Alethea Capital Management, LLC — Q2 2020 13F Holdings

Name: Alethea Capital Management, LLC — 13F Holdings, Q2 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001549408

Total reported value

$194.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AXSM	Axsome Therapeutics INC	Stock-Healthcare	48.53%	-3.02%	+1.69%
2	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	18.87%	+19.59%	-34.63%
3	SPPIUSD	Spectrum Pharmaceuticals INC	Stock-Other	2.24%	—	+65.78%
4	✓	Cidara Therapeutics INC Com New	Stock-Other	2.22%	—	+14.92%
5	COF	Capital One Financial CORP	Stock-Financials	2.12%	—	-31.48%
6	KURA	Kura Oncology INC	Stock-Other	2.06%	-0.80%	-32.23%
7	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	1.33%	—	—
8	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.89%	—	+21.54%
9	ES	Eversource Energy	Stock-Utilities	0.71%	—	-4.79%
10	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.67%	—	+78.93%
11	WM	Waste Management INC	Stock-Industrials	0.58%	—	+109.42%
12	BIP	Brookfield Infrastructure Partners L.P.	Stock-Utilities	0.57%	—	-2.57%
13	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.56%	—	+93.95%
14	CMS	Cms Energy CORP	Stock-Utilities	0.55%	—	+84.39%
15	ABBV	Abbvie INC	Stock-Healthcare	0.53%	—	-4.40%
16	AVB	Avalonbay Communities INC	Stock-Real Estate	0.52%	—	-29.73%
17	ETR	Entergy CORP	Stock-Utilities	0.52%	—	-11.31%
18	KO	Coca-cola Co/the	Stock-Consumer Staples	0.44%	—	—
19	PSX	Phillips 66	Stock-Energy	0.41%	—	-33.03%
20	MRK	Merck & Co. INC.	Stock-Healthcare	0.40%	—	+263.27%
21	TGT	Target CORP	Stock-Consumer Disc	0.38%	—	—
22	DGX	Quest Diagnostics INC	Stock-Healthcare	0.38%	—	—
23	MMM	3m Co	Stock-Industrials	0.37%	—	+2.67%
24	AAPL	Apple INC	Stock-Tech	0.36%	—	-45.16%
25	MSFT	Microsoft CORP	Stock-Tech	0.36%	—	—
26	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.36%	—	+2.14%
27	FAST	Fastenal Co	Stock-Industrials	0.35%	—	—
28	BR	Broadridge Financial Solutio	Stock-Tech	0.35%	—	—
29	GRMN	Garmin Ltd.	Stock-Tech	0.35%	—	—
30	HPQ	Hp INC	Stock-Tech	0.34%	—	-4.79%
31	PLD	Prologis INC	Stock-Real Estate	0.33%	—	—
32	SBUX	Starbucks CORP	Stock-Consumer Disc	0.33%	—	—
33	AOS	Smith (a.o.) CORP	Stock-Industrials	0.33%	—	—
34	AMGN	Amgen INC	Stock-Healthcare	0.33%	—	—
35	CAH	Cardinal Health INC	Stock-Healthcare	0.32%	—	+25.20%
36	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.30%	—	—
37	CAG	Conagra Brands INC	Stock-Consumer Staples	0.30%	—	—
38	GIS	General Mills INC	Stock-Consumer Staples	0.29%	—	—
39	HD	Home Depot INC	Stock-Consumer Disc	0.29%	—	—
40	HON	Honeywell International INC	Stock-Industrials	0.29%	—	-2.86%
41	CL	Colgate-palmolive Co	Stock-Consumer Staples	0.29%	—	—
42	IRM	Iron Mountain INC	Stock-Real Estate	0.28%	—	-4.79%
43	KEL	Kellanova	Stock-Other	0.28%	—	—
44	LMT	Lockheed Martin CORP	Stock-Industrials	0.28%	—	—
45	JNJ	Johnson & Johnson	Stock-Healthcare	0.28%	—	—
46	T	At&t INC	Stock-Comm Services	0.27%	—	-37.03%
47	XEL	Xcel Energy INC	Stock-Utilities	0.27%	—	—
48	WEC	Wec Energy Group INC	Stock-Utilities	0.27%	—	—
49	LNT	Alliant Energy CORP	Stock-Utilities	0.27%	—	—
50	BX	Blackstone INC	Stock-Financials	0.27%	—	—

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Holding changes this quarter

Position changes disclosed by Alethea Capital Management, LLC for the quarter ending Q2 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AXSM	Axsome Therapeutics INC	+10.7%	+1.69%	Add
2	SPPIUSD	Spectrum Pharmaceuticals INC	+1.2%	+65.78%	Add
3	✓	Cidara Therapeutics INC Com New	+0.8%	+14.92%	Add
4	WM	Waste Management INC	+0.3%	+109.42%	Add
5	KMB	Kimberly-clark CORP	+0.3%	+78.93%	Add
6	PG	Procter & Gamble Co/the	+0.3%	+93.95%	Add
7	MRK	Merck & Co. INC.	+0.3%	+263.27%	Add
8	CMS	Cms Energy CORP	+0.2%	+84.39%	Add
9	KURA	Kura Oncology INC	—	-32.23%	Trim
10	HPE	Hewlett Packard Enterprise	-0.4%	-81.42%	Trim
11	MAA	Mid-america Apartment Comm	-0.6%	-74.37%	Trim
12	COF	Capital One Financial CORP	-0.6%	-31.48%	Trim
13	BIL	Ss Spdr Bb 1-3m T-bill ETF	-13.1%	-34.63%	Trim
14	EQR	Equity Residential	—	EXIT	Sold out
15	ESS	Essex Property Trust INC	—	EXIT	Sold out
16	O	Realty Income CORP	—	EXIT	Sold out
17	KO	Coca-cola Co/the	—	NEW	New buy
18	TGT	Target CORP	—	NEW	New buy
19	DGX	Quest Diagnostics INC	—	NEW	New buy
20	BA	Boeing Co/the	—	EXIT	Sold out
21	FAST	Fastenal Co	—	NEW	New buy
22	BR	Broadridge Financial Solutio	—	NEW	New buy
23	GRMN	Garmin Ltd.	—	NEW	New buy
24	SBUX	Starbucks CORP	—	NEW	New buy
25	AOS	Smith (a.o.) CORP	—	NEW	New buy
26	PLD	Prologis INC	—	NEW	New buy
27	PEG	Public Service Enterprise Gp	—	EXIT	Sold out
28	CMCSA	Comcast Corp-class A	—	NEW	New buy
29	KIM	Kimco Realty CORP	—	EXIT	Sold out
30	MPC	Marathon Petroleum CORP	—	EXIT	Sold out
31	CAG	Conagra Brands INC	—	NEW	New buy
32	GIS	General Mills INC	—	NEW	New buy
33	CL	Colgate-palmolive Co	—	NEW	New buy
34	NWL	Newell Brands INC	—	EXIT	Sold out
35	AIVEUR	Apartment Invt & Mgmt Co -a	—	EXIT	Sold out
36	KEL	Kellanova	—	NEW	New buy
37	HFCUSD	Hollyfrontier CORP	—	EXIT	Sold out
38	LMT	Lockheed Martin CORP	—	NEW	New buy
39	JNJ	Johnson & Johnson	—	NEW	New buy
40	XEL	Xcel Energy INC	—	NEW	New buy
41	WEC	Wec Energy Group INC	—	NEW	New buy
42	LNT	Alliant Energy CORP	—	NEW	New buy
43	AEP	American Electric Power	—	NEW	New buy
44	VZ	Verizon Communications INC	—	NEW	New buy
45	WHR	Whirlpool CORP	—	EXIT	Sold out
46	MDLZ	Mondelez International Inc-a	—	NEW	New buy
47	ROL	Rollins INC	—	EXIT	Sold out
48	HSY	Hershey Co/the	—	NEW	New buy
49	ED	Consolidated Edison INC	—	NEW	New buy
50	DG	Dollar General CORP	—	EXIT	Sold out