Alethea Capital Management, LLC — Q1 2016 13F Holdings

Name: Alethea Capital Management, LLC — 13F Holdings, Q1 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001549408

Total reported value

$194.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	COF	Capital One Financial CORP	Stock-Financials	12.39%	—	—
2	AEP	American Electric Power Company, Inc.	Stock-Utilities	3.63%	—	+280.41%
3	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	3.39%	+0.04%	—
4	NI	Nisource INC	Stock-Utilities	3.11%	—	—
5	AEE	Ameren Corporation	Stock-Utilities	3.02%	—	—
6	KMI	Kinder Morgan INC	Stock-Energy	2.99%	—	—
7	SYY	Sysco CORP	Stock-Consumer Staples	2.98%	—	—
8	PSA	Public Storage	Stock-Real Estate	2.92%	—	—
9	MSI	Motorola Solutions INC	Stock-Tech	2.90%	—	—
10	REYN	Reynolds Consumer Products Inc.	Stock-Other	2.87%	—	+190.05%
11	UPS	United Parcel Service-cl B	Stock-Industrials	2.87%	—	—
12	PSX	Phillips 66	Stock-Energy	2.76%	—	—
13	TXN	Texas Instruments INC	Stock-Tech	2.75%	—	—
14	NTAP	Netapp INC	Stock-Tech	2.70%	—	—
15	PAYX	Paychex INC	Stock-Tech	2.69%	—	—
16	XLNXEUR	Xilinx INC	Stock-Other	2.67%	—	—
17	RTN1USD	Raytheon Company	Stock-Other	2.58%	—	—
18	INTC	Intel CORP	Stock-Tech	2.47%	—	—
19	GM	General Motors Co	Stock-Consumer Disc	2.44%	—	—
20	LBEUR	L Brands INC	Stock-Other	2.40%	—	—
21	HRB	H&r Block INC	Stock-Consumer Disc	2.09%	—	—
22	✓	Neuralstem INC	Stock-Other	1.78%	—	—
23	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	1.78%	—	—
24	ACWI	Ishares Msci Acwi ETF	ETF-Other	1.78%	—	—
25	SLV	Ishares Silver Trust	ETF-Commodities	1.75%	—	—
26	✓	Delaware Enhanced Gbl Div &	Stock-Other	1.68%	—	-2.84%
27	IBB	Ishares Biotechnology ETF	ETF-Tech	1.49%	—	-24.83%
28	MSFT	Microsoft CORP	Stock-Tech	1.22%	—	+50.15%
29	MMM	3m Co	Stock-Industrials	1.17%	—	+10.53%
30	HON	Honeywell International INC	Stock-Industrials	1.12%	—	+20.00%
31	DBL	Doubleline Opport Credit	Stock-Other	1.12%	—	-2.42%
32	XEVMX	Eaton Vance Cal Muni Bond	Stock-Other	1.11%	—	-3.65%
33	DIS	Walt Disney Co/the	Stock-Comm Services	1.05%	—	+4.91%
34	MO	Altria Group INC	Stock-Consumer Staples	1.01%	—	-0.93%
35	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	1.00%	—	-3.58%
36	NOK	Nokia Corp-spon Adr	Stock-Tech	0.99%	—	—
37	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.93%	—	+1.64%
38	REFI	Chicago Atlantic Real Estate Finance, Inc.	Stock-Other	0.87%	—	+1.42%
39	WM	Waste Management INC	Stock-Industrials	0.83%	—	+8.55%
40	XLE	Ss Energy Select Sector	ETF-Other	0.78%	—	-26.32%
41	FLOT	Ishares Floating Rate Bond E	ETF-Other	0.73%	—	-1.30%
42	HIO	Western Asset Hi INC Opport	Stock-Other	0.61%	—	-2.82%
43	MDT	Medtronic plc	Stock-Healthcare	0.60%	—	+9.09%
44	ETN	Eaton Corporation plc	Stock-Industrials	0.59%	—	—
45	EQIX	Equinix INC	Stock-Real Estate	0.58%	—	—
46	PFE	Pfizer INC	Stock-Healthcare	0.50%	—	-1.05%
47	BLW	Blackrock LTD Durat INC Tr	Stock-Other	0.43%	—	-4.13%
48	MRK	Merck & Co. INC.	Stock-Healthcare	0.43%	—	-1.09%
49	MET	Metlife INC	Stock-Financials	0.39%	—	—
50	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.38%	—	—

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Holding changes this quarter

Position changes disclosed by Alethea Capital Management, LLC for the quarter ending Q1 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AEP	American Electric Power Company, Inc.	+2.7%	+280.41%	Add
2	REYN	Reynolds Consumer Products Inc.	+1.9%	+190.05%	Add
3	IBB	Ishares Biotechnology ETF	-1.2%	-24.83%	Trim
4	GME	Gamestop Corp-class A	-1.5%	-83.11%	Trim
5	TLT	Ishares 20+ Year Treasury Bd	—	NEW	New buy
6	WYNN	Wynn Resorts LTD	—	EXIT	Sold out
7	NI	Nisource INC	—	NEW	New buy
8	AEE	Ameren Corporation	—	NEW	New buy
9	KMI	Kinder Morgan INC	—	NEW	New buy
10	SYY	Sysco CORP	—	NEW	New buy
11	PSA	Public Storage	—	NEW	New buy
12	MSI	Motorola Solutions INC	—	NEW	New buy
13	ABT	Abbott Laboratories	—	EXIT	Sold out
14	UPS	United Parcel Service-cl B	—	NEW	New buy
15	DE	Deere & Co	—	EXIT	Sold out
16	ABBV	Abbvie INC	—	EXIT	Sold out
17	PSX	Phillips 66	—	NEW	New buy
18	TXN	Texas Instruments INC	—	NEW	New buy
19	VLO	Valero Energy CORP	—	EXIT	Sold out
20	CAG	Conagra Brands INC	—	EXIT	Sold out
21	NTAP	Netapp INC	—	NEW	New buy
22	PAYX	Paychex INC	—	NEW	New buy
23	XLNXEUR	Xilinx INC	—	NEW	New buy
24	LEG	Leggett & Platt INC	—	EXIT	Sold out
25	KO	The Coca-Cola Company	—	EXIT	Sold out
26	RTN1USD	Raytheon Company	—	NEW	New buy
27	INTC	Intel CORP	—	NEW	New buy
28	GM	General Motors Co	—	NEW	New buy
29	DRI	Darden Restaurants INC	—	EXIT	Sold out
30	LBEUR	L Brands INC	—	NEW	New buy
31	AES	Aes CORP	—	EXIT	Sold out
32	HAS	Hasbro INC	—	EXIT	Sold out
33	CF	Cf Industries Holdings INC	—	EXIT	Sold out
34	MOS	Mosaic Co/the	—	EXIT	Sold out
35	NEE	Nextera Energy INC	—	EXIT	Sold out
36	PGR	Progressive CORP	—	EXIT	Sold out
37	GAP	Gap Inc/the	—	EXIT	Sold out
38	IEF	Ishares 7-10 Year Treasury B	—	EXIT	Sold out
39	HRB	H&r Block INC	—	NEW	New buy
40	DXJ	Wisdomtree Japan Hedged Eq	—	EXIT	Sold out
41	EEM	Ishares Msci Emerging Market	—	NEW	New buy
42	ACWI	Ishares Msci Acwi ETF	—	NEW	New buy
43	SLV	Ishares Silver Trust	—	NEW	New buy
44	M	Macy's INC	—	EXIT	Sold out
45	TEVA	Teva Pharmaceutical-sp Adr	—	EXIT	Sold out
46	TIFEUR	Tiffany & Co	—	EXIT	Sold out
47	VOD	Vodafone Group Plc-sp Adr	—	EXIT	Sold out
48	✓		—	EXIT	Sold out
49	NOK	Nokia Corp-spon Adr	—	NEW	New buy
50	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out