CIK: 0001506071
Total reported value
$666.2M
Reporting period: 2026-03-31 · Number of holdings: 326
Wellington Shields Capital Management, LLC disclosed 326 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $666.2M and a quarterly turnover rate of 24.1%.
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Wellington Shields Capital Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.021 — mathematically equivalent to about 48 equally-sized positions, well below its 326 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Trim BX
-29.1% -$11.3M
Add BE
-1.8% $7.5M
Trim MSFT
+10.1% -$8.5M
Add XOM
+1.3% $5.3M
Trim GOOGL
-10.7% -$5.5M
Trim APO
-26.8% -$4.8M
Showing top 325 holdings (of 326 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 6.87% | -1.05% | +10.11% | |
| 2 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 5.44% | -0.32% | +0.27% | |
| 3 | AAPL | Apple INC | Stock-Tech | 4.05% | -0.63% | -9.96% | |
| 4 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.79% | -0.69% | -10.65% | |
| 5 | AMZN | Amazon.com INC | Stock-Consumer Disc | 3.45% | -0.10% | +4.56% | |
| 6 | BE | Bloom Energy Corp- A | Stock-Industrials | 3.25% | +1.19% | -1.83% | |
| 7 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.19% | -0.19% | +0.37% | |
| 8 | XOM | Exxon Mobil CORP | Stock-Energy | 2.68% | +0.86% | +1.27% | |
| 9 | MA | Mastercard INC - A | Stock-Financials | 2.35% | -0.23% | +0.97% | |
| 10 | AXP | American Express Co | Stock-Financials | 2.32% | — | +27.58% | |
| 11 | QXO | Qxo INC | Stock-Industrials | 1.95% | +0.45% | +25.39% | |
| 12 | BX | Blackstone INC | Stock-Financials | 1.91% | -1.59% | -29.14% | |
| 13 | MKSI | Mks INC | Stock-Tech | 1.80% | +0.54% | -3.58% | |
| 14 | BA | Boeing Co/the | Stock-Industrials | 1.75% | — | +14.52% | |
| 15 | PWR | Quanta Services INC | Stock-Industrials | 1.68% | +0.45% | +1.37% | |
| 16 | AMD | Advanced Micro Devices | Stock-Tech | 1.57% | — | -0.09% | |
| 17 | XME | Ss Spdr S&p Metals Mining | ETF-Other | 1.55% | +0.65% | +61.52% | |
| 18 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.50% | +0.29% | +8.01% | |
| 19 | NVDA | Nvidia CORP | Stock-Tech | 1.40% | -0.12% | -4.65% | |
| 20 | COF | Capital One Financial CORP | Stock-Financials | 1.29% | — | +38.03% | |
| 21 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.23% | +0.43% | +57.15% | |
| 22 | PANW | Palo Alto Networks INC | Stock-Tech | 1.22% | -0.33% | -12.36% | |
| 23 | SOXX | Ishares Semiconductor ETF | ETF-Other | 1.14% | +0.21% | +8.81% | |
| 24 | APO | Apollo Global Management INC | Stock-Financials | 0.92% | -0.67% | -26.78% | |
| 25 | MCK | Mckesson CORP | Stock-Healthcare | 0.89% | — | -12.15% | |
| 26 | RTX | Rtx CORP | Stock-Industrials | 0.88% | — | +7.92% | |
| 27 | AVGO | Broadcom INC | Stock-Tech | 0.83% | -0.23% | -14.92% | |
| 28 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.78% | -0.14% | -3.17% | |
| 29 | LIN | Linde plc | Stock-Materials | 0.77% | +0.13% | -0.13% | |
| 30 | FLO | Flowers Foods INC | Stock-Consumer Staples | 0.72% | +0.51% | +356.00% | |
| 31 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.72% | — | -4.39% | |
| 32 | TROX | Tronox Holdings plc | Stock-Other | 0.70% | +0.20% | -41.66% | |
| 33 | IBM | Intl Business Machines CORP | Stock-Tech | 0.67% | -0.22% | -11.10% | |
| 34 | RDDT | Reddit Inc-cl A | Stock-Comm Services | 0.66% | -0.33% | +10.06% | |
| 35 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.65% | — | -5.82% | |
| 36 | SLV | Ishares Silver Trust | ETF-Commodities | 0.63% | — | -9.59% | |
| 37 | BLK | Blackrock INC | Stock-Financials | 0.58% | — | +2.50% | |
| 38 | EW | Edwards Lifesciences CORP | Stock-Healthcare | 0.57% | — | — | |
| 39 | CG | Carlyle Group Inc/the | Stock-Financials | 0.56% | -0.17% | -8.09% | |
| 40 | WMT | Walmart INC | Stock-Consumer Staples | 0.56% | — | +3.38% | |
| 41 | ITW | Illinois Tool Works | Stock-Industrials | 0.55% | — | -2.08% | |
| 42 | XYZ | Block INC | Stock-Financials | 0.54% | -0.19% | -22.74% | |
| 43 | GLW | Corning INC | Stock-Tech | 0.53% | +0.18% | -3.69% | |
| 44 | CEG | Constellation Energy | Stock-Utilities | 0.53% | -0.11% | +2.41% | |
| 45 | GEV | GE Vernova INC | Stock-Industrials | 0.53% | +0.17% | +7.05% | |
| 46 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.51% | +0.32% | +168.98% | |
| 47 | ISRG | Intuitive Surgical INC | Stock-Healthcare | 0.49% | -0.14% | -7.33% | |
| 48 | GLD | Spdr Gold Shares | ETF-Commodities | 0.45% | — | — | |
| 49 | HD | Home Depot INC | Stock-Consumer Disc | 0.43% | — | -9.12% | |
| 50 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.43% | — | -2.57% |
Performance for Q3 2026
-0.5%
Performance Last 4 Quarters
+31.2%
Based on 77% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 326 | $666.2M | 24 | |
| 2025-12-31 | 316 | $685.8M | 14 | |
| 2025-09-30 | 335 | $658.9M | 39 | |
| 2025-06-30 | 322 | $591.0M | 0 | |
| 2025-03-31 | 313 | $551.4M | 100 | |
| 2024-12-31 | 306 | $565.4M | 0 | |
| 2024-09-30 | 313 | $575.3M | 0 | |
| 2024-06-30 | 307 | $549.3M | 0 | |
| 2024-03-31 | 304 | $530.4M | 0 | |
| 2023-12-31 | 300 | $801.6M | 0 | |
| 2023-09-30 | 304 | $757.8M | 0 | |
| 2023-06-30 | 312 | $819.0M | 0 | |
| 2023-03-31 | 320 | $831.2M | 0 | |
| 2022-12-31 | 312 | $824.0M | 0 | |
| 2022-09-30 | 303 | $420.6M | 0 | |
| 2022-06-30 | 302 | $805.5M | 0 | |
| 2022-03-31 | 319 | $913.6M | 0 | |
| 2021-12-31 | 282 | $781.2M | 0 | |
| 2021-09-30 | 262 | $733.0M | 0 | |
| 2021-06-30 | 289 | $827.2M | 100 | |
| 2021-03-31 | 277 | $1.1B | 45 | |
| 2020-12-31 | 258 | $747.5M | 26 | |
| 2020-09-30 | 224 | $630.5M | 24 | |
| 2020-06-30 | 236 | $623.0M | 28 | |
| 2020-03-31 | 233 | $529.7M | 27 | |
| 2019-12-31 | 263 | $650.7M | 17 | |
| 2019-09-30 | 264 | $614.6M | 18 | |
| 2019-06-30 | 280 | $603.5M | 13 | |
| 2019-03-31 | 283 | $587.8M | 20 | |
| 2018-12-31 | 276 | $529.2M | 26 | |
| 2018-09-30 | 314 | $620.0M | 18 | |
| 2018-06-30 | 312 | $604.9M | 25 | |
| 2018-03-31 | 330 | $661.5M | 22 | |
| 2017-12-31 | 331 | $644.2M | 18 | |
| 2017-09-30 | 321 | $609.1M | 19 | |
| 2017-06-30 | 326 | $612.9M | 16 | |
| 2017-03-31 | 332 | $620.0M | 16 | |
| 2016-12-31 | 318 | $603.0M | 25 | |
| 2016-09-30 | 316 | $574.4M | 19 | |
| 2016-06-30 | 317 | $591.4M | 17 | |
| 2016-03-31 | 314 | $570.8M | 25 | |
| 2015-12-31 | 314 | $589.6M | 23 | |
| 2015-09-30 | 310 | $580.7M | 29 | |
| 2015-06-30 | 346 | $653.2M | 17 | |
| 2015-03-31 | 352 | $667.8M | 23 | |
| 2014-12-31 | 341 | $628.6M | 23 | |
| 2014-09-30 | 349 | $602.9M | 19 | |
| 2014-06-30 | 365 | $638.9M | 26 | |
| 2014-03-31 | 355 | $584.5M | 23 | |
| 2013-12-31 | 321 | $557.2M | 21 | |
| 2013-09-30 | 321 | $522.8M | 29 | |
| 2013-06-30 | 341 | $565.3M | — |
Wellington Shields Capital Management, LLC's most significant position changes for 2026-03-31: New buy: Norfolk Southern CORP (NSC); New buy: Element Solutions INC (ESI); Sold out: Intuit INC (INTU); Sold out: Hillenbrand INC (9HI); New buy: Ishares Msci Emerging Market (EEM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BE | Bloom Energy Corp- A | +1.2% | -1.83% | Trim |
| 2 | XOM | Exxon Mobil CORP | +0.9% | +1.27% | Add |
| 3 | XME | Ss Spdr S&p Metals Mining | +0.7% | +61.52% | Add |
| 4 | MKSI | Mks INC | +0.5% | -3.58% | Trim |
| 5 | FLO | Flowers Foods INC | +0.5% | +356.00% | Add |
| 6 | PWR | Quanta Services INC | +0.5% | +1.37% | Add |
| 7 | QXO | Qxo INC | +0.5% | +25.39% | Add |
| 8 | VOO | Vanguard S&p 500 ETF | +0.4% | +57.15% | Add |
| 9 | RSP | Invesco S&p 500 Equal Weight | +0.3% | +168.98% | Add |
| 10 | TSM | Taiwan Semiconductor-sp Adr | +0.3% | +8.01% | Add |
| 11 | SOXX | Ishares Semiconductor ETF | +0.2% | +8.81% | Add |
| 12 | TROX | Tronox Holdings plc | +0.2% | -41.66% | Trim |
| 13 | GLW | Corning INC | +0.2% | -3.69% | Trim |
| 14 | GEV | GE Vernova INC | +0.2% | +7.05% | Add |
| 15 | LNG | Cheniere Energy INC | +0.1% | +0.02% | Add |
| 16 | LIN | Linde plc | +0.1% | -0.13% | Trim |
| 17 | AMZN | Amazon.com INC | -0.1% | +4.56% | Add |
| 18 | TTWO | Take-two Interactive Softwre | -0.1% | -22.01% | Trim |
| 19 | CEG | Constellation Energy | -0.1% | +2.41% | Add |
| 20 | NVDA | Nvidia CORP | -0.1% | -4.65% | Trim |
| 21 | BAC | Bank Of America CORP | -0.1% | -65.07% | Trim |
| 22 | V | Visa Inc-class A Shares | -0.1% | -14.42% | Trim |
| 23 | ABT | Abbott Laboratories | -0.1% | -49.00% | Trim |
| 24 | LLY | Eli Lilly & Co | -0.1% | -3.17% | Trim |
| 25 | ISRG | Intuitive Surgical INC | -0.1% | -7.33% | Trim |
| 26 | IBIT | Ishares Bitcoin Trust ETF | -0.2% | -76.21% | Trim |
| 27 | UNH | Unitedhealth Group INC | -0.2% | -89.61% | Trim |
| 28 | CG | Carlyle Group Inc/the | -0.2% | -8.09% | Trim |
| 29 | JPM | Jpmorgan Chase & Co | -0.2% | +0.37% | Add |
| 30 | XYZ | Block INC | -0.2% | -22.74% | Trim |
| 31 | FETH | Fidelity Ethereum Fund | -0.2% | -65.02% | Trim |
| 32 | IBM | Intl Business Machines CORP | -0.2% | -11.10% | Trim |
| 33 | CRM | Salesforce INC | -0.2% | -53.70% | Trim |
| 34 | MA | Mastercard INC - A | -0.2% | +0.97% | Add |
| 35 | AVGO | Broadcom INC | -0.2% | -14.92% | Trim |
| 36 | ABBV | Abbvie INC | -0.2% | -45.85% | Trim |
| 37 | KKR | Kkr & Co INC | -0.3% | -81.28% | Trim |
| 38 | GOOG | Alphabet Inc-cl C | -0.3% | +0.27% | Add |
| 39 | PANW | Palo Alto Networks INC | -0.3% | -12.36% | Trim |
| 40 | RDDT | Reddit Inc-cl A | -0.3% | +10.06% | Add |
| 41 | AAPL | Apple INC | -0.6% | -9.96% | Trim |
| 42 | APO | Apollo Global Management INC | -0.7% | -26.78% | Trim |
| 43 | GOOGL | Alphabet Inc-cl A | -0.7% | -10.65% | Trim |
| 44 | MSFT | Microsoft CORP | -1.1% | +10.11% | Add |
| 45 | BX | Blackstone INC | -1.6% | -29.14% | Trim |
| 46 | NSC | Norfolk Southern CORP | — | NEW | New buy |
| 47 | ESI | Element Solutions INC | — | NEW | New buy |
| 48 | INTU | Intuit INC | — | EXIT | Sold out |
| 49 | 9HI | Hillenbrand INC | — | EXIT | Sold out |
| 50 | EEM | Ishares Msci Emerging Market | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-04 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-09 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-05 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-05 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-08 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-10 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-13 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-05 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-03 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-09 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-11 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-11 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-15 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-12 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-12 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-15 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-10 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-13 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-12 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-09 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-10 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-05 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-07 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-11 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-05 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-08 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-10 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-11 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-06 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-02 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-03 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-06 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-28 | Amendment | View on EDGAR |
| 2017-09-30 | 2017-11-06 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-25 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-03 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-02 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-01 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-02 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-08 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-04 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-22 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-21 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-12 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-13 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-06 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-13 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-11 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-15 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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