsweb INC	Stock-Other	1.41%	—	—
25	LMAT	Lemaitre Vascular INC	Stock-Other	1.39%	-0.49%	EXIT
26	✓	Neogames S A Shs	Stock-Other	1.37%	—	-17.64%
27	MRAM	Everspin Technologies INC	Stock-Other	1.19%	—	—
28	KOPN	Kopin CORP	Stock-Other	1.17%	—	-5.59%
29	UCTT	Ultra Clean Holdings INC	Stock-Other	1.14%	-0.26%	+46.26%
30	✓	Rada Electronic Inds Cmn Stk	Stock-Other	1.12%	—	-5.10%
31	SPNEUSD	Seaspine Holdings CORP	Stock-Other	1.10%	—	+22.65%
32	BUEUR	Burcon Nutrascience CORP	Stock-Other	1.08%	—	—
33	RAH	Societal Cdmo INC	Stock-Other	0.97%	—	+990.99%
34	TLS	Telos Corporation	Stock-Other	0.97%	—	+56.47%
35	AIOT	Powerfleet INC	Stock-Other	0.97%	-0.82%	+61.88%
36	LASR	Nlight INC	Stock-Other	0.93%	+2.22%	—
37	PLBY	Playboy INC	Stock-Other	0.92%	—	—
38	VERUEUR	Veru INC	Stock-Other	0.90%	—	+61.07%
39	DZSIQ	Dzs INC	Stock-Other	0.87%	—	+6.28%
40	RESNUSD	Resonant INC	Stock-Other	0.85%	—	—
41	GAIA	Gaia INC	Stock-Other	0.84%	—	—
42	UTI	Universal Technical Institut	Stock-Other	0.83%	+0.85%	+402.06%
43	✓		Stock-Other	0.83%	—	-4.38%
44	VICR	Vicor CORP	Stock-Tech	0.82%	+1.61%	—
45	KRT	Karat Packaging INC	Stock-Other	0.80%	—	—
46	VMD	Viemed Healthcare INC	Stock-Other	0.77%	—	—
47	✓	Gan LTD	Stock-Other	0.77%	—	—
48	CTRN	Citi Trends INC	Stock-Other	0.75%	-0.17%	-16.71%
49	✓	Greenbrook Tms INC	Stock-Other	0.73%	—	—
50	APEI	American Public Education	Stock-Other	0.71%	—	-21.90%

1–50 of 121

Holding changes this quarter

Position changes disclosed by AWM Investment Company, Inc. for the quarter ending Q2 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Clene Inc @1.50 6/16/30 (60day	—	EXIT	Sold out
2	INFU	Infusystem Holdings INC	—	EXIT	Sold out
3	GNSS	Genasys INC	—	EXIT	Sold out
4	PI	Impinj INC	—	EXIT	Sold out
5	OPRX	Optimizerx CORP	—	EXIT	Sold out
6	LOVE	Lovesac Co/the	—	EXIT	Sold out
7	NPTNEUR	Neophotonics CORP	—	EXIT	Sold out
8	PPHMEUR	Avid Bioservices INC	—	EXIT	Sold out
9	WPRT	Westport Fuel Systems Inc.	—	EXIT	Sold out
10	ARGX	Argenx Se - Adr	—	EXIT	Sold out
11	SQNS	Sequans Communications S.A.	—	EXIT	Sold out
12	RGEN	Repligen CORP	—	EXIT	Sold out
13	CEVA	Ceva INC	—	EXIT	Sold out
14	LPSNUSD	Liveperson INC	—	EXIT	Sold out
15	TAUSD	Travelcenters Of America INC	—	EXIT	Sold out
16	OOMA	Ooma INC	—	EXIT	Sold out
17	✓	LiqTech International, Inc.	—	EXIT	Sold out
18	AMSC	American Superconductor CORP	—	EXIT	Sold out
19	KOPN	Kopin CORP	—	EXIT	Sold out
20	CNTY	Century Casinos INC	—	EXIT	Sold out
21	SHSP	Sharpspring INC	—	EXIT	Sold out
22	TBCH	Turtle Beach CORP	—	EXIT	Sold out
23	KIDS	Orthopediatrics CORP	—	EXIT	Sold out
24	PFSWUSD	Pfsweb INC	—	EXIT	Sold out
25	✓	Rada Electronic Inds Cmn Stk	—	EXIT	Sold out
26	APEI	American Public Education	—	EXIT	Sold out
27	RESNUSD	Resonant INC	—	EXIT	Sold out
28	MRAM	Everspin Technologies INC	—	EXIT	Sold out
29	LMAT	Lemaitre Vascular INC	—	EXIT	Sold out
30	VMD	Viemed Healthcare INC	—	EXIT	Sold out
31	EMKREUR	Emcore CORP	—	EXIT	Sold out
32	✓		—	EXIT	Sold out
33	✓	Neogames S A Shs	—	EXIT	Sold out
34	GAIA	Gaia INC	—	EXIT	Sold out
35	CTRN	Citi Trends INC	—	EXIT	Sold out
36	✓	Gan LTD	—	EXIT	Sold out
37	UCTT	Ultra Clean Holdings INC	—	EXIT	Sold out
38	LASR	Nlight INC	—	EXIT	Sold out
39	SPNEUSD	Seaspine Holdings CORP	—	EXIT	Sold out
40	✓	Greenbrook TMS, Inc. (Canada)	—	EXIT	Sold out
41	VERUEUR	Veru INC	—	EXIT	Sold out
42	PROF	Profound Medical CORP	—	EXIT	Sold out
43	TLS	Telos Corporation	—	EXIT	Sold out
44	AIOT	Powerfleet INC	—	EXIT	Sold out
45	VICR	Vicor CORP	—	EXIT	Sold out
46	ETON	Eton Pharmaceuticals INC	—	EXIT	Sold out
47	✓	Generation Bio Co.	—	EXIT	Sold out
48	DZSIQ	Dzs INC	—	EXIT	Sold out
49	✓	Radcom LTD	—	EXIT	Sold out
50	SPRO	Spero Therapeutics INC	—	EXIT	Sold out