Alethea Capital Management, LLC — Q1 2020 13F Holdings

Name: Alethea Capital Management, LLC — 13F Holdings, Q1 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001549408

Total reported value

$194.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AXSM	Axsome Therapeutics INC	Stock-Healthcare	37.79%	-3.02%	-0.88%
2	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	32.00%	+19.59%	-26.53%
3	COF	Capital One Financial CORP	Stock-Financials	2.76%	—	-27.03%
4	KURA	Kura Oncology INC	Stock-Other	2.06%	-0.80%	+19.68%
5	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	1.48%	—	—
6	✓	Cidara Therapeutics INC Com New	Stock-Other	1.44%	—	+58.57%
7	SPPIUSD	Spectrum Pharmaceuticals INC	Stock-Other	1.03%	—	—
8	AVB	Avalonbay Communities INC	Stock-Real Estate	0.78%	—	—
9	MAA	Mid-america Apartment Comm	Stock-Real Estate	0.78%	—	—
10	ES	Eversource Energy	Stock-Utilities	0.77%	—	—
11	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.77%	—	—
12	ETR	Entergy CORP	Stock-Utilities	0.65%	—	—
13	BIP	Brookfield Infrastructure Partners L.P.	Stock-Utilities	0.57%	—	—
14	EQR	Equity Residential	Stock-Real Estate	0.55%	—	—
15	HPE	Hewlett Packard Enterprise	Stock-Tech	0.53%	—	—
16	ESS	Essex Property Trust INC	Stock-Real Estate	0.53%	—	—
17	PSX	Phillips 66	Stock-Energy	0.51%	—	—
18	O	Realty Income CORP	Stock-Real Estate	0.49%	—	—
19	ABBV	Abbvie INC	Stock-Healthcare	0.48%	—	—
20	T	At&t INC	Stock-Comm Services	0.46%	—	—
21	BA	Boeing Co/the	Stock-Industrials	0.41%	—	—
22	HPQ	Hp INC	Stock-Tech	0.40%	—	—
23	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.37%	—	—
24	✓	Ra Medical Syste	Stock-Other	0.37%	—	—
25	PEG	Public Service Enterprise Gp	Stock-Utilities	0.34%	—	+73.25%
26	MMM	3m Co	Stock-Industrials	0.34%	—	—
27	CMS	Cms Energy CORP	Stock-Utilities	0.33%	—	—
28	KIM	Kimco Realty CORP	Stock-Real Estate	0.33%	—	—
29	MPC	Marathon Petroleum CORP	Stock-Energy	0.33%	—	—
30	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.32%	—	-10.43%
31	AMGN	Amgen INC	Stock-Healthcare	0.32%	—	-57.07%
32	NWL	Newell Brands INC	Stock-Consumer Staples	0.31%	—	—
33	AIVEUR	Apartment Invt & Mgmt Co -a	Stock-Other	0.31%	—	—
34	HFCUSD	Hollyfrontier CORP	Stock-Other	0.31%	—	—
35	MSFT	Microsoft CORP	Stock-Tech	0.31%	—	-23.08%
36	HON	Honeywell International INC	Stock-Industrials	0.30%	—	-0.71%
37	IRM	Iron Mountain INC	Stock-Real Estate	0.30%	—	—
38	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.30%	—	—
39	ITW	Illinois Tool Works	Stock-Industrials	0.29%	—	—
40	WHR	Whirlpool CORP	Stock-Consumer Disc	0.29%	—	—
41	DUK	Duke Energy CORP	Stock-Utilities	0.29%	—	+10.00%
42	ETN	Eaton Corporation plc	Stock-Industrials	0.29%	—	—
43	ROL	Rollins INC	Stock-Consumer Disc	0.28%	—	—
44	AAPL	Apple INC	Stock-Tech	0.28%	—	+20.39%
45	WM	Waste Management INC	Stock-Industrials	0.27%	—	—
46	CAH	Cardinal Health INC	Stock-Healthcare	0.26%	—	—
47	BAC	Bank Of America CORP	Stock-Financials	0.26%	—	+10.16%
48	DG	Dollar General CORP	Stock-Consumer Staples	0.25%	—	—
49	HD	Home Depot INC	Stock-Consumer Disc	0.24%	—	+33.33%
50	BX	Blackstone INC	Stock-Financials	0.24%	—	+35.00%

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Holding changes this quarter

Position changes disclosed by Alethea Capital Management, LLC for the quarter ending Q1 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BIL	Ss Spdr Bb 1-3m T-bill ETF	+3.2%	-26.53%	Trim
2	KURA	Kura Oncology INC	+0.5%	+19.68%	Add
3	AMGN	Amgen INC	-0.3%	-57.07%	Trim
4	COF	Capital One Financial CORP	-2.4%	-27.03%	Trim
5	AXSM	Axsome Therapeutics INC	-6.6%	-0.88%	Trim
6	SHV	Ishares 0-1 Year Treasury Bo	—	NEW	New buy
7	SPPIUSD	Spectrum Pharmaceuticals INC	—	NEW	New buy
8	EIX	Edison International	—	EXIT	Sold out
9	NWSA	News CORP - Class A	—	EXIT	Sold out
10	UHS	Universal Health Services-b	—	EXIT	Sold out
11	AVB	Avalonbay Communities INC	—	NEW	New buy
12	MAA	Mid-america Apartment Comm	—	NEW	New buy
13	ES	Eversource Energy	—	NEW	New buy
14	BMY	Bristol-myers Squibb Co	—	NEW	New buy
15	EXR	Extra Space Storage INC	—	EXIT	Sold out
16	MU	Micron Technology INC	—	EXIT	Sold out
17	LHX	L3harris Technologies INC	—	EXIT	Sold out
18	IHS	Ihs Markit LTD	—	EXIT	Sold out
19	SPGI	S&p Global INC	—	EXIT	Sold out
20	ETR	Entergy CORP	—	NEW	New buy
21	SBUX	Starbucks CORP	—	EXIT	Sold out
22	TSN	Tyson Foods Inc-cl A	—	EXIT	Sold out
23	SBAC	Sba Communications CORP	—	EXIT	Sold out
24	EFX	Equifax INC	—	EXIT	Sold out
25	TTWO	Take-two Interactive Softwre	—	EXIT	Sold out
26	BIP	Brookfield Infrastructure Partners L.P.	—	NEW	New buy
27	SYK	Stryker CORP	—	EXIT	Sold out
28	CF	Cf Industries Holdings INC	—	EXIT	Sold out
29	HSY	Hershey Co/the	—	EXIT	Sold out
30	EQR	Equity Residential	—	NEW	New buy
31	PSA	Public Storage	—	EXIT	Sold out
32	MCD	Mcdonald's CORP	—	EXIT	Sold out
33	HPE	Hewlett Packard Enterprise	—	NEW	New buy
34	ESS	Essex Property Trust INC	—	NEW	New buy
35	BALL	Ball CORP	—	EXIT	Sold out
36	PSX	Phillips 66	—	NEW	New buy
37	O	Realty Income CORP	—	NEW	New buy
38	ABBV	Abbvie INC	—	NEW	New buy
39	T	At&t INC	—	NEW	New buy
40	BA	Boeing Co/the	—	NEW	New buy
41	HPQ	Hp INC	—	NEW	New buy
42	DOV	Dover CORP	—	EXIT	Sold out
43	HAS	Hasbro INC	—	EXIT	Sold out
44	CAG	Conagra Brands INC	—	EXIT	Sold out
45	CMS	Cms Energy CORP	—	NEW	New buy
46	KIM	Kimco Realty CORP	—	NEW	New buy
47	MPC	Marathon Petroleum CORP	—	NEW	New buy
48	✓		—	EXIT	Sold out
49	NWL	Newell Brands INC	—	NEW	New buy
50	AIVEUR	Apartment Invt & Mgmt Co -a	—	NEW	New buy