Ares Management LLC — Q1 2017 13F Holdings

Name: Ares Management LLC — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001259313

Total reported value

$1.5B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	XLE	Ss Energy Select Sector	ETF-Other	92.60%	—	—
2	✓	Williams Clayton Energy INC	Stock-Other	3.29%	—	+4.12%
3	✓	Smart & Final Stores INC	Stock-Other	2.19%	—	—
4	HKEUR	Halcon Resources CORP	Stock-Other	0.57%	—	+0.15%
5	GSTEUR	Gastar Exploration LTD	Stock-Other	0.19%	—	—
6	ARCC	Ares Capital CORP	Stock-Financials	0.16%	+0.50%	+55.24%
7	FSICUSD	Fs Kkr Capital CORP	Stock-Other	0.07%	—	-1.58%
8	APO	Apollo Global Management, Inc.	Stock-Financials	0.07%	—	+2.75%
9	GBDC	Golub Capital Bdc INC	Stock-Financials	0.06%	+0.43%	+22.02%
10	AAL	American Airlines Group INC	Stock-Industrials	0.05%	—	+47.45%
11	TCRDUSD	First Eagle Alternative Capi	Stock-Other	0.04%	—	+4.20%
12	FITB	Fifth Third Bancorp	Stock-Financials	0.04%	—	+5.10%
13	BKCCUSD	Blackrock Capital Investment	Stock-Other	0.04%	—	+1.18%
14	✓	Travelport Worldwide LTD	Stock-Other	0.04%	—	—
15	✓	Tcp Cap CORP	Stock-Other	0.03%	—	+0.89%
16	SLRC	Slr Investment CORP	Stock-Other	0.03%	—	+2.32%
17	MCCUSD	Medley Capital CORP	Stock-Other	0.03%	—	+15.16%
18	✓	Fifth Str Sr Floatng Rate Co	Stock-Other	0.03%	—	-13.86%
19	TPVG	Triplepoint Venture Growth B	Stock-Other	0.03%	—	+5.29%
20	MPOUSD	Amplify Energy CORP	Stock-Other	0.03%	—	-21.10%
21	✓	American Capital Sr Floating LTD Com Usd0.01	Stock-Other	0.03%	—	—
22	FDUS	Fidus Investment CORP	Stock-Other	0.03%	—	-13.11%
23	NMFC	New Mountain Finance CORP	Stock-Other	0.03%	-0.32%	EXIT
24	✓	Triangle Cap CORP	Stock-Other	0.03%	—	-25.49%
25	INSE	Inspired Entertainment INC	Stock-Other	0.02%	—	—
26	ABDCUSD	Alcentra Capital CORP	Stock-Other	0.02%	—	+3.46%
27	PFLT	Pennantpark Floating Rate Ca	Stock-Other	0.02%	—	+6.63%
28	WHF	Whitehorse Finance INC	Stock-Other	0.02%	—	-0.97%
29	PNNT	Pennantpark Investment CORP	Stock-Other	0.02%	—	+3.16%
30	SUNSUSD	Solar Senior Capital LTD	Stock-Other	0.02%	—	+3.19%
31	PMT	Pennymac Mortgage Investment	Stock-Other	0.02%	—	+14.69%
32	STWD	Starwood Property Trust INC	Stock-Real Estate	0.02%	—	—
33	CPTAUSD	Capitala Finance CORP	Stock-Other	0.02%	—	-1.89%
34	LADR	Ladder Capital Corp-reit	Stock-Other	0.02%	—	+102.12%
35	TWO	Two Harbors Investment Corp.	Stock-Other	0.01%	—	+6.76%
36	GARSUSD	Garrison Capital INC	Stock-Other	0.01%	—	+0.81%
37	SCM	Stellus Capital Investment C	Stock-Other	0.01%	—	-52.94%
38	CIM	Chimera Investment Corporation	Stock-Other	0.01%	—	+1.90%
39	RITM	Rithm Capital CORP	Stock-Real Estate	0.01%	—	—
40	OFS	Ofs Capital CORP	Stock-Other	0.01%	—	+121.71%
41	BXMT	Blackstone Mortgage Tru-cl A	Stock-Real Estate	0.01%	—	+8.55%
42	TSLXUSD	Tpg Specialty Lending INC	Stock-Other	0.01%	—	—
43	HTGC	Hercules Capital INC	Stock-Financials	0.01%	+0.54%	—
44	DSL	Doubleline Income Solutions	Stock-Other	—	—	—
45	✓	Cm Fin INC	Stock-Other	—	—	+27.05%
46	✓	Kcap Financial INC	Stock-Other	—	—	+4.03%
47	✓	Halcon Res CORP	Stock-Other	—	—	—
48	ARDC	Ares Dynamic Credit All	Stock-Other	—	—	+22.70%
49	ACRE	Ares Commercial Real Estate	Stock-Other	—	—	+53.68%
50	BGB	Blackstone Strategic Credit	Stock-Other	—	—	+49.02%

1–50 of 54

Holding changes this quarter

Position changes disclosed by Ares Management LLC for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Cm Fin INC	0%	+27.05%	Add
2	✓	Halcon Res CORP	0%	—	Unchanged
3	OFS	Ofs Capital CORP	-0.1%	+121.71%	Add
4	LADR	Ladder Capital Corp-reit	-0.1%	+102.12%	Add
5	TSLXUSD	Tpg Specialty Lending INC	-0.1%	—	Unchanged
6	BXMT	Blackstone Mortgage Tru-cl A	-0.1%	+8.55%	Add
7	CIM	Chimera Investment Corporation	-0.1%	+1.90%	Add
8	TWO	Two Harbors Investment Corp.	-0.1%	+6.76%	Add
9	GARSUSD	Garrison Capital INC	-0.2%	+0.81%	Add
10	PMT	Pennymac Mortgage Investment	-0.2%	+14.69%	Add
11	CPTAUSD	Capitala Finance CORP	-0.2%	-1.89%	Trim
12	SUNSUSD	Solar Senior Capital LTD	-0.2%	+3.19%	Add
13	WHF	Whitehorse Finance INC	-0.3%	-0.97%	Trim
14	PNNT	Pennantpark Investment CORP	-0.3%	+3.16%	Add
15	SCM	Stellus Capital Investment C	-0.3%	-52.94%	Trim
16	ABDCUSD	Alcentra Capital CORP	-0.3%	+3.46%	Add
17	TPVG	Triplepoint Venture Growth B	-0.3%	+5.29%	Add
18	PFLT	Pennantpark Floating Rate Ca	-0.3%	+6.63%	Add
19	MCCUSD	Medley Capital CORP	-0.3%	+15.16%	Add
20	SLRC	Slr Investment CORP	-0.4%	+2.32%	Add
21	FDUS	Fidus Investment CORP	-0.4%	-13.11%	Trim
22	✓	Tcp Cap CORP	-0.4%	+0.89%	Add
23	✓	Triangle Cap CORP	-0.4%	-25.49%	Trim
24	✓	Fifth Str Sr Floatng Rate Co	-0.4%	-13.86%	Trim
25	BKCCUSD	Blackrock Capital Investment	-0.5%	+1.18%	Add
26	MPOUSD	Amplify Energy CORP	-0.5%	-21.10%	Trim
27	TCRDUSD	First Eagle Alternative Capi	-0.5%	+4.20%	Add
28	GBDC	Golub Capital Bdc INC	-0.6%	+22.02%	Add
29	FITB	Fifth Third Bancorp	-0.6%	+5.10%	Add
30	AAL	American Airlines Group INC	-0.6%	+47.45%	Add
31	✓	Travelport Worldwide LTD	-0.6%	—	Unchanged
32	NMFC	New Mountain Finance CORP	-0.7%	-52.75%	Trim
33	APO	Apollo Global Management, Inc.	-0.7%	+2.75%	Add
34	FSICUSD	Fs Kkr Capital CORP	-1%	-1.58%	Trim
35	ARCC	Ares Capital CORP	-1.2%	+55.24%	Add
36	HKEUR	Halcon Resources CORP	-9%	+0.15%	Add
37	✓	Smart & Final Stores INC	-33.4%	—	Unchanged
38	✓	Williams Clayton Energy INC	-36.6%	+4.12%	Add
39	XLE	Ss Energy Select Sector	—	NEW	New buy
40	GSTEUR	Gastar Exploration LTD	—	NEW	New buy
41	PSEC	Prospect Capital CORP	—	EXIT	Sold out
42	✓	American Capital Sr Floating LTD Com Usd0.01	—	NEW	New buy
43	INSE	Inspired Entertainment INC	—	NEW	New buy
44	STWD	Starwood Property Trust INC	—	NEW	New buy
45	RITM	Rithm Capital CORP	—	NEW	New buy
46	HRZN	Horizon Technology Finance C	—	EXIT	Sold out
47	ECC	Eagle Point Credit Co	—	EXIT	Sold out
48	SYNHEUR	Syneos Health INC	—	EXIT	Sold out
49	NWG V8 PERP *--	Natwest Group PLC	—	EXIT	Sold out
50	LLOYDS V7.5 PERP *	Lloyds Banking Group PLC	—	EXIT	Sold out