Alethea Capital Management, LLC — Q2 2015 13F Holdings

Name: Alethea Capital Management, LLC — 13F Holdings, Q2 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001549408

Total reported value

$194.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	COF	Capital One Financial CORP	Stock-Financials	24.49%	—	+14.00%
2	✓	Neuralstem INC	Stock-Other	6.37%	—	—
3	CME	Cme Group INC	Stock-Financials	4.14%	—	—
4	HAS	Hasbro INC	Stock-Consumer Disc	3.86%	—	-30.72%
5	KSS	Kohls CORP	Stock-Consumer Disc	3.64%	—	—
6	SJM	Jm Smucker Co/the	Stock-Consumer Staples	3.59%	—	—
7	VLO	Valero Energy CORP	Stock-Energy	3.52%	—	—
8	OKE	Oneok INC	Stock-Energy	3.03%	—	—
9	✓	Delaware Enhanced Gbl Div &	Stock-Other	2.96%	—	+1.58%
10	TPR	Tapestry, Inc.	Stock-Consumer Disc	2.59%	—	—
11	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.32%	—	—
12	✓	Powershs Db US Dollar Index	Stock-Other	1.81%	—	-16.67%
13	MO	Altria Group INC	Stock-Consumer Staples	1.55%	—	-69.51%
14	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	1.46%	—	—
15	XEVMX	Eaton Vance Cal Muni Bond	Stock-Other	1.44%	—	—
16	DBL	Doubleline Opport Credit	Stock-Other	1.44%	—	-3.68%
17	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	1.39%	—	—
18	HIO	Western Asset Hi INC Opport	Stock-Other	1.08%	—	+4.24%
19	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	1.07%	—	-46.79%
20	BMY	Bristol-myers Squibb Co	Stock-Healthcare	1.04%	—	—
21	FLOT	Ishares Floating Rate Bond E	ETF-Other	0.98%	—	—
22	HRSEUR	L3harris Technologies INC	Stock-Other	0.96%	—	—
23	ULCC	Frontier Group Holdings, Inc.	Stock-Other	0.87%	—	—
24	XLV	Ss Health Care Select Sector	ETF-Other	0.81%	—	+3.04%
25	XTL	Ss Spdr S&p Telecom ETF	ETF-Other	0.77%	—	+2.93%
26	PFE	Pfizer INC	Stock-Healthcare	0.76%	—	—
27	IPG	Interpublic Group Of Cos INC	Stock-Other	0.75%	—	—
28	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.75%	—	-2.24%
29	XLK	Ss Technology Select Sector	ETF-Tech	0.75%	—	+2.96%
30	XLF	Ss Financial Select Sector	ETF-Other	0.73%	—	+2.91%
31	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.73%	—	+2.87%
32	XLB	Ss Materials Select Sector	ETF-Other	0.73%	—	+2.84%
33	BLW	Blackrock LTD Durat INC Tr	Stock-Other	0.72%	—	+2.57%
34	XLE	Ss Energy Select Sector	ETF-Other	0.70%	—	+2.66%
35	XLI	Ss Industrial Select Sector	ETF-Other	0.70%	—	+2.91%
36	MAC	Macerich Co/the	Stock-Other	0.69%	—	—
37	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.69%	—	—
38	XNEAX	Nuveen Amt-fr Qlty Muni INC	Stock-Other	0.67%	—	+2.40%
39	MSFT	Microsoft CORP	Stock-Tech	0.67%	—	-57.53%
40	CNQ	Canadian Natural Resources	Stock-Energy	0.67%	—	—
41	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.66%	—	+2.90%
42	PFF	Ishares Preferred & Income S	ETF-Other	0.62%	—	—
43	MRK	Merck & Co. INC.	Stock-Healthcare	0.61%	—	-2.79%
44	MOS	Mosaic Co/the	Stock-Materials	0.55%	—	—
45	✓	Airgas INC	Stock-Other	0.54%	—	—
46	HPE	Hewlett-Packard Company	Stock-Tech	0.52%	—	—
47	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	0.51%	—	—
48	BA	Boeing Co/the	Stock-Industrials	0.51%	—	—
49	✓		Stock-Other	0.51%	—	—
50	KDP	Keurig Dr Pepper Inc.	Stock-Consumer Staples	0.50%	—	-87.90%

1–50 of 69

Holding changes this quarter

Position changes disclosed by Alethea Capital Management, LLC for the quarter ending Q2 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	COF	Capital One Financial CORP	+10.7%	+14.00%	Add
2	✓	Powershs Db US Dollar Index	+1.7%	-16.67%	Trim
3	DXJ	Wisdomtree Japan Hedged Eq	+0.9%	-46.79%	Trim
4	HAS	Hasbro INC	+0.5%	-30.72%	Trim
5	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.5%	-98.69%	Trim
6	EWG	Ishares Msci Germany ETF	-1.3%	-16.10%	Trim
7	MO	Altria Group INC	-2.2%	-69.51%	Trim
8	NAVI	Navient CORP	-2.3%	-85.92%	Trim
9	VTR	Ventas INC	-2.5%	-86.94%	Trim
10	KDP	Keurig Dr Pepper Inc.	-2.7%	-87.90%	Trim
11	CLX	Clorox Company	-2.8%	-91.05%	Trim
12	LBEUR	L Brands INC	—	EXIT	Sold out
13	LEG	Leggett & Platt INC	—	EXIT	Sold out
14	REYN	Reynolds Consumer Products Inc.	—	EXIT	Sold out
15	PAYX	Paychex INC	—	EXIT	Sold out
16	CAG	Conagra Brands INC	—	EXIT	Sold out
17	CHLUSD	China Mobile Ltd-spon Adr	—	EXIT	Sold out
18	PEP	Pepsico INC	—	EXIT	Sold out
19	CME	Cme Group INC	—	NEW	New buy
20	ADP	Automatic Data Processing	—	EXIT	Sold out
21	DOC	Healthpeak Properties, Inc.	—	EXIT	Sold out
22	PM	Philip Morris International	—	EXIT	Sold out
23	DUK	Duke Energy CORP	—	EXIT	Sold out
24	KSS	Kohls CORP	—	NEW	New buy
25	SJM	Jm Smucker Co/the	—	NEW	New buy
26	VLO	Valero Energy CORP	—	NEW	New buy
27	DRI	Darden Restaurants INC	—	EXIT	Sold out
28	OKE	Oneok INC	—	NEW	New buy
29	ED	Consolidated Edison INC	—	EXIT	Sold out
30	KO	Coca-cola Co/the	—	EXIT	Sold out
31	CCI	Crown Castle INC	—	EXIT	Sold out
32	TPR	Tapestry, Inc.	—	NEW	New buy
33	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
34	✓	Powershares Qqq Trust Ser 1	—	EXIT	Sold out
35	GME	Gamestop Corp-class A	—	EXIT	Sold out
36	DUK	Du Pont E I De Nemour&Co	—	NEW	New buy
37	BMY	Bristol-myers Squibb Co	—	NEW	New buy
38	HRSEUR	L3harris Technologies INC	—	NEW	New buy
39	ULCC	Frontier Group Holdings, Inc.	—	NEW	New buy
40	JNJ	Johnson & Johnson	—	EXIT	Sold out
41	PFE	Pfizer INC	—	NEW	New buy
42	IPG	Interpublic Group Of Cos INC	—	NEW	New buy
43	MAC	Macerich Co/the	—	NEW	New buy
44	MCD	Mcdonald's CORP	—	NEW	New buy
45	CNQ	Canadian Natural Resources	—	NEW	New buy
46	MOS	Mosaic Co/the	—	NEW	New buy
47	✓	Airgas INC	—	NEW	New buy
48	HPE	Hewlett-Packard Company	—	NEW	New buy
49	BA	Boeing Co/the	—	NEW	New buy
50	✓		—	NEW	New buy