13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001549408
Total reported value
$241.4M
$241.4M
11 檔
54.3%
At the close of Q1 2025, Alethea Capital Management, LLC disclosed equity holdings valued at approximately $241.4M, spread across 11 reported holdings.
In Q1 2025, Alethea Capital Management, LLC adopted a defensive or profit-taking posture, trimming 4 positions and completely liquidating 76 holdings to manage risk exposure.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AXSM | Axsome Therapeutics Inc | Stock-Healthcare | 58.07% | +9.50% | -9.12% | |
| 2 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 20.95% | -17.77% | +2.44% | |
| 3 | RNAGBP | Avidity Biosciences Inc | Stock-Other | 9.29% | — | +0.20% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 6.25% | -4.57% | EXIT | |
| 5 | KURA | Kura Oncology Inc | Stock-Other | 3.25% | +3.47% | +18.04% | |
| 6 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.57% | -0.26% | — | |
| 7 | HEDJ | Wisdomtree Europe Hedged Equ | ETF-Other | 0.28% | -0.03% | — | |
| 8 | CDTX | Cidara Therapeutics Inc | Stock-Other | 0.23% | — | — | |
| 9 | XEVMX | Eaton Vance Cal Muni Bond | Stock-Other | 0.07% | — | — | |
| 10 | LPRO | Open Lending CORP | Stock-Other | 0.02% | +0.01% | — | |
| 11 | TGB | Taseko Mines LTD | Stock-Other | 0.02% | -0.03% | EXIT |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AXSM | Axsome Therapeutics Inc | +15.2% | -9.12% | Trim |
| 2 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +14.7% | +2.44% | Add |
| 3 | HEDJ | Wisdomtree Europe Hedged Equ | +0.1% | — | Add |
| 4 | XEVMX | Eaton Vance Cal Muni Bond | 0% | — | Trim |
| 5 | LPRO | Open Lending CORP | -0.4% | — | Trim |
| 6 | RNAGBP | Avidity Biosciences Inc | -8.9% | +0.20% | Trim |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | New buy |
| 8 | SPPIUSD | Spectrum Pharmaceuticals Inc | — | EXIT | Sold out |
| 9 | KURA | Kura Oncology Inc | — | NEW | New buy |
| 10 | ✓ | Cidara Therapeutics Inc Com New | — | EXIT | Sold out |
| 11 | TLT | Ishares 20+ Year Treasury Bd | — | NEW | New buy |
| 12 | AVGO | Broadcom Inc | — | EXIT | Sold out |
| 13 | HAS | Hasbro Inc | — | EXIT | Sold out |
| 14 | JPM | Jpmorgan Chase & Co | — | EXIT | Sold out |
| 15 | HFCUSD | Hollyfrontier CORP | — | EXIT | Sold out |
| 16 | IRM | Iron Mountain Inc | — | EXIT | Sold out |
| 17 | BPYPN | Brookfield Property Partners L.P. | — | EXIT | Sold out |
| 18 | WBA | Walgreens Boots Alliance Inc | — | EXIT | Sold out |
| 19 | NRG | Nrg Energy Inc | — | EXIT | Sold out |
| 20 | GOOG | Alphabet Inc-cl C | — | EXIT | Sold out |
| 21 | GEN | Gen Digital Inc | — | EXIT | Sold out |
| 22 | GILD | Gilead Sciences Inc | — | EXIT | Sold out |
| 23 | T | At&t Inc | — | EXIT | Sold out |
| 24 | PSX | Phillips 66 | — | EXIT | Sold out |
| 25 | EVRG | Evergy Inc | — | EXIT | Sold out |
| 26 | CF | Cf Industries Holdings Inc | — | EXIT | Sold out |
| 27 | KIM | Kimco Realty CORP | — | EXIT | Sold out |
| 28 | ARE | Alexandria Real Estate Equit | — | EXIT | Sold out |
| 29 | PNC | Pnc Financial Services Group | — | EXIT | Sold out |
| 30 | BKR | Baker Hughes Co | — | EXIT | Sold out |
| 31 | MMM | 3m Co | — | EXIT | Sold out |
| 32 | ABBV | Abbvie Inc | — | EXIT | Sold out |
| 33 | COF | Capital One Financial CORP | — | EXIT | Sold out |
| 34 | CL | Colgate-palmolive Co | — | EXIT | Sold out |
| 35 | AAPL | Apple Inc | — | EXIT | Sold out |
| 36 | BAC | Bank Of America CORP | — | EXIT | Sold out |
| 37 | PKG | Packaging CORP Of America | — | EXIT | Sold out |
| 38 | JNJ | Johnson & Johnson | — | EXIT | Sold out |
| 39 | HON | Honeywell International Inc | — | EXIT | Sold out |
| 40 | CLX | Clorox Company | — | EXIT | Sold out |
| 41 | MSFT | Microsoft CORP | — | EXIT | Sold out |
| 42 | NTAP | Netapp Inc | — | EXIT | Sold out |
| 43 | DLR | Digital Realty Trust Inc | — | EXIT | Sold out |
| 44 | AMGN | Amgen Inc | — | EXIT | Sold out |
| 45 | BAP | Credicorp Ltd. | — | EXIT | Sold out |
| 46 | DIS | Walt Disney Co/the | — | EXIT | Sold out |
| 47 | BX | Blackstone Inc | — | EXIT | Sold out |
| 48 | KMB | Kimberly-clark CORP | — | EXIT | Sold out |
| 49 | RELX | Relx PLC - Spon Adr | — | EXIT | Sold out |
| 50 | PG | Procter & Gamble Co/the | — | EXIT | Sold out |
According to official SEC Form 13F filings, Alethea Capital Management, LLC reported a total U.S. public equity portfolio value of $241.4M across 11 disclosed positions in Q1 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including AXSM, BIL, RNAGBP) accounted for 54.3% of total reported equity market value during Q1 2025.
Top New Position Initiated
SPY
市值: $8.4M
Top Position Liquidated / Trimmed
SPPIUSD
前期市值: $6.2M
During Q1 2025, Alethea Capital Management, LLC's top holdings by market value included AXSM (58.1%)、BIL (20.9%)、RNAGBP (9.3%). The largest single position, AXSM, represented 58.1% of total portfolio value.
In Q1 2025, Alethea Capital Management, LLC made 87 total portfolio adjustments, initiating 5 new buys, adding to 2 positions, trimming 4 holdings, and fully liquidating 76 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.