Alpine Associates Advisors — Q3 2013 13F Holdings

Name: Alpine Associates Advisors — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001317329

Total reported value

$2.9B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓		Stock-Other	8.02%	—	+5.56%
2	NYSX	Global X NYSE 100 ETF	ETF-Other	7.20%	—	-5.96%
3	HPP	Hudson Pacific Properties, Inc.	Stock-Other	6.89%	—	+7.15%
4	✓	NV Energy INC	Stock-Other	6.53%	—	+24.68%
5	ELAN	Elanco Animal Health Incorporated	Stock-Healthcare	5.33%	—	—
6	DVY	Ishares Select Dividend ETF	ETF-Other	4.01%	—	—
7	✓	Lender Processing Svcs INC Com	Stock-Other	3.58%	—	+45.63%
8	✓	Advanced Drain Sys INC D	Stock-Other	2.86%	—	-5.56%
9	DELL	Dell Technologies Inc.	Stock-Tech	2.66%	—	+4.99%
10	LFACW	Leapfrog Acquisition Corporation	Stock-Other	2.42%	—	—
11	WCC 6 09-15-29	Wesco International INC	Stock-Industrials	2.42%	—	—
12	✓	Health Mgmt Assoc INC New	Stock-Other	2.28%	—	—
13	✓	Officemax INC Del Com	Stock-Other	2.20%	—	+7.43%
14	✓	Capitalsource INC	Stock-Other	1.90%	—	—
15	✓	Onyx Pharmaceuticals INC	Stock-Other	1.72%	—	—
16	CVA 3.25 06-01-14	Reworld Holding CORP	Stock-Other	1.67%	—	+7.11%
17	OCR 3.75 04-01-42	Omnicare INC	Stock-Other	1.55%	—	+784.19%
18	✓		Stock-Other	1.54%	—	-7.02%
19	✓	Stewart Enterprises INC	Stock-Other	1.50%	—	+7.44%
20	✓	Mako Surgical CORP	Stock-Other	1.49%	—	—
21	✓	Sourcefire INC	Stock-Other	1.47%	—	—
22	HDV	Ishares Core High Dividend E	ETF-Other	1.46%	—	—
23	✓	Spreadtrum Communications In	Stock-Other	1.42%	—	—
24	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.31%	-0.90%	EXIT
25	VHT	Vanguard Health Care Index Fund ETF Shares	ETF-Large Cap & Growth	1.22%	—	—
26	✓	Harris Teeter Supermarkets INC Com	Stock-Other	1.22%	—	—
27	AMD 3.125 03-15-37	Xilinx INC	Stock-Tech	1.18%	—	+38.02%
28	✓	Colonial Pptys Tr Sbi	Stock-Other	1.18%	—	+97.28%
29	✓	Optimer Pharmaceuticals INC	Stock-Other	1.12%	—	—
30	✓	Molex INC	Stock-Other	1.09%	—	—
31	✓	Molex INC	Stock-Other	1.02%	—	—
32	XLI	Ss Industrial Select Sector	ETF-Other	1.02%	—	+7.09%
33	WELL	Welltower Inc.	Stock-Real Estate	0.97%	—	—
34	CTB	Cooper Tire & Rubber	Stock-Other	0.91%	—	-66.18%
35	✓	Belo CORP	Stock-Other	0.91%	—	-25.11%
36	CDNS 2.625 06-01-15	Cadence Design Sys INC	Stock-Tech	0.88%	—	—
37	✓	Kaydon CORP	Stock-Other	0.88%	—	—
38	MCHP 2.125 12-15-37	Microchip Technology INC	Stock-Tech	0.85%	—	—
39	✓	Caplease INC	Stock-Other	0.81%	—	+34.32%
40	✓	Volterra Semiconductor CORP Com	Stock-Other	0.80%	—	—
41	BN	Brookfield Corporation	Stock-Financials	0.75%	—	—
42	WHR	Whirlpool CORP	Stock-Consumer Disc	0.65%	—	—
43	✓	Saks INC	Stock-Other	0.61%	—	—
44	✓	Linn Energy Llc-units	Stock-Other	0.60%	—	—
45	✓	Astex Pharmaceuticals INC	Stock-Other	0.59%	—	—
46	✓	Onyx Pharmaceuticals INC	Stock-Other	0.58%	—	—
47	✓	Zoltek Cos INC	Stock-Other	0.55%	—	—
48	PXDEUR	Pioneer Natural Resources Co	Stock-Other	0.46%	—	—
49	SNY	Sanofi	Stock-Healthcare	0.44%	—	-7.66%
50	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.43%	—	—

1–50 of 73

Holding changes this quarter

Position changes disclosed by Alpine Associates Advisors for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	OCR 3.75 04-01-42	Omnicare INC	+1.4%	+784.19%	Add
2	✓	NV Energy INC	+1.3%	+24.68%	Add
3	✓	Lender Processing Svcs INC Com	+1.2%	+45.63%	Add
4	CTB	Cooper Tire & Rubber	-2%	-66.18%	Trim
5	✓	Gardner Denver INC	—	EXIT	Sold out
6	ELAN	Elanco Animal Health Incorporated	—	NEW	New buy
7	SFD	Smithfield Foods, Inc.	—	EXIT	Sold out
8	DVY	Ishares Select Dividend ETF	—	NEW	New buy
9	✓	Bmc Software INC	—	EXIT	Sold out
10	WBD	Warner Bros. Discovery, Inc.	—	EXIT	Sold out
11	LFACW	Leapfrog Acquisition Corporation	—	NEW	New buy
12	✓	Lufkin Inds INC	—	EXIT	Sold out
13	✓	Health Mgmt Assoc INC New	—	NEW	New buy
14	ARNC 5.25 03-15-14	Alcoa INC	—	EXIT	Sold out
15	✓	Buckeye Technologies INC Com	—	EXIT	Sold out
16	✓	Capitalsource INC	—	NEW	New buy
17	✓	Onyx Pharmaceuticals INC	—	NEW	New buy
18	✓	Ameristar Casinos INC	—	EXIT	Sold out
19	✓	Mako Surgical CORP	—	NEW	New buy
20	✓	Sourcefire INC	—	NEW	New buy
21	HDV	Ishares Core High Dividend E	—	NEW	New buy
22	✓	Spreadtrum Communications In	—	NEW	New buy
23	✓	Energy Transfer L P LP	—	EXIT	Sold out
24	VHT	Vanguard Health Care Index Fund ETF Shares	—	NEW	New buy
25	✓	Harris Teeter Supermarkets INC Com	—	NEW	New buy
26	XLU	St Sr Utl Sl Se Spdr Etf-usd	—	EXIT	Sold out
27	✓	Optimer Pharmaceuticals INC	—	NEW	New buy
28	✓	Molex INC	—	NEW	New buy
29	✓	National Finl Partners CORP Com	—	EXIT	Sold out
30	✓		—	EXIT	Sold out
31	✓	Molex INC	—	NEW	New buy
32	✓	Arbitron INC Com	—	EXIT	Sold out
33	WELL	Welltower Inc.	—	NEW	New buy
34	✓	Netspend Holdings INC	—	EXIT	Sold out
35	AXP	American Express Company	—	EXIT	Sold out
36	✓	Kaydon CORP	—	NEW	New buy
37	XRX	Xerox Holdings Corporation	—	EXIT	Sold out
38	✓	Intermec INC Com	—	EXIT	Sold out
39	✓	Volterra Semiconductor CORP Com	—	NEW	New buy
40	✓	Rue21 INC Com	—	EXIT	Sold out
41	BN	Brookfield Corporation	—	NEW	New buy
42	✓	True Religion Apparel INC Com	—	EXIT	Sold out
43	IYR	Ishares US Real Estate ETF	—	EXIT	Sold out
44	KEY	Keycorp	—	EXIT	Sold out
45	HBAN	Huntington Bancshares INC	—	EXIT	Sold out
46	WHR	Whirlpool CORP	—	NEW	New buy
47	✓	Saks INC	—	NEW	New buy
48	AAPL	Apple INC	—	EXIT	Sold out
49	CSCO	Cisco Systems INC	—	EXIT	Sold out
50	✓	Linn Energy Llc-units	—	NEW	New buy