Alethea Capital Management, LLC — Q4 2018 13F Holdings

Name: Alethea Capital Management, LLC — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001549408

Total reported value

$194.9M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	23.98%	+19.59%	—
2	COF	Capital One Financial CORP	Stock-Financials	16.64%	—	—
3	KURA	Kura Oncology INC	Stock-Other	4.45%	-0.80%	+0.97%
4	AXSM	Axsome Therapeutics INC	Stock-Healthcare	3.73%	-3.02%	+65.94%
5	EVRG	Evergy INC	Stock-Utilities	2.55%	—	+190.61%
6	TRI	Thomson Reuters Corporation	Stock-Industrials	2.44%	—	—
7	FE	Firstenergy CORP	Stock-Utilities	2.32%	—	-38.52%
8	DRI	Darden Restaurants INC	Stock-Consumer Disc	2.26%	—	+80.60%
9	PFE	Pfizer INC	Stock-Healthcare	2.25%	—	—
10	WFC	Wells Fargo & Co	Stock-Financials	2.24%	+0.25%	NEW
11	SNY	Sanofi-adr	Stock-Healthcare	2.21%	—	—
12	BMY	Bristol-myers Squibb Co	Stock-Healthcare	2.03%	—	—
13	QSR	Restaurant Brands Intern	Stock-Consumer Disc	2.03%	—	—
14	CLX	Clorox Company	Stock-Consumer Staples	1.95%	—	—
15	ENB	Enbridge INC	Stock-Energy	1.94%	—	—
16	✓	Cidara Therapeutics INC Com New	Stock-Other	1.65%	—	+10.29%
17	KSS	Kohls CORP	Stock-Consumer Disc	1.46%	—	—
18	AMGN	Amgen INC	Stock-Healthcare	1.21%	—	+64.00%
19	PEP	Pepsico INC	Stock-Consumer Staples	1.21%	—	+199.92%
20	✓	Ra Medical Syste	Stock-Other	1.02%	—	—
21	MMM	3m Co	Stock-Industrials	0.97%	—	-12.50%
22	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.93%	—	-13.89%
23	KEY	Keycorp	Stock-Financials	0.87%	—	—
24	HON	Honeywell International INC	Stock-Industrials	0.87%	—	-10.00%
25	WM	Waste Management INC	Stock-Industrials	0.82%	—	+26.00%
26	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.80%	—	—
27	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.78%	—	-4.08%
28	ITW	Illinois Tool Works	Stock-Industrials	0.74%	—	+11.11%
29	BAC	Bank Of America CORP	Stock-Financials	0.72%	—	—
30	HAS	Hasbro INC	Stock-Consumer Disc	0.70%	—	—
31	ETN	Eaton Corporation plc	Stock-Industrials	0.70%	—	—
32	CMI	Cummins INC	Stock-Industrials	0.68%	—	-9.33%
33	WMB	Williams Cos INC	Stock-Energy	0.65%	—	—
34	AAPL	Apple INC	Stock-Tech	0.64%	—	-41.71%
35	DUK	Duke Energy CORP	Stock-Utilities	0.63%	—	—
36	DIS	Walt Disney Co/the	Stock-Comm Services	0.61%	—	-30.90%
37	JPM	Jpmorgan Chase & Co	Stock-Financials	0.58%	—	—
38	MSFT	Microsoft CORP	Stock-Tech	0.58%	—	—
39	MRK	Merck & Co. INC.	Stock-Healthcare	0.57%	—	+40.00%
40	FAST	Fastenal Co	Stock-Industrials	0.57%	—	—
41	KEL	Kellanova	Stock-Other	0.53%	—	—
42	REM	Ishares Mortgage Real Estate	ETF-Other	0.51%	—	-0.30%
43	HD	Home Depot INC	Stock-Consumer Disc	0.50%	—	-64.14%
44	MDT	Medtronic plc	Stock-Healthcare	0.46%	—	—
45	GM	General Motors Co	Stock-Consumer Disc	0.46%	—	+57.70%
46	XOM	Exxon Mobil CORP	Stock-Energy	0.45%	—	—
47	T	At&t INC	Stock-Comm Services	0.41%	—	—
48	BLKCHF	Blackrock INC	Stock-Other	0.40%	—	—
49	DD	DuPont de Nemours, Inc.	Stock-Other	0.39%	—	-28.57%
50	TGT	Target CORP	Stock-Consumer Disc	0.36%	—	—

1–50 of 57

Holding changes this quarter

Position changes disclosed by Alethea Capital Management, LLC for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	EVRG	Evergy INC	+1.7%	+190.61%	Add
2	AXSM	Axsome Therapeutics INC	+0.9%	+65.94%	Add
3	DRI	Darden Restaurants INC	+0.8%	+80.60%	Add
4	PEP	Pepsico INC	+0.8%	+199.92%	Add
5	KURA	Kura Oncology INC	-1.2%	+0.97%	Add
6	HD	Home Depot INC	-1.2%	-64.14%	Trim
7	✓	Cidara Therapeutics INC Com New	-1.2%	+10.29%	Add
8	FE	Firstenergy CORP	-1.5%	-38.52%	Trim
9	COF	Capital One Financial CORP	-4.9%	—	Unchanged
10	BIL	Ss Spdr Bb 1-3m T-bill ETF	—	NEW	New buy
11	LNT	Alliant Energy CORP	—	EXIT	Sold out
12	PSX	Phillips 66	—	EXIT	Sold out
13	VLO	Valero Energy CORP	—	EXIT	Sold out
14	PSA	Public Storage	—	EXIT	Sold out
15	TRI	Thomson Reuters Corporation	—	NEW	New buy
16	PFE	Pfizer INC	—	NEW	New buy
17	WFC	Wells Fargo & Co	—	NEW	New buy
18	SNY	Sanofi-adr	—	NEW	New buy
19	BMY	Bristol-myers Squibb Co	—	NEW	New buy
20	QSR	Restaurant Brands Intern	—	NEW	New buy
21	CLX	Clorox Company	—	NEW	New buy
22	ENB	Enbridge INC	—	NEW	New buy
23	ETR	Entergy CORP	—	EXIT	Sold out
24	EC	Ecopetrol Sa-sponsored Adr	—	EXIT	Sold out
25	KSS	Kohls CORP	—	NEW	New buy
26	M	Macy's INC	—	EXIT	Sold out
27	HRB	H&r Block INC	—	EXIT	Sold out
28	AZNN	Astrazeneca Plc-spons Adr	—	EXIT	Sold out
29	SNPUSD	China Petroleum & Chem-adr	—	EXIT	Sold out
30	MTUM	Ishares Msci USA Momentum Fa	—	EXIT	Sold out
31	✓	Ra Medical Syste	—	NEW	New buy
32	CAT	Caterpillar INC	—	EXIT	Sold out
33	KEY	Keycorp	—	NEW	New buy
34	LMT	Lockheed Martin CORP	—	EXIT	Sold out
35	DAL	Delta Air Lines INC	—	EXIT	Sold out
36	SBUX	Starbucks CORP	—	EXIT	Sold out
37	CINF	Cincinnati Financial CORP	—	EXIT	Sold out
38	AJG	Arthur J Gallagher & Co	—	EXIT	Sold out
39	MPC	Marathon Petroleum CORP	—	EXIT	Sold out
40	XRXCHF	Xerox CORP	—	EXIT	Sold out
41	CCL1EUR	Carnival CORP LTD	—	EXIT	Sold out
42	AFL	Aflac INC	—	EXIT	Sold out
43	APD	Air Products & Chemicals INC	—	EXIT	Sold out
44	MCD	Mcdonald's CORP	—	EXIT	Sold out
45	PNC	Pnc Financial Services Group	—	EXIT	Sold out
46	EG	Everest Group, Ltd.	—	EXIT	Sold out
47	HAS	Hasbro INC	—	NEW	New buy
48	FITB	Fifth Third Bancorp	—	EXIT	Sold out
49	PLD	Prologis INC	—	EXIT	Sold out
50	BBTUSD	Bb&t CORP	—	EXIT	Sold out