3d Asset Management, INC — Q3 2016 13F Holdings

Name: 3d Asset Management, INC — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001359371

Total reported value

$359.6M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AGGY	Wisdomtree Yield Enhanced US	ETF-Other	9.89%	-0.72%	+5.76%
2	DLS	Wisdomtree Intl S/c Dvd Fund	ETF-Other	7.20%	—	+0.38%
3	QDEF	Flexshares Quality Dividend	ETF-Other	6.72%	+0.12%	+0.64%
4	VTV	Vanguard Value ETF	ETF-Other	6.66%	+0.64%	+0.53%
5	EES	Wisdomtree US Smallcap Fund	ETF-Other	6.66%	-0.11%	-2.82%
6	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	6.33%	-0.10%	-1.95%
7	GSIE	Goldman Sachs Activebeta Int	ETF-Commodities	5.34%	-0.17%	+3.83%
8	IVLU	Ishares Msci International V	ETF-Other	5.19%	-0.09%	+3.17%
9	FEMS	First Trust Emerging Markets	ETF-Emerging Markets	5.04%	—	+35.04%
10	GQRE	Flexshares Global Quality Re	ETF-Other	4.87%	-0.24%	+1.92%
11	✓	Flexshares Tr	Stock-Other	4.63%	—	+34.92%
12	EZM	Wisdomtree US Midcap Fund	ETF-Other	4.25%	-0.24%	-10.05%
13	IQDF	Flexshares-int Qual Dvd Inde	ETF-Other	3.88%	-0.20%	+1.02%
14	✓	Powershares ETF Tr Ii	ETF-Other	3.45%	—	+6.13%
15	FTSL	First Trust Senior Loan ETF	ETF-Other	3.32%	—	+6.60%
16	✓	Powershares ETF Tr Ii	ETF-Other	2.71%	—	-2.14%
17	DNL	Wisdmtree Gb Ex-us Ql Gr-usd	ETF-Other	2.29%	—	-3.04%
18	MUB	Ishares National Muni Bond E	ETF-Other	2.13%	-0.11%	+5.19%
19	OPY	Oppenheimer Holdings Inc.	Stock-Other	1.96%	—	+0.65%
20	RWX	State Street Spdr Dow Jones	ETF-Other	1.10%	—	+0.86%
21	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.54%	-0.22%	-35.29%
22	SPSB	Ss Spdr P St C CORP ETF	ETF-Other	0.43%	-0.07%	-26.49%
23	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.39%	—	-4.85%
24	SCHH	Schwab US Reit ETF	ETF-Other	0.38%	-0.10%	EXIT
25	✓	Powershares	Stock-Other	0.36%	—	-22.43%
26	CEW	Wisdomtree Emerging Currency	ETF-Emerging Markets	0.35%	—	-4.19%
27	IWD	Ishares Russell 1000 Value E	ETF-Other	0.25%	—	-4.61%
28	STIP	Ishares 0-5 Year Tips Bond E	ETF-Other	0.24%	—	-3.12%
29	VOT	Vanguard Mid-cap Growth ETF	ETF-Other	0.24%	—	+251.17%
30	DGS	Wisdomtree Em Small Cap	ETF-Small Cap	0.23%	-0.24%	-25.31%
31	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	0.22%	—	-4.55%
32	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.21%	—	-23.95%
33	✓	Powershares Qqq Trust Ser 1	Stock-Other	0.20%	—	+231.95%
34	ICF	Ishares Select U.s. Reit ETF	ETF-Other	0.19%	—	-8.64%
35	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	0.18%	—	-7.77%
36	DJP	Ipath Bloomberg Commodity In	ETF-Commodities	0.15%	—	-6.22%
37	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	0.15%	-0.13%	EXIT
38	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	0.14%	—	—
39	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	0.13%	—	-3.27%
40	DIM	Wisdomtree Intl M/c Dvd Fund	ETF-Other	0.13%	—	-3.77%
41	PFF	Ishares Preferred & Income S	ETF-Other	0.13%	—	-3.23%
42	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	0.12%	-0.06%	EXIT
43	SPEM	State Street Sp Ptf Em ETF	ETF-Other	0.12%	—	—
44	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	0.12%	—	-35.56%
45	SCHP	Schwab U.s. Tips ETF	ETF-Other	0.11%	—	-17.99%
46	SCHF	Schwab Intl Equity ETF	ETF-Other	0.11%	—	-27.71%
47	GWX	State Street Spdr S&p Intern	ETF-Other	0.11%	—	—
48	✓	Claymore Exchange Trd Fd Tr	Stock-Other	0.09%	—	+38.92%
49	WTMF	Wisdomtree Mgd Futures Strat	ETF-Other	0.09%	—	-3.96%
50	RWR	Ss Spdr Dow Jones Reit ETF	ETF-Other	0.09%	—	-3.65%

1–50 of 53

Holding changes this quarter

Position changes disclosed by 3d Asset Management, INC for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	FEMS	First Trust Emerging Markets	+1.5%	+35.04%	Add
2	✓	Flexshares Tr	+1.3%	+34.92%	Add
3	DLS	Wisdomtree Intl S/c Dvd Fund	+0.4%	+0.38%	Add
4	IVLU	Ishares Msci International V	+0.4%	+3.17%	Add
5	GSIE	Goldman Sachs Activebeta Int	+0.3%	+3.83%	Add
6	AGGY	Wisdomtree Yield Enhanced US	+0.2%	+5.76%	Add
7	VOT	Vanguard Mid-cap Growth ETF	+0.2%	+251.17%	Add
8	✓	Powershares ETF Tr Ii	+0.2%	+6.13%	Add
9	FTSL	First Trust Senior Loan ETF	+0.1%	+6.60%	Add
10	✓	Powershares Qqq Trust Ser 1	+0.1%	+231.95%	Add
11	EES	Wisdomtree US Smallcap Fund	+0.1%	-2.82%	Trim
12	IQDF	Flexshares-int Qual Dvd Inde	+0.1%	+1.02%	Add
13	OPY	Oppenheimer Holdings Inc.	0%	+0.65%	Add
14	✓	Claymore Exchange Trd Fd Tr	0%	+38.92%	Add
15	MUB	Ishares National Muni Bond E	—	+5.19%	Add
16	IWO	Ishares Russell 2000 Growth	—	-4.55%	Trim
17	IWN	Ishares Russell 2000 Value E	—	-3.27%	Trim
18	RWR	Ss Spdr Dow Jones Reit ETF	—	-3.65%	Trim
19	IWD	Ishares Russell 1000 Value E	0%	-4.61%	Trim
20	PFF	Ishares Preferred & Income S	0%	-3.23%	Trim
21	CEW	Wisdomtree Emerging Currency	0%	-4.19%	Trim
22	STIP	Ishares 0-5 Year Tips Bond E	0%	-3.12%	Trim
23	IVV	Ishares Core S&p 500 ETF	0%	-4.85%	Trim
24	SCHF	Schwab Intl Equity ETF	0%	-27.71%	Trim
25	ICF	Ishares Select U.s. Reit ETF	0%	-8.64%	Trim
26	SCHP	Schwab U.s. Tips ETF	0%	-17.99%	Trim
27	DJP	Ipath Bloomberg Commodity In	0%	-6.22%	Trim
28	RWX	State Street Spdr Dow Jones	0%	+0.86%	Add
29	IEMG	Ishares Core Msci Emerging	-0.1%	-23.95%	Trim
30	SCHE	Schwab Emrg Mrkts Eqty ETF	-0.1%	-31.47%	Trim
31	VTV	Vanguard Value ETF	-0.1%	+0.53%	Add
32	HEDJ	Wisdomtree Europe Hedged Equ	-0.1%	-35.56%	Trim
33	DNL	Wisdmtree Gb Ex-us Ql Gr-usd	-0.1%	-3.04%	Trim
34	QDEF	Flexshares Quality Dividend	-0.1%	+0.64%	Add
35	IGIB	Ishares 5-10y Inv Grade CORP	-0.1%	-30.67%	Trim
36	DGS	Wisdomtree Em Small Cap	-0.1%	-25.31%	Trim
37	✓	Powershares	-0.1%	-22.43%	Trim
38	GQRE	Flexshares Global Quality Re	-0.1%	+1.92%	Add
39	SPSB	Ss Spdr P St C CORP ETF	-0.2%	-26.49%	Trim
40	SCHH	Schwab US Reit ETF	-0.2%	-29.54%	Trim
41	✓	Powershares ETF Tr Ii	-0.3%	-2.14%	Trim
42	MTUM	Ishares Msci USA Momentum Fa	-0.3%	-1.95%	Trim
43	USMV	Ishares Msci USA Min Vol Fac	-0.4%	-35.29%	Trim
44	EZM	Wisdomtree US Midcap Fund	-0.4%	-10.05%	Trim
45	SHM	Ss Spdr N Ice St Muni ETF	—	EXIT	Sold out
46	IJT	Ishares S&p Small-cap 600 Gr	—	NEW	New buy
47	SPEM	State Street Sp Ptf Em ETF	—	NEW	New buy
48	GWX	State Street Spdr S&p Intern	—	NEW	New buy
49	RIGS	Alps Strategic Incme Fd-usdi	—	EXIT	Sold out
50	EFV	Ishares Msci Eafe Value ETF	—	NEW	New buy