CIK: 0001463217
Total reported value
$16.3B
Reporting period: 2026-03-31 · Number of holdings: 1632
UNITED CAPITAL FINANCIAL ADVISORS, LLC disclosed 1632 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $16.3B and a quarterly turnover rate of 15.0%.
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United Capital Financial Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 71 equally-sized positions, well below its 1632 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.66), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 38% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim RGEN
+0.1% -$127.2M
Trim OEF
-90.3% -$91.6M
Trim MSFT
+2.5% -$79.1M
Trim BSV
-30.6% -$67.5M
Add GOVT
+30.7% $52.5M
Add EFG
+3416.0% $53.1M
UNITED CAPITAL FINANCIAL ADVISORS is quietly rotating capital out of US large-cap leaders and junk credit into Treasuries and international growth — a tactical defensive tilt, not a hunt for concentrated alpha. This signals a bet that the US equity rally exhausts and rates pivot lower, not a conviction call on any single name.
The flows price in a regime shift toward slowing US growth and easing financial conditions, betting the next move is a Fed cut that flattens the curve and bleeds high yield. The opposing thesis is a 'no landing' scenario where sticky inflation forces rates higher, crushing duration and favoring value over growth — an outcome that would eviscerate both the bond extension and the momentum-heavy equity mix.
The extreme momentum tilt (score 100) leaves this portfolio structurally crowded into consensus growth factors — if a sudden value rotation or duration shock hits, the mass of passive and quasi-index holdings will amplify losses rather than buffer them. Sector overconcentration in Information Technology and Health Care (45% combined) magnifies the single point of failure if regulatory or earnings headwinds hit those segments.
Compiled by AI from public 13F filings; reflects historical positioning only and carries no investment recommendation.
Showing top 200 holdings (of 1632 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 5.91% | -0.12% | +0.80% | |
| 2 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.46% | +0.21% | +6.89% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.22% | -0.06% | +0.75% | |
| 4 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 2.81% | +0.13% | +1.88% | |
| 5 | AAPL | Apple INC | Stock-Tech | 2.78% | -0.17% | -1.27% | |
| 6 | NVDA | Nvidia CORP | Stock-Tech | 2.31% | — | +9.52% | |
| 7 | RGEN | Repligen CORP | Stock-Healthcare | 2.01% | -0.72% | +0.11% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 1.77% | -0.44% | +2.46% | |
| 9 | BIV | Vanguard Intermediate-term B | ETF-Other | 1.75% | — | +4.49% | |
| 10 | VTV | Vanguard Value ETF | ETF-Other | 1.73% | — | -1.21% | |
| 11 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.55% | — | -5.54% | |
| 12 | VUG | Vanguard Growth ETF | ETF-Other | 1.49% | -0.10% | +2.25% | |
| 13 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.40% | -0.19% | -6.17% | |
| 14 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 1.40% | +0.35% | +30.69% | |
| 15 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 1.17% | — | +2.68% | |
| 16 | SHDG | Soundwatch Hedged Equity ETF | ETF-Other | 0.94% | — | -0.56% | |
| 17 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.93% | -0.38% | -30.57% | |
| 18 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.90% | -0.10% | -4.19% | |
| 19 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.89% | — | -2.42% | |
| 20 | HEFA | Isha Curr Hedged Msci Eafe | ETF-Other | 0.88% | — | -5.10% | |
| 21 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.86% | -0.07% | +0.68% | |
| 22 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.86% | -0.07% | -9.70% | |
| 23 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.86% | — | -0.41% | |
| 24 | MBB | Ishares Mbs ETF | ETF-Other | 0.83% | — | +4.93% | |
| 25 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.79% | — | +0.25% | |
| 26 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.77% | — | +1.99% | |
| 27 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 0.74% | +0.30% | +68.81% | |
| 28 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.73% | — | +6.68% | |
| 29 | DBEF | Xtrackers Msci Eafe Hedged E | ETF-Other | 0.70% | — | -3.13% | |
| 30 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.67% | -0.06% | -1.45% | |
| 31 | DYNF | Ishrs US E F R A Etf-usd INC | ETF-Other | 0.63% | -0.14% | -16.97% | |
| 32 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 0.61% | — | -1.06% | |
| 33 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.55% | -0.08% | -0.70% | |
| 34 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.55% | +0.08% | -2.57% | |
| 35 | GBND | Goldman Sachs Core Bond ETF | ETF-Commodities | 0.54% | +0.25% | +85.40% | |
| 36 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 0.52% | +0.07% | +12.35% | |
| 37 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.52% | — | +2.08% | |
| 38 | V | Visa Inc-class A Shares | Stock-Financials | 0.52% | — | +6.22% | |
| 39 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.52% | — | -3.09% | |
| 40 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.49% | — | -3.24% | |
| 41 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.48% | — | -0.46% | |
| 42 | AVGO | Broadcom INC | Stock-Tech | 0.44% | — | +16.22% | |
| 43 | SHM | Ss Spdr N Ice St Muni ETF | ETF-Other | 0.42% | -0.11% | -21.91% | |
| 44 | MUB | Ishares National Muni Bond E | ETF-Other | 0.40% | — | +4.44% | |
| 45 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.39% | — | -9.49% | |
| 46 | ASML | ASML Holding N.V. | Stock-Tech | 0.39% | — | -10.33% | |
| 47 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.38% | — | +3.58% | |
| 48 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.36% | — | +2.51% | |
| 49 | CSCO | Cisco Systems INC | Stock-Tech | 0.36% | — | -1.35% | |
| 50 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.36% | — | -1.16% |
Performance for Q3 2026
+3.1%
Performance Last 4 Quarters
+17.4%
Based on 75% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 1632 | $16.3B | 15 | |
| 2025-12-31 | 1370 | $16.6B | 25 | |
| 2025-09-30 | 1203 | $13.9B | 27 | |
| 2025-06-30 | 1098 | $12.4B | 0 | |
| 2025-03-31 | 1063 | $11.7B | 100 | |
| 2024-12-31 | 1059 | $11.8B | 0 | |
| 2024-09-30 | 1060 | $12.1B | 0 | |
| 2024-06-30 | 1030 | $11.6B | 0 | |
| 2024-03-31 | 1077 | $12.1B | 0 | |
| 2023-12-31 | 1060 | $12.1B | 0 | |
| 2023-09-30 | 830 | $15.3B | 0 | |
| 2023-06-30 | 886 | $18.3B | 0 | |
| 2023-03-31 | 964 | $17.9B | 0 | |
| 2022-12-31 | 1048 | $17.8B | 0 | |
| 2022-09-30 | 1083 | $16.9B | 0 | |
| 2022-06-30 | 1119 | $18.2B | 0 | |
| 2022-03-31 | 1160 | $20.6B | 0 | |
| 2021-12-31 | 1199 | $21.7B | 0 | |
| 2021-09-30 | 1196 | $20.0B | 0 | |
| 2021-06-30 | 1214 | $19.9B | 95 | |
| 2021-03-31 | 1181 | $18.1B | 15 | |
| 2020-12-31 | 1188 | $16.6B | 19 | |
| 2020-09-30 | 1153 | $15.3B | 21 | |
| 2020-06-30 | 1186 | $13.7B | 24 | |
| 2020-03-31 | 1182 | $12.1B | 38 | |
| 2019-12-31 | 1367 | $15.5B | 18 | |
| 2019-09-30 | 1308 | $14.3B | 20 | |
| 2019-06-30 | 1461 | $15.3B | 18 | |
| 2019-03-31 | 1350 | $14.2B | 25 | |
| 2018-12-31 | 1281 | $12.6B | 28 | |
| 2018-09-30 | 1326 | $14.2B | 24 | |
| 2018-06-30 | 1302 | $13.4B | 20 | |
| 2018-03-31 | 1307 | $13.1B | 47 | |
| 2017-12-31 | 1307 | $12.7B | 45 | |
| 2017-09-30 | 1307 | $11.8B | 18 | |
| 2017-06-30 | 1270 | $11.2B | 17 | |
| 2017-03-31 | 1237 | $10.7B | 20 | |
| 2016-12-31 | 1250 | $10.3B | 54 | |
| 2016-09-30 | 1256 | $10.3B | 63 | |
| 2016-06-30 | 1248 | $9.8B | 26 | |
| 2016-03-31 | 1213 | $9.1B | 24 | |
| 2015-12-31 | 1204 | $8.7B | 35 | |
| 2015-09-30 | 1239 | $8.3B | 38 | |
| 2015-06-30 | 1250 | $8.6B | 26 | |
| 2015-03-31 | 1236 | $8.2B | 58 | |
| 2014-12-31 | 1148 | $6.7B | 38 | |
| 2014-09-30 | 1098 | $5.8B | 54 | |
| 2014-06-30 | 778 | $5.4B | 35 | |
| 2014-03-31 | 925 | $4.7B | 59 | |
| 2013-12-31 | 638 | $2.9B | 71 | |
| 2013-09-30 | 678 | $3.1B | 50 | |
| 2013-06-30 | 696 | $3.8B | 0 |
United Capital Financial Advisors, LLC's most significant position changes for 2026-03-31: New buy: Ishares Lrg Cp Cr Act Etf-ui (BLCR); New buy: Ishares Def Industrials Act (IDEF); Add: Repligen CORP (RGEN) — shares +0.11%; Trim: Ishares S&p 100 ETF (OEF) — shares -90.25%; Add: Microsoft CORP (MSFT) — shares +2.46%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GOVT | Ishares US Treasury Bond ETF | +0.4% | +30.69% | Add |
| 2 | EFG | Ishares Msci Eafe Growth ETF | +0.3% | +3416.01% | Add |
| 3 | PYLD | Pimco Multisector Bond Actv | +0.3% | +68.81% | Add |
| 4 | GBND | Goldman Sachs Core Bond ETF | +0.3% | +85.40% | Add |
| 5 | IVV | Ishares Core S&p 500 ETF | +0.2% | +6.89% | Add |
| 6 | GSIE | Goldman Sachs Activebeta Int | +0.2% | +323.64% | Add |
| 7 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +1.88% | Add |
| 8 | XOM | Exxon Mobil CORP | +0.1% | +3.85% | Add |
| 9 | GIGL | Gldmn Schs CORP Bond ETF | +0.1% | +88.61% | Add |
| 10 | GTIP | Goldman Sachs Access Inflati | +0.1% | +94.17% | Add |
| 11 | CVX | Chevron CORP | +0.1% | +0.26% | Add |
| 12 | NFLX | Netflix INC | +0.1% | +57.07% | Add |
| 13 | GEM | Goldman Sachs Activebeta Em | +0.1% | +90.27% | Add |
| 14 | JNJ | Johnson & Johnson | +0.1% | -2.57% | Trim |
| 15 | SPMD | Ss Spdr P S&p 400 Midcap ETF | +0.1% | +12.35% | Add |
| 16 | PG | Procter & Gamble Co/the | +0.1% | +24.13% | Add |
| 17 | AXP | American Express Co | -0.1% | -2.26% | Trim |
| 18 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | +0.75% | Add |
| 19 | JPM | Jpmorgan Chase & Co | -0.1% | -1.45% | Trim |
| 20 | ACN | Accenture plc | -0.1% | -2.37% | Trim |
| 21 | CRM | Salesforce INC | -0.1% | -2.30% | Trim |
| 22 | INTU | Intuit INC | -0.1% | -6.24% | Trim |
| 23 | BIL | Ss Spdr Bb 1-3m T-bill ETF | -0.1% | -40.06% | Trim |
| 24 | ARES | Ares Management CORP - A | -0.1% | -12.04% | Trim |
| 25 | AKRE | Akre Focus ETF | -0.1% | -24.34% | Trim |
| 26 | IVE | Ishares S&p 500 Value ETF | -0.1% | -9.70% | Trim |
| 27 | AMZN | Amazon.com INC | -0.1% | +0.68% | Add |
| 28 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | -0.1% | -94.01% | Trim |
| 29 | META | Meta Platforms Inc-class A | -0.1% | -0.70% | Trim |
| 30 | SPGI | S&p Global INC | -0.1% | -12.02% | Trim |
| 31 | EMB | Ishares Jp Morgan Usd Emergi | -0.1% | -86.84% | Trim |
| 32 | ADBE | Adobe INC | -0.1% | -54.06% | Trim |
| 33 | VUG | Vanguard Growth ETF | -0.1% | +2.25% | Add |
| 34 | GOOG | Alphabet Inc-cl C | -0.1% | -4.19% | Trim |
| 35 | QCOM | Qualcomm INC | -0.1% | -3.45% | Trim |
| 36 | SHM | Ss Spdr N Ice St Muni ETF | -0.1% | -21.91% | Trim |
| 37 | VOO | Vanguard S&p 500 ETF | -0.1% | +0.80% | Add |
| 38 | IAU | Ishares Gold Trust | -0.1% | -62.76% | Trim |
| 39 | ITA | Ishares U.s. Aerospace & Def | -0.1% | -95.61% | Trim |
| 40 | DYNF | Ishrs US E F R A Etf-usd INC | -0.1% | -16.97% | Trim |
| 41 | AAPL | Apple INC | -0.2% | -1.27% | Trim |
| 42 | GOOGL | Alphabet Inc-cl A | -0.2% | -6.17% | Trim |
| 43 | ORCL | Oracle CORP | -0.2% | -34.58% | Trim |
| 44 | JNK | Ss Spdr Bb High Yield Bond | -0.3% | -87.33% | Trim |
| 45 | BSV | Vanguard Short-term Bond ETF | -0.4% | -30.57% | Trim |
| 46 | MSFT | Microsoft CORP | -0.4% | +2.46% | Add |
| 47 | OEF | Ishares S&p 100 ETF | -0.6% | -90.25% | Trim |
| 48 | RGEN | Repligen CORP | -0.7% | +0.11% | Add |
| 49 | BLCR | Ishares Lrg Cp Cr Act Etf-ui | — | NEW | New buy |
| 50 | IDEF | Ishares Def Industrials Act | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-14 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-11 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-13 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-13 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-12 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-14 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-15 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-14 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-08-15 | Amendment | View on EDGAR |
| 2023-03-31 | 2023-05-15 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-15 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-11 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-16 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-14 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-13 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-14 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-17 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-13 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-13 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-08-11 | Amendment | View on EDGAR |
| 2020-03-31 | 2020-05-15 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-14 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2020-02-14 | Amendment | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-13 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-14 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-14 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-14 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-15 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-13 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-14 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-12 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-15 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-11 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-11 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-13 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-11 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-03-18 | Amendment | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-13 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-13 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-14 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-20 | Amendment | View on EDGAR |
| 2013-12-31 | 2014-02-13 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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