Alethea Capital Management, LLC — Q3 2020 13F Holdings

Name: Alethea Capital Management, LLC — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001549408

Total reported value

$194.9M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AXSM	Axsome Therapeutics INC	Stock-Healthcare	48.66%	-3.02%	+0.06%
2	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	13.43%	+19.59%	-38.48%
3	SPPIUSD	Spectrum Pharmaceuticals INC	Stock-Other	4.08%	—	+30.23%
4	COF	Capital One Financial CORP	Stock-Financials	2.81%	—	—
5	KURA	Kura Oncology INC	Stock-Other	2.40%	-0.80%	-46.50%
6	✓	Cidara Therapeutics INC Com New	Stock-Other	2.23%	—	+12.24%
7	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	1.54%	—	—
8	GEN	Gen Digital INC	Stock-Tech	1.14%	—	—
9	CTRA	Coterra Energy INC	Stock-Energy	1.10%	—	—
10	GIS	General Mills INC	Stock-Consumer Staples	1.10%	—	+222.99%
11	CAG	Conagra Brands INC	Stock-Consumer Staples	1.08%	—	+207.86%
12	CPB	THE Campbell's Company	Stock-Consumer Staples	1.06%	—	—
13	GILD	Gilead Sciences INC	Stock-Healthcare	0.85%	—	—
14	AMGN	Amgen INC	Stock-Healthcare	0.83%	—	+102.17%
15	DLR	Digital Realty Trust INC	Stock-Real Estate	0.75%	—	—
16	DUK	Duke Energy CORP	Stock-Utilities	0.74%	—	+124.09%
17	AZNN	Astrazeneca Plc-spons Adr	Stock-Other	0.72%	—	—
18	TGT	Target CORP	Stock-Consumer Disc	0.68%	—	-9.22%
19	KHC	Kraft Heinz Co/the	Stock-Consumer Staples	0.66%	—	—
20	MRK	Merck & Co. INC.	Stock-Healthcare	0.61%	—	+0.09%
21	PFE	Pfizer INC	Stock-Healthcare	0.59%	—	—
22	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.46%	—	-42.85%
23	SJM	Jm Smucker Co/the	Stock-Consumer Staples	0.46%	—	—
24	WEC	Wec Energy Group INC	Stock-Utilities	0.46%	—	+33.07%
25	VZ	Verizon Communications INC	Stock-Comm Services	0.46%	—	+39.37%
26	AAPL	Apple INC	Stock-Tech	0.45%	—	+241.18%
27	ED	Consolidated Edison INC	Stock-Utilities	0.45%	—	+52.42%
28	JNJ	Johnson & Johnson	Stock-Healthcare	0.45%	—	+30.97%
29	STX	Seagate Technology Holdings plc	Stock-Tech	0.44%	—	—
30	MMM	3m Co	Stock-Industrials	0.43%	—	—
31	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.43%	—	—
32	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.43%	—	-55.46%
33	MSFT	Microsoft CORP	Stock-Tech	0.43%	—	—
34	IFF	Intl Flavors & Fragrances	Stock-Materials	0.42%	—	—
35	BAC	Bank Of America CORP	Stock-Financials	0.40%	—	+31.60%
36	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.39%	—	-39.74%
37	HON	Honeywell International INC	Stock-Industrials	0.38%	—	+0.09%
38	JNP	Juniper Networks INC	Stock-Other	0.38%	—	—
39	WM	Waste Management INC	Stock-Industrials	0.34%	—	-52.25%
40	ITW	Illinois Tool Works	Stock-Industrials	0.33%	—	—
41	ETN	Eaton Corporation plc	Stock-Industrials	0.31%	—	-10.00%
42	HD	Home Depot INC	Stock-Consumer Disc	0.30%	—	-20.00%
43	BX	Blackstone INC	Stock-Financials	0.29%	—	—
44	CMI	Cummins INC	Stock-Industrials	0.29%	—	—
45	PEP	Pepsico INC	Stock-Consumer Staples	0.28%	—	—
46	DIS	Walt Disney Co/the	Stock-Comm Services	0.28%	—	—
47	BLKCHF	Blackrock INC	Stock-Other	0.27%	—	—
48	MDT	Medtronic plc	Stock-Healthcare	0.25%	—	—
49	JPM	Jpmorgan Chase & Co	Stock-Financials	0.24%	—	—
50	EMN	Eastman Chemical Co	Stock-Materials	0.24%	—	—

1–50 of 65

Holding changes this quarter

Position changes disclosed by Alethea Capital Management, LLC for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPPIUSD	Spectrum Pharmaceuticals INC	+1.8%	+30.23%	Add
2	GIS	General Mills INC	+0.8%	+222.99%	Add
3	CAG	Conagra Brands INC	+0.8%	+207.86%	Add
4	COF	Capital One Financial CORP	+0.7%	—	Unchanged
5	AMGN	Amgen INC	+0.5%	+102.17%	Add
6	DUK	Duke Energy CORP	+0.5%	+124.09%	Add
7	AXSM	Axsome Therapeutics INC	+0.1%	+0.06%	Add
8	✓	Cidara Therapeutics INC Com New	0%	+12.24%	Add
9	KMB	Kimberly-clark CORP	-0.2%	-42.85%	Trim
10	WM	Waste Management INC	-0.2%	-52.25%	Trim
11	BMY	Bristol-myers Squibb Co	-0.5%	-55.46%	Trim
12	BIL	Ss Spdr Bb 1-3m T-bill ETF	-5.4%	-38.48%	Trim
13	GEN	Gen Digital INC	—	NEW	New buy
14	CTRA	Coterra Energy INC	—	NEW	New buy
15	CPB	THE Campbell's Company	—	NEW	New buy
16	GILD	Gilead Sciences INC	—	NEW	New buy
17	ES	Eversource Energy	—	EXIT	Sold out
18	DLR	Digital Realty Trust INC	—	NEW	New buy
19	AZNN	Astrazeneca Plc-spons Adr	—	NEW	New buy
20	BIP	Brookfield Infrastructure Partners L.P.	—	EXIT	Sold out
21	KHC	Kraft Heinz Co/the	—	NEW	New buy
22	CMS	Cms Energy CORP	—	EXIT	Sold out
23	ABBV	Abbvie INC	—	EXIT	Sold out
24	AVB	Avalonbay Communities INC	—	EXIT	Sold out
25	ETR	Entergy CORP	—	EXIT	Sold out
26	PFE	Pfizer INC	—	NEW	New buy
27	PSX	Phillips 66	—	EXIT	Sold out
28	SJM	Jm Smucker Co/the	—	NEW	New buy
29	DGX	Quest Diagnostics INC	—	EXIT	Sold out
30	STX	Seagate Technology Holdings plc	—	NEW	New buy
31	IFF	Intl Flavors & Fragrances	—	NEW	New buy
32	FAST	Fastenal Co	—	EXIT	Sold out
33	BR	Broadridge Financial Solutio	—	EXIT	Sold out
34	GRMN	Garmin Ltd.	—	EXIT	Sold out
35	HPQ	Hp INC	—	EXIT	Sold out
36	PLD	Prologis INC	—	EXIT	Sold out
37	AOS	Smith (a.o.) CORP	—	EXIT	Sold out
38	SBUX	Starbucks CORP	—	EXIT	Sold out
39	CAH	Cardinal Health INC	—	EXIT	Sold out
40	JNP	Juniper Networks INC	—	NEW	New buy
41	CMCSA	Comcast Corp-class A	—	EXIT	Sold out
42	CL	Colgate-palmolive Co	—	EXIT	Sold out
43	IRM	Iron Mountain INC	—	EXIT	Sold out
44	KEL	Kellanova	—	EXIT	Sold out
45	LMT	Lockheed Martin CORP	—	EXIT	Sold out
46	T	At&t INC	—	EXIT	Sold out
47	XEL	Xcel Energy INC	—	EXIT	Sold out
48	LNT	Alliant Energy CORP	—	EXIT	Sold out
49	AEP	American Electric Power	—	EXIT	Sold out
50	MDLZ	Mondelez International Inc-a	—	EXIT	Sold out