1607 Capital Partners, LLC — Q3 2014 13F Holdings

Name: 1607 Capital Partners, LLC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001436866

Total reported value

$1.4B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	ACWI	iShares MSCI ACWI ETF	ETF-Other	8.43%	—	-0.56%
2	VGK	Vanguard Ftse Europe ETF	ETF-Other	5.35%	—	+18.85%
3	EWA	Ishares Msci Australia ETF	ETF-Other	5.06%	—	+15.21%
4	AB	AllianceBernstein Holding L.P.	Stock-Other	4.46%	—	+10.07%
5	SWZ	Total Return Securities Fund	Stock-Other	3.14%	—	+0.21%
6	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	3.07%	—	—
7	WIW	Western Asst Infl-lnk Opp	Stock-Other	3.06%	—	+15.70%
8	PINE	Alpine Income Property Trust, Inc.	Stock-Other	2.41%	—	+5.92%
9	BCX	Blackrock Resources & Commod	Stock-Other	2.18%	—	-0.40%
10	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	2.16%	—	-0.25%
11	JOF	Japan Smaller Capitalization	Stock-Other	1.99%	-0.19%	+8.15%
12	EWQ	Ishares Msci France ETF	ETF-Other	1.92%	—	-16.76%
13	PPT	Putnam Premier Income Trust	Stock-Other	1.87%	—	+5.64%
14	✓	Montgomery Str Income Secs I	Stock-Other	1.78%	—	-6.64%
15	GF	New Germany Fund Inc/the	Stock-Other	1.78%	-0.19%	-11.92%
16	EWG	Ishares Msci Germany ETF	ETF-Other	1.68%	—	+20.14%
17	✓	Morgan Stanley Asia Pac Fd I	Stock-Other	1.63%	—	-18.24%
18	BTZ	Blackrock Credit Allocation	Stock-Other	1.43%	—	+13.64%
19	KF	Korea Fund INC	Stock-Other	1.43%	—	+0.29%
20	BKT	BlackRock Income Trust, Inc.	Stock-Other	1.41%	—	+8.64%
21	UTF	Cohen & Steers Infrastructur	Stock-Other	1.41%	—	+7.10%
22	XWIAX	Western Asset Infl-link Sec	Stock-Other	1.39%	—	+4.04%
23	✓	Transamerica Income Shs INC	Stock-Other	1.31%	—	+12.49%
24	EFA	Ishares Msci Eafe ETF	ETF-Other	1.28%	-0.11%	EXIT
25	XLGIX	Lazard Glbl Ttl Rtrn & INC	Stock-Other	1.20%	—	-10.64%
26	✓	Blackrock Income Opp Trust I	Stock-Other	1.19%	—	+17.09%
27	XBGYX	Blackrock Enh Intl Dvd Tr	Stock-Other	1.15%	—	-1.94%
28	MS	Morgan Stanley	Stock-Financials	1.15%	—	+7.55%
29	TDF	Templeton Dragon Fund INC	Stock-Other	1.14%	+0.13%	-0.58%
30	XJEQX	Abrdn Japan Equity Fund INC	Stock-Other	1.11%	—	+0.45%
31	GDO	Western Ast Glb CORP Opprnty	Stock-Other	1.03%	—	+4.76%
32	XEGFX	Blackrock Enhanced Govern	Stock-Other	1.02%	—	+17.07%
33	TY	Tri-continental CORP	Stock-Other	1.01%	—	+1.11%
34	✓	Blackrock Real Asset Equity	Stock-Other	0.96%	—	+2.34%
35	PAI	Western Asset Investment Gra	Stock-Other	0.91%	—	+7.10%
36	PIM	Putnam Master Intrm INC Tr	Stock-Other	0.87%	—	+12.46%
37	ADX	Adams Diversified Equity	Stock-Other	0.80%	-0.31%	+6.80%
38	✓	Fort Dearborn Income Secs In	Stock-Other	0.78%	—	+5.74%
39	✓	Cutwater Select Income Fd	Stock-Other	0.74%	—	+8.34%
40	XGLQX	Clough Global Equity Fund	Stock-Other	0.73%	—	+0.38%
41	FMY	First Trust Mortgage Income	Stock-Other	0.72%	—	+12.67%
42	SGOL	abrdn Physical Gold Shares ETF	ETF-Commodities	0.70%	—	+9.40%
43	GAM	General American Investors	Stock-Other	0.69%	—	+1.25%
44	EEA	European Equity Fund Inc/the	Stock-Other	0.69%	-0.11%	+0.38%
45	USA	Liberty All Star Equity Fund	Stock-Other	0.67%	-0.12%	+14.84%
46	MMT	Aberdeen Multi-Market Income Fund	Stock-Other	0.66%	—	-0.29%
47	THFG	Thai Fund INC	Stock-Other	0.65%	—	+8.71%
48	LEG	Leggett & Platt, Incorporated	Stock-Consumer Disc	0.64%	—	+7.59%
49	✓	Singapore Fund	Stock-Other	0.63%	—	-0.14%
50	GLO	Clough Global Opportunities	Stock-Other	0.62%	—	+1.82%

1–50 of 126

Holding changes this quarter

Position changes disclosed by 1607 Capital Partners, LLC for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VGK	Vanguard Ftse Europe ETF	+0.5%	+18.85%	Add
2	AB	AllianceBernstein Holding L.P.	+0.4%	+10.07%	Add
3	EWA	Ishares Msci Australia ETF	+0.3%	+15.21%	Add
4	WIW	Western Asst Infl-lnk Opp	+0.3%	+15.70%	Add
5	JOF	Japan Smaller Capitalization	+0.2%	+8.15%	Add
6	EMF	Templeton Emerging Markets	+0.2%	+111.05%	Add
7	NIE	Virtus Equity & Convertible Income Fund	+0.1%	+132.69%	Add
8	XEGFX	Blackrock Enhanced Govern	+0.1%	+17.07%	Add
9	BTZ	Blackrock Credit Allocation	+0.1%	+13.64%	Add
10	✓	Blackrock Income Opp Trust I	+0.1%	+17.09%	Add
11	THFG	Thai Fund INC	+0.1%	+8.71%	Add
12	EWG	Ishares Msci Germany ETF	+0.1%	+20.14%	Add
13	✓	Transamerica Income Shs INC	+0.1%	+12.49%	Add
14	PPT	Putnam Premier Income Trust	+0.1%	+5.64%	Add
15	PIM	Putnam Master Intrm INC Tr	+0.1%	+12.46%	Add
16	USA	Liberty All Star Equity Fund	+0.1%	+14.84%	Add
17	MS	Morgan Stanley	+0.1%	+7.55%	Add
18	MMT	Aberdeen Multimarket Income	+0.1%	+22.70%	Add
19	ADX	Adams Diversified Equity	+0.1%	+6.80%	Add
20	EEA	European Equity Fund Inc/the	-0.1%	+0.38%	Add
21	MMT	Aberdeen Multi-Market Income Fund	-0.1%	-0.29%	Trim
22	✓	Blackrock Real Asset Equity	-0.1%	+2.34%	Add
23	CEE	Central And Eastern Europe F	-0.1%	-2.61%	Trim
24	XBOEX	Blackrock Enh Glbl Dvd Tr	-0.1%	-0.25%	Trim
25	XBGYX	Blackrock Enh Intl Dvd Tr	-0.1%	-1.94%	Trim
26	IFN	Aberdeen India Fund INC	-0.1%	-51.45%	Trim
27	✓	Montgomery Str Income Secs I	-0.2%	-6.64%	Trim
28	ACWI	iShares MSCI ACWI ETF	-0.2%	-0.56%	Trim
29	SWZ	Total Return Securities Fund	-0.2%	+0.21%	Add
30	BCX	Blackrock Resources & Commod	-0.2%	-0.40%	Trim
31	XLGIX	Lazard Glbl Ttl Rtrn & INC	-0.2%	-10.64%	Trim
32	EFA	Ishares Msci Eafe ETF	-0.3%	-13.73%	Trim
33	✓	Morgan Stanley Asia Pac Fd I	-0.4%	-18.24%	Trim
34	GF	New Germany Fund Inc/the	-0.5%	-11.92%	Trim
35	XEXGX	Eaton Vance Tax-managed Glob	-0.6%	-93.79%	Trim
36	EWQ	Ishares Msci France ETF	-0.6%	-16.76%	Trim
37	TLT	iShares 20+ Year Treasury Bond ETF	—	NEW	New buy
38	TLT	iShares 20+ Year Treasury Bond ETF	—	EXIT	Sold out
39	AGG	Ishares Core U.s. Aggregate	—	EXIT	Sold out
40	EIM	Eaton Vance Municipal Bond	—	NEW	New buy
41	BLK	BlackRock, Inc.	—	NEW	New buy
42	✓	Nuveen Select Quality Mun Fd	—	NEW	New buy
43	JMM	Nuveen Multi-market Income	—	NEW	New buy
44	✓	Nuveen Mun Advantage Fd INC	—	NEW	New buy
45	XETYX	Eaton Vance Tax-mgd Div Eqty	—	EXIT	Sold out
46	✓	DWS Global High Income Fund	—	NEW	New buy
47	✓	Dws	—	EXIT	Sold out
48	NZF	Nuveen Municipal Credit Income Fund	—	NEW	New buy
49	BHK	Blackrock Core Bond Trust	—	EXIT	Sold out
50	JHS	John Hancock Income Sec Tr	—	NEW	New buy