Alethea Capital Management, LLC — Q1 2015 13F Holdings

Name: Alethea Capital Management, LLC — 13F Holdings, Q1 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001549408

Total reported value

$194.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	COF	Capital One Financial CORP	Stock-Financials	13.84%	—	-7.92%
2	✓	Neuralstem INC	Stock-Other	4.48%	—	+0.12%
3	MO	Altria Group INC	Stock-Consumer Staples	3.75%	—	+396.76%
4	HAS	Hasbro INC	Stock-Consumer Disc	3.39%	—	—
5	KDP	Keurig Dr Pepper Inc.	Stock-Consumer Staples	3.22%	—	—
6	LBEUR	L Brands INC	Stock-Other	3.20%	—	—
7	LEG	Leggett & Platt INC	Stock-Consumer Disc	3.20%	—	—
8	REYN	Reynolds Consumer Products Inc.	Stock-Other	3.16%	—	—
9	CLX	Clorox Company	Stock-Consumer Staples	3.13%	—	—
10	PAYX	Paychex INC	Stock-Tech	3.13%	—	—
11	CAG	Conagra Brands INC	Stock-Consumer Staples	3.02%	—	—
12	CHLUSD	China Mobile Ltd-spon Adr	Stock-Other	3.01%	—	+41.74%
13	PEP	Pepsico INC	Stock-Consumer Staples	2.98%	—	—
14	VTR	Ventas INC	Stock-Real Estate	2.97%	—	—
15	ADP	Automatic Data Processing	Stock-Tech	2.97%	—	—
16	DOC	Healthpeak Properties, Inc.	Stock-Real Estate	2.88%	—	—
17	NAVI	Navient CORP	Stock-Other	2.77%	—	—
18	PM	Philip Morris International	Stock-Consumer Staples	2.73%	—	—
19	DUK	Duke Energy CORP	Stock-Utilities	2.70%	—	—
20	DRI	Darden Restaurants INC	Stock-Consumer Disc	2.42%	—	—
21	✓	Delaware Enhanced Gbl Div &	Stock-Other	2.22%	—	+0.64%
22	ED	Consolidated Edison INC	Stock-Utilities	2.06%	—	—
23	KO	Coca-cola Co/the	Stock-Consumer Staples	1.91%	—	—
24	CCI	Crown Castle INC	Stock-Real Estate	1.91%	—	—
25	EWG	Ishares Msci Germany ETF	ETF-Other	1.34%	—	—
26	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.24%	—	+112.41%
27	DBL	Doubleline Opport Credit	Stock-Other	1.15%	—	+0.36%
28	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	1.12%	—	—
29	XEVMX	Eaton Vance Cal Muni Bond	Stock-Other	1.10%	—	—
30	GME	Gamestop Corp-class A	Stock-Consumer Disc	1.05%	—	—
31	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.93%	-0.04%	+6222.97%
32	HIO	Western Asset Hi INC Opport	Stock-Other	0.77%	—	+1.66%
33	FLOT	Ishares Floating Rate Bond E	ETF-Other	0.71%	—	—
34	JNJ	Johnson & Johnson	Stock-Healthcare	0.57%	—	-28.15%
35	XLV	Ss Health Care Select Sector	ETF-Other	0.55%	—	-54.83%
36	XTL	Ss Spdr S&p Telecom ETF	ETF-Other	0.55%	—	+0.87%
37	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.54%	—	-52.00%
38	BLW	Blackrock LTD Durat INC Tr	Stock-Other	0.52%	—	+0.93%
39	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.52%	—	-53.46%
40	XLK	Ss Technology Select Sector	ETF-Tech	0.52%	—	-51.50%
41	XNEAX	Nuveen Amt-fr Qlty Muni INC	Stock-Other	0.51%	—	+0.71%
42	XLB	Ss Materials Select Sector	ETF-Other	0.51%	—	+1.07%
43	XLE	Ss Energy Select Sector	ETF-Other	0.51%	—	-49.84%
44	XLF	Ss Financial Select Sector	ETF-Other	0.51%	—	-52.07%
45	XLI	Ss Industrial Select Sector	ETF-Other	0.51%	—	-67.84%
46	MSFT	Microsoft CORP	Stock-Tech	0.50%	—	+56.14%
47	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.49%	—	-68.12%
48	MRK	Merck & Co. INC.	Stock-Healthcare	0.46%	—	+2.87%
49	PFF	Ishares Preferred & Income S	ETF-Other	0.45%	—	—
50	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	0.39%	—	—

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Holding changes this quarter

Position changes disclosed by Alethea Capital Management, LLC for the quarter ending Q1 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MO	Altria Group INC	+3.1%	+396.76%	Add
2	CHLUSD	China Mobile Ltd-spon Adr	+1.2%	+41.74%	Add
3	COF	Capital One Financial CORP	-0.7%	-7.92%	Trim
4	XLI	Ss Industrial Select Sector	-1%	-67.84%	Trim
5	XLU	St Sr Utl Sl Se Spdr Etf-usd	-1%	-68.12%	Trim
6	✓	Neuralstem INC	-1.4%	+0.12%	Add
7	ACWI	Ishares Msci Acwi ETF	—	EXIT	Sold out
8	HAS	Hasbro INC	—	NEW	New buy
9	KDP	Keurig Dr Pepper Inc.	—	NEW	New buy
10	LBEUR	L Brands INC	—	NEW	New buy
11	LEG	Leggett & Platt INC	—	NEW	New buy
12	REYN	Reynolds Consumer Products Inc.	—	NEW	New buy
13	CLX	Clorox Company	—	NEW	New buy
14	PAYX	Paychex INC	—	NEW	New buy
15	AVB	Avalonbay Communities INC	—	EXIT	Sold out
16	ESS	Essex Property Trust INC	—	EXIT	Sold out
17	JNJ	Johnson & Johnson	—	EXIT	Sold out
18	CAG	Conagra Brands INC	—	NEW	New buy
19	CHRW	C.h. Robinson Worldwide INC	—	EXIT	Sold out
20	PEP	Pepsico INC	—	NEW	New buy
21	VTR	Ventas INC	—	NEW	New buy
22	ADP	Automatic Data Processing	—	NEW	New buy
23	SYMCEUR	Symantec CORP	—	EXIT	Sold out
24	HRB	H&r Block INC	—	EXIT	Sold out
25	DOC	Healthpeak Properties, Inc.	—	NEW	New buy
26	✓		—	EXIT	Sold out
27	F	Ford Motor Co	—	EXIT	Sold out
28	INTC	Intel CORP	—	EXIT	Sold out
29	NAVI	Navient CORP	—	NEW	New buy
30	RSG	Republic Services INC	—	EXIT	Sold out
31	PM	Philip Morris International	—	NEW	New buy
32	DUK	Duke Energy CORP	—	NEW	New buy
33	DRI	Darden Restaurants INC	—	NEW	New buy
34	ED	Consolidated Edison INC	—	NEW	New buy
35	KO	Coca-cola Co/the	—	NEW	New buy
36	CCI	Crown Castle INC	—	NEW	New buy
37	KLAC	Kla CORP	—	EXIT	Sold out
38	R6C2	Royal Dutch Shell-spon Adr-b	—	EXIT	Sold out
39	WMB	Williams Cos INC	—	EXIT	Sold out
40	EWG	Ishares Msci Germany ETF	—	NEW	New buy
41	FCX	Freeport-mcmoran INC	—	EXIT	Sold out
42	✓		—	EXIT	Sold out
43	AAPL	Apple INC	—	EXIT	Sold out
44	EQR	Equity Residential	—	EXIT	Sold out
45	GME	Gamestop Corp-class A	—	NEW	New buy
46	MMM	3m Co	—	EXIT	Sold out
47	WY	Weyerhaeuser Co	—	EXIT	Sold out
48	HON	Honeywell International INC	—	EXIT	Sold out
49	WU	Western Union Co	—	EXIT	Sold out
50	KMB	Kimberly-clark CORP	—	EXIT	Sold out