Abner Herrman & Brock LLC — Q3 2013 13F Holdings

Name: Abner Herrman & Brock LLC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001038661

Total reported value

$1.1B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BA	Boeing Co/the	Stock-Industrials	5.58%	+0.54%	-32.73%
2	BMY	Bristol-myers Squibb Co	Stock-Healthcare	3.24%	—	-38.02%
3	TWXCHF	Time Warner INC	Stock-Other	3.15%	—	-46.49%
4	✓	MetLife, Inc.	Stock-Other	3.12%	—	-35.04%
5	✓	J P Morgan Chase And Co	Stock-Other	2.93%	—	-38.89%
6	DIS	Walt Disney Co/the	Stock-Comm Services	2.83%	—	-41.97%
7	AEP	American Electric Power Company, Inc.	Stock-Utilities	2.72%	—	-38.58%
8	AXP	American Express Co	Stock-Financials	2.54%	-0.26%	-37.39%
9	PEP	Pepsico INC	Stock-Consumer Staples	2.51%	—	-33.23%
10	CELG	Celgene CORP	Stock-Other	2.48%	—	-47.64%
11	BAC	Bank Of America CORP	Stock-Financials	2.45%	—	-36.00%
12	WFC	Wells Fargo & Co	Stock-Financials	2.30%	-0.89%	-37.99%
13	LVS	Las Vegas Sands CORP	Stock-Consumer Disc	2.29%	—	-37.94%
14	✓	Merck & Co., Inc.	Stock-Other	2.28%	—	-23.44%
15	C	Citigroup INC	Stock-Financials	2.20%	+0.05%	-38.62%
16	HD	Home Depot INC	Stock-Consumer Disc	2.15%	-0.08%	-19.26%
17	✓	Cisco Systems, Inc.	Stock-Other	2.06%	—	+8.32%
18	✓	Exxon Mobil Corporation	Stock-Other	1.87%	—	-34.75%
19	✓		Stock-Other	1.86%	—	-44.31%
20	✓	UnitedHealth Group Incorporated	Stock-Other	1.86%	—	-43.26%
21	ADP	Automatic Data Processing	Stock-Tech	1.84%	—	-38.62%
22	HAL	Halliburton Co	Stock-Energy	1.82%	—	-37.06%
23	✓	Target Corporation	Stock-Other	1.81%	—	-40.06%
24	✓	NextEra Energy, Inc.	Stock-Other	1.80%	—	-41.03%
25	BBTUSD	Bb&t CORP	Stock-Other	1.66%	—	-37.78%
26	✓	The Travelers Companies, Inc.	Stock-Other	1.59%	—	-36.86%
27	✓		Stock-Other	1.53%	—	-28.31%
28	UTXZ	United Tech CORP	Stock-Other	1.51%	—	-49.52%
29	MSFT	Microsoft CORP	Stock-Tech	1.48%	—	-42.33%
30	USB	US Bancorp	Stock-Financials	1.43%	—	-29.24%
31	PRU	Prudential Financial INC	Stock-Financials	1.38%	—	-38.58%
32	BNY	Bank Of New York Mellon CORP	Stock-Financials	1.36%	+0.03%	-29.69%
33	✓	Aon plc	Stock-Other	1.36%	—	-31.54%
34	HPE	Hewlett-Packard Company	Stock-Tech	1.33%	—	-34.91%
35	CVX	Chevron CORP	Stock-Energy	1.26%	-0.66%	-36.19%
36	MAR	Marriott International -cl A	Stock-Consumer Disc	1.16%	-0.52%	-67.14%
37	SLB	Slb LTD	Stock-Energy	1.13%	—	-54.95%
38	NOVEUR	National Oilwell Varco INC	Stock-Other	1.06%	—	-19.86%
39	✓	Anheuser-Busch InBev SA/NV	Stock-Other	0.93%	—	-58.02%
40	✓	Cameron International CORP	Stock-Other	0.91%	—	-34.65%
41	✓	AbbVie Inc.	Stock-Other	0.91%	—	-39.79%
42	QCOM	Qualcomm INC	Stock-Tech	0.90%	—	-66.85%
43	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.86%	-0.10%	-44.05%
44	ABT	Abbott Laboratories	Stock-Healthcare	0.83%	—	-44.45%
45	✓	Petsmart INC	Stock-Other	0.76%	—	-58.68%
46	MS	Morgan Stanley	Stock-Financials	0.75%	+0.01%	-41.82%
47	DE	Deere & Co	Stock-Industrials	0.67%	—	-52.28%
48	APD	Air Products & Chemicals INC	Stock-Materials	0.66%	-0.19%	-56.14%
49	MAS	Masco CORP	Stock-Industrials	0.66%	—	-59.38%
50	WMT	Walmart INC	Stock-Consumer Staples	0.63%	-0.64%	-11.39%

1–50 of 93

Holding changes this quarter

Position changes disclosed by Abner Herrman & Brock LLC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BA	Boeing Co/the	+1%	-32.73%	Trim
2	✓	Merck & Co., Inc.	+0.4%	-23.44%	Trim
3	LVS	Las Vegas Sands CORP	+0.4%	-37.94%	Trim
4	HD	Home Depot INC	+0.4%	-19.26%	Trim
5	HAL	Halliburton Co	+0.2%	-37.06%	Trim
6	✓		+0.2%	-28.31%	Trim
7	CELG	Celgene CORP	+0.2%	-47.64%	Trim
8	BAC	Bank Of America CORP	+0.2%	-36.00%	Trim
9	USB	US Bancorp	+0.2%	-29.24%	Trim
10	✓	MetLife, Inc.	+0.1%	-35.04%	Trim
11	✓	The Travelers Companies, Inc.	+0.1%	-36.86%	Trim
12	PEP	Pepsico INC	0%	-33.23%	Trim
13	PRU	Prudential Financial INC	0%	-38.58%	Trim
14	CVX	Chevron CORP	0%	-36.19%	Trim
15	ADP	Automatic Data Processing	0%	-38.62%	Trim
16	✓	AbbVie Inc.	0%	-39.79%	Trim
17	BMY	Bristol-myers Squibb Co	0%	-38.02%	Trim
18	AEP	American Electric Power Company, Inc.	0%	-38.58%	Trim
19	AXP	American Express Co	0%	-37.39%	Trim
20	✓	Cameron International CORP	0%	-34.65%	Trim
21	✓	Exxon Mobil Corporation	-0.1%	-34.75%	Trim
22	✓	UnitedHealth Group Incorporated	-0.1%	-43.26%	Trim
23	BBTUSD	Bb&t CORP	-0.1%	-37.78%	Trim
24	WFC	Wells Fargo & Co	-0.1%	-37.99%	Trim
25	C	Citigroup INC	-0.1%	-38.62%	Trim
26	UTXZ	United Tech CORP	-0.1%	-49.52%	Trim
27	PG	Procter & Gamble Co/the	-0.1%	-44.05%	Trim
28	TWXCHF	Time Warner INC	-0.2%	-46.49%	Trim
29	SLB	Slb LTD	-0.2%	-54.95%	Trim
30	APD	Air Products & Chemicals INC	-0.2%	-56.14%	Trim
31	ABT	Abbott Laboratories	-0.2%	-44.45%	Trim
32	✓	NextEra Energy, Inc.	-0.2%	-41.03%	Trim
33	✓		-0.2%	-56.08%	Trim
34	✓	J P Morgan Chase And Co	-0.2%	-38.89%	Trim
35	HPE	Hewlett-Packard Company	-0.2%	-34.91%	Trim
36	DIS	Walt Disney Co/the	-0.2%	-41.97%	Trim
37	✓		-0.2%	-44.31%	Trim
38	MSFT	Microsoft CORP	-0.2%	-42.33%	Trim
39	DE	Deere & Co	-0.2%	-52.28%	Trim
40	✓	Gen Digital Inc.	-0.2%	-62.00%	Trim
41	AMGN	Amgen INC	-0.3%	-69.47%	Trim
42	✓	Target Corporation	-0.3%	-40.06%	Trim
43	✓	Verizon Communications Inc.	-0.3%	-58.51%	Trim
44	✓	Petsmart INC	-0.3%	-58.68%	Trim
45	MAS	Masco CORP	-0.3%	-59.38%	Trim
46	✓	Anheuser-Busch InBev SA/NV	-0.4%	-58.02%	Trim
47	QCOM	Qualcomm INC	-0.7%	-66.85%	Trim
48	MAR	Marriott International -cl A	-1%	-67.14%	Trim
49	DKS	Dick's Sporting Goods INC	-1.3%	-87.53%	Trim
50	✓	Research In Motion LTD	—	EXIT	Sold out