Apriem Advisors — Q3 2018 13F Holdings

Name: Apriem Advisors — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001425165

Total reported value

$1.0B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHX	Schwab US Large-cap ETF	ETF-Other	18.81%	-1.45%	+15.29%
2	PDBC	Invesco Optimum Yield Divers	ETF-Other	7.03%	—	-0.80%
3	SCHA	Schwab US Small-cap ETF	ETF-Other	5.09%	—	+33.82%
4	SPLV	Invesco S&p 500 Low Volatili	ETF-Large Cap & Growth	4.97%	—	+184014.86%
5	SCHM	Schwab US Mid Cap ETF	ETF-Other	4.46%	—	+287.74%
6	SCHG	Schwab US Large-cap Growth	ETF-Other	4.35%	—	+10.79%
7	XOM	Exxon Mobil CORP	Stock-Energy	3.12%	+0.83%	-2.22%
8	AAPL	Apple INC	Stock-Tech	2.78%	-0.22%	+1.17%
9	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	2.18%	—	+39.54%
10	CSCO	Cisco Systems INC	Stock-Tech	2.02%	—	+25.45%
11	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.01%	-0.03%	-1.91%
12	T	At&t INC	Stock-Comm Services	1.93%	—	+3.80%
13	PFE	Pfizer INC	Stock-Healthcare	1.82%	—	-1.80%
14	ETN	Eaton Corporation plc	Stock-Industrials	1.80%	—	-0.77%
15	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	1.67%	—	+44.98%
16	JPM	Jpmorgan Chase & Co	Stock-Financials	1.57%	-0.08%	-0.21%
17	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.50%	-0.19%	-1.30%
18	ABBV	Abbvie INC	Stock-Healthcare	1.47%	—	+0.26%
19	VFH	Vanguard Financials ETF	ETF-Other	1.45%	—	+0.46%
20	AMZN	Amazon.com INC	Stock-Consumer Disc	1.41%	-0.44%	+0.78%
21	META	Meta Platforms Inc-class A	Stock-Comm Services	1.40%	—	+13.31%
22	BAC	Bank Of America CORP	Stock-Financials	1.36%	—	-0.38%
23	ED	Consolidated Edison INC	Stock-Utilities	1.35%	—	-0.25%
24	PGX	Invesco Preferred ETF	ETF-Other	1.34%	—	+8.80%
25	PHG	Koninklijke Philips Nvr- Ny	Stock-Healthcare	1.02%	—	+0.40%
26	UTXZ	United Tech CORP	Stock-Other	1.00%	—	+0.64%
27	UTF	Cohen & Steers Infrastructur	Stock-Other	0.89%	—	-4.18%
28	VZ	Verizon Communications INC	Stock-Comm Services	0.88%	—	-0.90%
29	CLX	Clorox Company	Stock-Consumer Staples	0.78%	—	+20907.08%
30	AMLPUSD	Alerian Mlp ETF	ETF-Other	0.63%	—	+16.67%
31	XBXMX	Nuveen S&p 500 Buy-wr INC	Stock-Other	0.60%	—	+17.60%
32	BTZ	Blackrock Credit Allocation	Stock-Other	0.55%	—	—
33	NAC	Nuveen Ca Qlty Muni INC	Stock-Other	0.55%	—	+10.21%
34	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.54%	-0.03%	+1.21%
35	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.53%	—	—
36	XLF	Ss Financial Select Sector	ETF-Other	0.48%	—	+0.50%
37	XNCMX	Nuveen Ca Amt-fr Muni INC	Stock-Other	0.48%	—	+15.56%
38	SCHB	Schwab US Broad Market ETF	ETF-Other	0.46%	—	+0.74%
39	NLYEUR	Annaly Capital Management In	Stock-Other	0.45%	—	+2.89%
40	SCHD	Schwab US Dvd Equity ETF	ETF-Other	0.40%	+1.09%	—
41	RVT	Royce Small-cap Trust INC	Stock-Other	0.39%	—	+4.39%
42	XEVTX	Eaton Vance Tax-adv Dvd INC	Stock-Other	0.39%	—	-0.85%
43	SCHV	Schwab US Large-cap Value	ETF-Other	0.37%	—	-1.40%
44	XLE	Ss Energy Select Sector	ETF-Other	0.37%	—	+15.18%
45	ALTREUR	Altair Engineering INC - A	Stock-Other	0.36%	—	—
46	SPHD	Invesco S&p 500 High Dividen	ETF-Large Cap & Growth	0.35%	—	—
47	IWF	Ishares Russell 1000 Growth	ETF-Other	0.35%	-0.05%	—
48	ITA	Ishares U.s. Aerospace & Def	ETF-Other	0.34%	—	—
49	IYH	Ishares U.s. Healthcare ETF	ETF-Other	0.26%	—	—
50	RSPT	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.26%	—	—

1–50 of 164

Holding changes this quarter

Position changes disclosed by Apriem Advisors for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPLV	Invesco S&p 500 Low Volatili	+5%	+184014.86%	Add
2	SCHM	Schwab US Mid Cap ETF	+3.3%	+287.74%	Add
3	SCHX	Schwab US Large-cap ETF	+3.2%	+15.29%	Add
4	SCHA	Schwab US Small-cap ETF	+1.3%	+33.82%	Add
5	CLX	Clorox Company	+0.8%	+20907.08%	Add
6	RSP	Invesco S&p 500 Equal Weight	+0.7%	+39.54%	Add
7	SCHG	Schwab US Large-cap Growth	+0.6%	+10.79%	Add
8	CSCO	Cisco Systems INC	+0.6%	+25.45%	Add
9	XEVVX	Eaton Vance LTD Durat INC	+0.5%	+44.98%	Add
10	AAPL	Apple INC	+0.5%	+1.17%	Add
11	PFE	Pfizer INC	+0.3%	-1.80%	Trim
12	ETN	Eaton Corporation plc	+0.2%	-0.77%	Trim
13	AMZN	Amazon.com INC	+0.2%	+0.78%	Add
14	AMD	Advanced Micro Devices	+0.1%	+361.44%	Add
15	T	At&t INC	+0.1%	+3.80%	Add
16	AMLPUSD	Alerian Mlp ETF	+0.1%	+16.67%	Add
17	ASG	Liberty All-star Growth Fd	+0.1%	+107.82%	Add
18	BABA	Alibaba Group Holding-sp Adr	+0.1%	+304.46%	Add
19	UTXZ	United Tech CORP	+0.1%	+0.64%	Add
20	XBXMX	Nuveen S&p 500 Buy-wr INC	+0.1%	+17.60%	Add
21	JPM	Jpmorgan Chase & Co	+0.1%	-0.21%	Trim
22	ALTREUR	Altair Engineering INC - A	+0.1%	—	Unchanged
23	BRK-B	Berkshire Hathaway Inc-cl B	+0.1%	+1.21%	Add
24	GDX	Vaneck Gold Miners ETF	+0.1%	+172.41%	Add
25	PGX	Invesco Preferred ETF	+0.1%	+8.80%	Add
26	NFLX	Netflix INC	+0.1%	+51.73%	Add
27	PHG	Koninklijke Philips Nvr- Ny	+0.1%	+0.40%	Add
28	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	-1.91%	Trim
29	GOOGL	Alphabet Inc-cl A	0%	-1.30%	Trim
30	XLE	Ss Energy Select Sector	0%	+15.18%	Add
31	BAC	Bank Of America CORP	0%	-0.38%	Trim
32	SCHE	Schwab Emrg Mrkts Eqty ETF	-0.1%	-54.68%	Trim
33	UTF	Cohen & Steers Infrastructur	-0.1%	-4.18%	Trim
34	DBL	Doubleline Opport Credit	-0.1%	-44.33%	Trim
35	META	Meta Platforms Inc-class A	-0.1%	+13.31%	Add
36	PDBC	Invesco Optimum Yield Divers	-0.1%	-0.80%	Trim
37	TSLA	Tesla INC	-0.2%	-76.73%	Trim
38	WDC	Western Digital CORP	-0.6%	-88.18%	Trim
39	VYMI	Vanguard Int High Dvd Yld In	-1.5%	-87.38%	Trim
40	SCHF	Schwab Intl Equity ETF	-13.1%	-98.11%	Trim
41	BTZ	Blackrock Credit Allocation	—	NEW	New buy
42	QQQ	Invesco Qqq Trust Series 1	—	EXIT	Sold out
43	SPHD	Invesco S&p 500 High Dividen	—	NEW	New buy
44	BIT	Blackrock Multi-sector INC	—	NEW	New buy
45	✓	Community Bank	—	EXIT	Sold out
46	CVBF	Cvb Financial CORP	—	NEW	New buy
47	FDN	First Trust Dj Internet Ind	—	NEW	New buy
48	CATY	Cathay General Bancorp	—	EXIT	Sold out
49	LRCXEUR	Lam Research CORP	—	EXIT	Sold out
50	XLB	Ss Materials Select Sector	—	EXIT	Sold out