Alethea Capital Management, LLC — Q2 2021 13F Holdings

Name: Alethea Capital Management, LLC — 13F Holdings, Q2 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001549408

Total reported value

$194.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AXSM	Axsome Therapeutics INC	Stock-Healthcare	42.91%	-3.02%	-0.12%
2	RNAGBP	Avidity Biosciences INC	Stock-Other	18.14%	-15.62%	EXIT
3	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	6.22%	+19.59%	-38.96%
4	SPPIUSD	Spectrum Pharmaceuticals INC	Stock-Other	3.89%	—	+3.12%
5	✓	Cidara Therapeutics INC Com New	Stock-Other	1.49%	—	+0.72%
6	AVGO	Broadcom INC	Stock-Tech	1.07%	—	—
7	HAS	Hasbro INC	Stock-Consumer Disc	0.97%	—	—
8	JPM	Jpmorgan Chase & Co	Stock-Financials	0.79%	—	+118.51%
9	HFCUSD	Hollyfrontier CORP	Stock-Other	0.72%	—	—
10	IRM	Iron Mountain INC	Stock-Real Estate	0.65%	—	—
11	BPYPN	Brookfield Property Partners L.P.	Stock-Other	0.61%	—	—
12	WBA	Walgreens Boots Alliance INC	Stock-Other	0.60%	—	—
13	NRG	Nrg Energy INC	Stock-Utilities	0.58%	—	—
14	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.56%	—	-15.07%
15	GEN	Gen Digital INC	Stock-Tech	0.54%	—	—
16	GILD	Gilead Sciences INC	Stock-Healthcare	0.50%	—	—
17	T	At&t INC	Stock-Comm Services	0.50%	—	—
18	PSX	Phillips 66	Stock-Energy	0.50%	—	—
19	EVRG	Evergy INC	Stock-Utilities	0.48%	—	—
20	CF	Cf Industries Holdings INC	Stock-Materials	0.48%	—	—
21	KIM	Kimco Realty CORP	Stock-Real Estate	0.47%	—	—
22	ARE	Alexandria Real Estate Equit	Stock-Real Estate	0.46%	—	—
23	PNC	Pnc Financial Services Group	Stock-Financials	0.46%	—	—
24	BKR	Baker Hughes Co	Stock-Energy	0.44%	—	—
25	MMM	3m Co	Stock-Industrials	0.44%	—	-12.40%
26	ABBV	Abbvie INC	Stock-Healthcare	0.44%	—	—
27	CL	Colgate-palmolive Co	Stock-Consumer Staples	0.43%	—	—
28	COF	Capital One Financial CORP	Stock-Financials	0.43%	—	-10.98%
29	AAPL	Apple INC	Stock-Tech	0.43%	—	—
30	BAC	Bank Of America CORP	Stock-Financials	0.43%	—	-21.42%
31	PKG	Packaging CORP Of America	Stock-Consumer Disc	0.42%	—	—
32	JNJ	Johnson & Johnson	Stock-Healthcare	0.42%	—	—
33	HON	Honeywell International INC	Stock-Industrials	0.41%	—	-11.71%
34	CLX	Clorox Company	Stock-Consumer Staples	0.39%	—	—
35	MSFT	Microsoft CORP	Stock-Tech	0.39%	—	—
36	NTAP	Netapp INC	Stock-Tech	0.39%	—	—
37	LPRO	Open Lending CORP	Stock-Other	0.38%	—	-39.68%
38	DLR	Digital Realty Trust INC	Stock-Real Estate	0.37%	—	—
39	AMGN	Amgen INC	Stock-Healthcare	0.37%	—	—
40	BAP	Credicorp Ltd.	Stock-Financials	0.37%	—	—
41	DIS	Walt Disney Co/the	Stock-Comm Services	0.36%	—	-26.66%
42	BX	Blackstone INC	Stock-Financials	0.36%	—	-27.16%
43	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.35%	—	-6.67%
44	RELX	Relx PLC - Spon Adr	Stock-Industrials	0.35%	—	—
45	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.35%	—	-73.71%
46	ETN	Eaton Corporation plc	Stock-Industrials	0.34%	—	-17.78%
47	WM	Waste Management INC	Stock-Industrials	0.34%	—	-13.33%
48	DUK	Duke Energy CORP	Stock-Utilities	0.34%	—	-58.96%
49	BLKCHF	Blackrock INC	Stock-Other	0.34%	—	-11.43%
50	EMN	Eastman Chemical Co	Stock-Materials	0.33%	—	—

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Holding changes this quarter

Position changes disclosed by Alethea Capital Management, LLC for the quarter ending Q2 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AXSM	Axsome Therapeutics INC	+8%	-0.12%	Trim
2	SPPIUSD	Spectrum Pharmaceuticals INC	+0.7%	+3.12%	Add
3	RNAGBP	Avidity Biosciences INC	-0.3%	-15.81%	Trim
4	✓	Cidara Therapeutics INC Com New	-0.4%	+0.72%	Add
5	VZ	Verizon Communications INC	-0.4%	-77.38%	Trim
6	DUK	Duke Energy CORP	-0.5%	-58.96%	Trim
7	PG	Procter & Gamble Co/the	-1%	-73.71%	Trim
8	BIL	Ss Spdr Bb 1-3m T-bill ETF	-3.7%	-38.96%	Trim
9	SHV	Ishares 0-1 Year Treasury Bo	—	EXIT	Sold out
10	TLT	Ishares 20+ Year Treasury Bd	—	EXIT	Sold out
11	LNT	Alliant Energy CORP	—	EXIT	Sold out
12	AVGO	Broadcom INC	—	NEW	New buy
13	ED	Consolidated Edison INC	—	EXIT	Sold out
14	AEP	American Electric Power	—	EXIT	Sold out
15	WEC	Wec Energy Group INC	—	EXIT	Sold out
16	D	Dominion Energy INC	—	EXIT	Sold out
17	ETR	Entergy CORP	—	EXIT	Sold out
18	HAS	Hasbro INC	—	NEW	New buy
19	HFCUSD	Hollyfrontier CORP	—	NEW	New buy
20	IRM	Iron Mountain INC	—	NEW	New buy
21	ADM	Archer-daniels-midland Co	—	EXIT	Sold out
22	BPYPN	Brookfield Property Partners L.P.	—	NEW	New buy
23	WBA	Walgreens Boots Alliance INC	—	NEW	New buy
24	BTI	British American Tob-sp Adr	—	EXIT	Sold out
25	PPL	Ppl CORP	—	EXIT	Sold out
26	NRG	Nrg Energy INC	—	NEW	New buy
27	SNY	Sanofi-adr	—	EXIT	Sold out
28	AZNN	Astrazeneca Plc-spons Adr	—	EXIT	Sold out
29	WHR	Whirlpool CORP	—	EXIT	Sold out
30	CCI	Crown Castle INC	—	EXIT	Sold out
31	GEN	Gen Digital INC	—	NEW	New buy
32	CMS	Cms Energy CORP	—	EXIT	Sold out
33	BBY	Best Buy Co INC	—	EXIT	Sold out
34	GILD	Gilead Sciences INC	—	NEW	New buy
35	T	At&t INC	—	NEW	New buy
36	PSX	Phillips 66	—	NEW	New buy
37	IP	International Paper Co	—	EXIT	Sold out
38	PSA	Public Storage	—	EXIT	Sold out
39	EVRG	Evergy INC	—	NEW	New buy
40	CF	Cf Industries Holdings INC	—	NEW	New buy
41	MCD	Mcdonald's CORP	—	EXIT	Sold out
42	KIM	Kimco Realty CORP	—	NEW	New buy
43	ARE	Alexandria Real Estate Equit	—	NEW	New buy
44	PEG	Public Service Enterprise Gp	—	EXIT	Sold out
45	PNW	Pinnacle West Capital	—	EXIT	Sold out
46	PNC	Pnc Financial Services Group	—	NEW	New buy
47	XEL	Xcel Energy INC	—	EXIT	Sold out
48	BKR	Baker Hughes Co	—	NEW	New buy
49	UPS	United Parcel Service-cl B	—	EXIT	Sold out
50	ABBV	Abbvie INC	—	NEW	New buy