Abner Herrman & Brock LLC — Q4 2014 13F Holdings

Name: Abner Herrman & Brock LLC — 13F Holdings, Q4 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001038661

Total reported value

$1.1B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Merck & Co., Inc.	Stock-Other	5.28%	—	-31.03%
2	PFE	Pfizer INC	Stock-Healthcare	4.15%	—	+482.14%
3	BMY	Bristol-myers Squibb Co	Stock-Healthcare	4.14%	—	-27.20%
4	BA	Boeing Co/the	Stock-Industrials	3.99%	+0.54%	-27.95%
5	TWXCHF	Time Warner INC	Stock-Other	3.49%	—	-43.31%
6	DIS	Walt Disney Co/the	Stock-Comm Services	3.44%	—	-40.36%
7	CELG	Celgene CORP	Stock-Other	3.42%	—	-38.97%
8	✓	MetLife, Inc.	Stock-Other	3.25%	—	-29.58%
9	✓	J P Morgan Chase And Co	Stock-Other	3.14%	—	-40.82%
10	BAC	Bank Of America CORP	Stock-Financials	2.98%	—	-31.04%
11	✓	Actavis PLC Cmn	Stock-Other	2.67%	—	-31.02%
12	WFC	Wells Fargo & Co	Stock-Financials	2.66%	-0.89%	-40.83%
13	ABT	Abbott Laboratories	Stock-Healthcare	2.61%	—	-34.79%
14	AXP	American Express Co	Stock-Financials	2.47%	-0.26%	-38.27%
15	C	Citigroup INC	Stock-Financials	2.40%	+0.05%	+11.01%
16	HD	Home Depot INC	Stock-Consumer Disc	2.39%	-0.08%	-46.61%
17	PEP	Pepsico INC	Stock-Consumer Staples	2.31%	—	-38.44%
18	HPE	Hewlett-Packard Company	Stock-Tech	2.24%	—	-28.29%
19	BNY	Bank Of New York Mellon CORP	Stock-Financials	2.21%	+0.03%	+5.89%
20	PRU	Prudential Financial INC	Stock-Financials	2.03%	—	-15.20%
21	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.92%	—	-39.45%
22	ADP	Automatic Data Processing	Stock-Tech	1.82%	—	-46.53%
23	✓	NextEra Energy, Inc.	Stock-Other	1.81%	—	-44.67%
24	WBA	Walgreens Boots Alliance INC	Stock-Other	1.71%	—	—
25	MSFT	Microsoft CORP	Stock-Tech	1.65%	—	-43.32%
26	MS	Morgan Stanley	Stock-Financials	1.64%	+0.01%	-0.43%
27	✓	AbbVie Inc.	Stock-Other	1.61%	—	-49.47%
28	MAR	Marriott International -cl A	Stock-Consumer Disc	1.56%	-0.52%	-54.52%
29	BBTUSD	Bb&t CORP	Stock-Other	1.48%	—	-46.45%
30	✓	Exxon Mobil Corporation	Stock-Other	1.46%	—	-37.27%
31	USB	US Bancorp	Stock-Financials	1.35%	—	-38.40%
32	✓	Aon plc	Stock-Other	1.28%	—	-31.01%
33	UTXZ	United Tech CORP	Stock-Other	1.25%	—	-51.83%
34	✓		Stock-Other	1.12%	—	-47.21%
35	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	1.08%	—	-33.28%
36	✓	Twenty One Capital, Inc.	Stock-Other	1.08%	—	-41.63%
37	✓	Anheuser-Busch InBev SA/NV	Stock-Other	0.91%	—	-62.93%
38	SLB	Slb LTD	Stock-Energy	0.89%	—	-61.14%
39	CVX	Chevron CORP	Stock-Energy	0.83%	-0.66%	-46.09%
40	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.78%	-0.10%	-56.17%
41	AIG	American International Group	Stock-Financials	0.72%	—	—
42	NOVEUR	National Oilwell Varco INC	Stock-Other	0.66%	—	-71.82%
43	APD	Air Products & Chemicals INC	Stock-Materials	0.66%	-0.19%	-41.58%
44	MAS	Masco CORP	Stock-Industrials	0.57%	—	-68.15%
45	✓	The Travelers Companies, Inc.	Stock-Other	0.53%	—	-60.69%
46	CL	Colgate-palmolive Co	Stock-Consumer Staples	0.51%	—	-35.89%
47	GILD	Gilead Sciences INC	Stock-Healthcare	0.49%	—	-3.04%
48	ALL	Allstate CORP	Stock-Financials	0.46%	—	-4.21%
49	AMGN	Amgen INC	Stock-Healthcare	0.43%	-0.14%	-69.49%
50	✓	3m Co	Stock-Other	0.40%	—	-19.29%

1–50 of 83

Holding changes this quarter

Position changes disclosed by Abner Herrman & Brock LLC for the quarter ending Q4 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PFE	Pfizer INC	+3.8%	+482.14%	Add
2	BMY	Bristol-myers Squibb Co	+1.3%	-27.20%	Trim
3	BA	Boeing Co/the	+0.9%	-27.95%	Trim
4	CELG	Celgene CORP	+0.7%	-38.97%	Trim
5	✓	Merck & Co., Inc.	+0.7%	-31.03%	Trim
6	✓	MetLife, Inc.	+0.6%	-29.58%	Trim
7	BAC	Bank Of America CORP	+0.6%	-31.04%	Trim
8	✓	Actavis PLC Cmn	+0.6%	-31.02%	Trim
9	ABT	Abbott Laboratories	+0.5%	-34.79%	Trim
10	TWXCHF	Time Warner INC	+0.4%	-43.31%	Trim
11	AXP	American Express Co	+0.3%	-38.27%	Trim
12	DIS	Walt Disney Co/the	+0.3%	-40.36%	Trim
13	WFC	Wells Fargo & Co	+0.2%	-40.83%	Trim
14	✓	J P Morgan Chase And Co	+0.2%	-40.82%	Trim
15	PEP	Pepsico INC	+0.2%	-38.44%	Trim
16	USB	US Bancorp	+0.2%	-38.40%	Trim
17	✓	NextEra Energy, Inc.	+0.1%	-44.67%	Trim
18	HD	Home Depot INC	+0.1%	-46.61%	Trim
19	✓	Exxon Mobil Corporation	+0.1%	-37.27%	Trim
20	AEP	American Electric Power Company, Inc.	+0.1%	-39.45%	Trim
21	✓		—	-47.21%	Trim
22	✓	AbbVie Inc.	0%	-49.47%	Trim
23	MSFT	Microsoft CORP	0%	-43.32%	Trim
24	BBTUSD	Bb&t CORP	-0.1%	-46.45%	Trim
25	CVX	Chevron CORP	-0.1%	-46.09%	Trim
26	UTXZ	United Tech CORP	-0.1%	-51.83%	Trim
27	ADP	Automatic Data Processing	-0.1%	-46.53%	Trim
28	PG	Procter & Gamble Co/the	-0.2%	-56.17%	Trim
29	✓	The Travelers Companies, Inc.	-0.2%	-60.69%	Trim
30	MAR	Marriott International -cl A	-0.2%	-54.52%	Trim
31	✓	ConocoPhillips	-0.3%	-65.33%	Trim
32	AMGN	Amgen INC	-0.3%	-69.49%	Trim
33	✓	Verizon Communications Inc.	-0.4%	-68.68%	Trim
34	MAS	Masco CORP	-0.4%	-68.15%	Trim
35	✓	Anheuser-Busch InBev SA/NV	-0.5%	-62.93%	Trim
36	SLB	Slb LTD	-0.7%	-61.14%	Trim
37	EBAY	Ebay INC	-0.8%	-85.33%	Trim
38	NOVEUR	National Oilwell Varco INC	-0.9%	-71.82%	Trim
39	UAL	United Airlines Holdings INC	-1.1%	-89.49%	Trim
40	✓	Devon Energy Corporation	-1.4%	-93.65%	Trim
41	EMR	Emerson Electric Co	—	EXIT	Sold out
42	HAL	Halliburton Co	—	EXIT	Sold out
43	✓		—	EXIT	Sold out
44	MRO*	Marathon Oil CORP	—	EXIT	Sold out
45	BKR	Baker Hughes Company	—	EXIT	Sold out
46	WBA	Walgreens Boots Alliance INC	—	NEW	New buy
47	QCOM	Qualcomm INC	—	EXIT	Sold out
48	✓	Tyco International	—	EXIT	Sold out
49	AIG	American International Group	—	NEW	New buy
50	✓	Cameron International CORP	—	EXIT	Sold out