Alken Asset Management Ltd — Q3 2019 13F Holdings

Name: Alken Asset Management Ltd — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001629996

Total reported value

$89.6M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	ARCH1EUR	Arch Resources INC	Stock-Other	60.81%	—	-9.54%
2	VSH 2.25 06-15-25	Vishay Intertechnology	Stock-Other	5.80%	—	—
3	PANW 0.75 07-01-23	Palo Alto Networks	Stock-Tech	3.72%	—	—
4	MOMO 1.25 07-01-25	Hello Group INC	Stock-Other	3.52%	—	—
5	BAC 7.25 PERP L	Bank Of America CORP	Stock-Financials	2.62%	—	-48.57%
6	MIC 2 10-01-23	Macquarie Infrastructure	Stock-Other	2.40%	—	+237.50%
7	JAZZ 1.5 08-15-24	Jazz Investments I LTD	Stock-Healthcare	2.07%	—	—
8	XYZ 0.5 05-15-23	Block INC	Stock-Financials	2.06%	—	—
9	ARCC 4.625 03-01-24	Ares Capital CORP	Stock-Financials	1.66%	—	+128.57%
10	ARCC 3.75 02-01-22	Ares Capital CORP	Stock-Financials	1.52%	—	-34.78%
11	WB 1.25 11-15-22	Weibo CORP	Stock-Other	1.47%	—	—
12	HTGC 4.375 02-01-22	Hercules Capital INC	Stock-Financials	1.41%	—	—
13	NRG 2.75 06-01-48	Nrg Energy INC	Stock-Utilities	1.10%	—	—
14	FCN 2 08-15-23	Fti Consulting INC	Stock-Industrials	1.08%	—	—
15	NUAN 1.25 04-01-25	Nuance Communications	Stock-Other	1.06%	—	—
16	ILMN 0.5 06-15-21	Illumina INC	Stock-Healthcare	1.04%	—	—
17	ON 1 12-01-20	On Semiconductor CORP	Stock-Tech	1.04%	—	—
18	BKNG 0.35 06-15-20	Booking Holdings INC	Stock-Consumer Disc	1.02%	—	-53.33%
19	SRC 3.75 05-15-21	Spirit Realty Capital In	Stock-Other	1.00%	—	-44.44%
20	WFC 7.5 PERP L	Wells Fargo & Company	Stock-Financials	0.89%	—	-45.45%
21	NUAN 1 12-15-35	Nuance Communications	Stock-Other	0.83%	—	—
22	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	Stock-Other	0.71%	—	—
23	VER 3.75 12-15-20	Vereit INC	Stock-Other	0.69%	—	—
24	WDC 1.5 02-01-24	Western Digital CORP	Stock-Tech	0.28%	—	—
25	RGEN 0.375 07-15-24	Repligen CORP	Stock-Healthcare	0.20%	—	—

Holding changes this quarter

Position changes disclosed by Alken Asset Management Ltd for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MIC 2 10-01-23	Macquarie Infrastructure	+1.8%	+237.50%	Add
2	ARCC 4.625 03-01-24	Ares Capital CORP	+1%	+128.57%	Add
3	HTGC 4.375 02-01-22	Hercules Capital INC	+0.2%	—	Unchanged
4	JAZZ 1.5 08-15-24	Jazz Investments I LTD	+0.1%	—	Unchanged
5	TCPC 4.625 03-01-22	Blackrock Tcp Cap CORP	+0.1%	—	Unchanged
6	ON 1 12-01-20	On Semiconductor CORP	+0.1%	—	Unchanged
7	VER 3.75 12-15-20	Vereit INC	+0.1%	—	Unchanged
8	WFC 7.5 PERP L	Wells Fargo & Company	-0.4%	-45.45%	Trim
9	ARCC 3.75 02-01-22	Ares Capital CORP	-0.5%	-34.78%	Trim
10	SRC 3.75 05-15-21	Spirit Realty Capital In	-0.6%	-44.44%	Trim
11	BKNG 0.35 06-15-20	Booking Holdings INC	-0.9%	-53.33%	Trim
12	BAC 7.25 PERP L	Bank Of America CORP	-1.7%	-48.57%	Trim
13	ARCH1EUR	Arch Resources INC	-16.5%	-9.54%	Trim
14	VSH 2.25 06-15-25	Vishay Intertechnology	—	NEW	New buy
15	PANW 0.75 07-01-23	Palo Alto Networks	—	NEW	New buy
16	DISH 2.375 03-15-24	Dish Network CORP	—	EXIT	Sold out
17	MOMO 1.25 07-01-25	Hello Group INC	—	NEW	New buy
18	XYZ 0.5 05-15-23	Block INC	—	NEW	New buy
19	WB 1.25 11-15-22	Weibo CORP	—	NEW	New buy
20	NXPI 1 12-01-19	Nxp Semiconductor NV	—	EXIT	Sold out
21	NRG 2.75 06-01-48	Nrg Energy INC	—	NEW	New buy
22	FCN 2 08-15-23	Fti Consulting INC	—	NEW	New buy
23	NUAN 1.25 04-01-25	Nuance Communications	—	NEW	New buy
24	ILMN 0.5 06-15-21	Illumina INC	—	NEW	New buy
25	NUAN 1 12-15-35	Nuance Communications	—	NEW	New buy
26	TWTR 0.25 09-15-19	Twitter INC	—	EXIT	Sold out
27	WDC 1.5 02-01-24	Western Digital CORP	—	NEW	New buy
28	RGEN 0.375 07-15-24	Repligen CORP	—	NEW	New buy