Rosenthal | Henry Capital Advisors, Inc. — 13F Filings Deep Dive

CIK: 0001697539

Momentum followerDiversified strategyQuality / disciplined sizing

Total reported value

$102.2M

Reporting period: 2026-03-31 · Number of holdings: 42

Rosenthal | Henry Capital Advisors, Inc. disclosed 42 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $102.2M and a quarterly turnover rate of 16.9%.

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Personality snowflake

Concentration: 14.23
Portfolio Stability: 16.93
Momentum/Contrarian: 100
Sector conviction: 0
Diversification: 84
Sizing Uniformity: 92.88

Sector classification currently covers about 8% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Trim HBT
-54.1%　-$2.1M
Trim 664112109
-99.9%　-$2.0M
Trim OBK
-99.8%　-$2.0M
Trim TBBK
0.0%　-$2.2M
Add CASH
0.0%　$958.5K
Trim CCB
0.0%　-$1.1M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TBBK	Bancorp Inc/the	Stock-Other	8.58%	-1.63%	—
2	KRE	Ss Spdr S&p Regional Bank	ETF-Other	8.39%	+0.49%	—
3	WTFC	Wintrust Financial CORP	Stock-Financials	4.87%	+0.23%	—
4	CASH	Pathward Financial INC	Stock-Other	4.59%	+1.13%	—
5	ESQ	Esquire Financial Holdings I	Stock-Other	4.00%	+0.40%	—
6	SPFI	South Plains Financial INC	Stock-Other	3.34%	+0.41%	—
7	✓	CommerceWest Bank	Stock-Other	3.22%	+0.29%	—
8	SYBT	Stock Yards Bancorp INC	Stock-Other	2.91%	+0.21%	—
9	BANF	Bancfirst CORP	Stock-Other	2.77%	+0.21%	—
10	FRME	First Merchants CORP	Stock-Other	2.73%	+0.23%	—
11	UNTY	Unity Bancorp INC	Stock-Other	2.64%	+0.15%	—
12	LKFN	Lakeland Financial CORP	Stock-Other	2.41%	+0.14%	—
13	GABC	German American Bancorp	Stock-Other	2.38%	+0.27%	—
14	FBIZ	First Business Financial Ser	Stock-Other	2.37%	+0.11%	—
15	XHC	Heritage Commerce CORP	Stock-Other	2.32%	+0.21%	+0.14%
16	NRIM	Northrim Bancorp INC	Stock-Other	2.24%	-0.72%	-16.77%
17	MBWM	Mercantile Bank CORP	Stock-Other	2.22%	+0.21%	—
18	FFIN	First Finl Bankshares INC	Stock-Financials	2.16%	+0.08%	—
19	CCB	Coastal Financial Corp/wa	Stock-Other	2.16%	-0.92%	—
20	CNOB	Connectone Bancorp INC	Stock-Other	2.14%	+0.15%	—
21	VBNK	Versabank	Stock-Other	2.12%	-0.66%	-34.36%
22	HTB	Hometrust Bancshares INC	Stock-Other	2.09%	+2.09%	NEW
23	TOWN	Towne Bank	Stock-Other	2.04%	+0.12%	—
24	✓	Seacoast Bkg CORP Fl	Stock-Other	2.01%	+0.04%	—
25	TCBX	Third Coast Bancshares INC	Stock-Other	1.98%	+0.18%	—
26	FBK	Fb Financial CORP	Stock-Other	1.95%	-0.04%	—
27	BANR	Banner Corporation	Stock-Other	1.83%	+0.04%	—
28	ORRF	Orrstown Finl Services INC	Stock-Other	1.73%	+0.12%	—
29	SRCE	1st Source CORP	Stock-Other	1.69%	+0.24%	—
30	BWB	Bridgewater Bancshares INC	Stock-Other	1.62%	+0.15%	—
31	CBK	Commercial Bancgroup INC	Stock-Other	1.59%	+0.17%	—
32	PFS	Provident Financial Services	Stock-Other	1.43%	+0.17%	—
33	✓	Triumph Financial INC	Stock-Other	1.40%	+0.01%	—
34	BFC	Bank First CORP	Stock-Other	1.37%	+0.20%	—
35	MYFW	First Western Financial INC	Stock-Other	1.33%	-0.04%	—
36	✓		Stock-Other	1.32%	+0.06%	—
37	HBT	Hbt Financial Inc/de	Stock-Other	1.12%	-1.89%	-54.08%
38	NBHC	National Bank Hold-cl A	Stock-Other	1.00%	+0.08%	—
39	FCCO	First Community CORP	Stock-Other	1.00%	+0.03%	—
40	TCBI	Texas Capital Bancshares INC	Stock-Financials	0.93%	+0.93%	NEW
41	OBK	Origin Bancorp INC	Stock-Other	—	-1.83%	-99.85%
42	✓	Northeast Community Bancorp Inc	Stock-Other	—	-1.84%	-99.95%

Portfolio Performance

Performance for Q3 2026

+11.8%

Performance Last 4 Quarters

+22.4%

Based on 68% of reported portfolio value with available pricing

Stdev: +24%
Beta: +0.93
Alpha: +4.3%
Max Drawdown: -13.6%
Annualized Perf: +20.5%
Batting Avg vs S&P: +41.7%
Sortino: +1.99
Stutzer: +0.27
Treynor: +0.23
Sterling: +0.95
Calmar: +1.5
Information Ratio: +0.14
Tracking Error: +20.7%
Stdev Down: +10.8%
Winning Months %: +50%
Losing Months %: +50%
Best 12 Months: +56.9%
Worst 12 Months: -3.2%
Efficiency Ratio: +0.4
Sharpe: +0.89
Stdev Sectors: 0%
Skewness: +0.89
Kurtosis: +0.72
Upside Potential: +3.92

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	42	$102.2M	17	1TBBK 2KRE 3WTFC Top holdings2026-03-31 1.TBBK 2.KRE 3.WTFC 4.CASH 5.ESQ 6.SPFI 7.20084T 8.SYBT 9.BANF 10.FRME
2025-12-31	40	$107.9M	9	1TBBK 2KRE 3WTFC Top holdings2025-12-31 1.TBBK 2.KRE 3.WTFC 4.ESQ 5.CASH 6.CCB 7.HBT 8.NRIM 9.20084T 10.SPFI
2025-09-30	39	$104.1M	23	1TBBK 2KRE 3WTFC Top holdings2025-09-30 1.TBBK 2.KRE 3.WTFC 4.CASH 5.ESQ 6.BANF 7.SPFI 8.SYBT 9.CCB 10.HBT
2025-06-30	37	$99.2M	0	1KRE 2TBBK 3SYBT Top holdings2025-06-30 1.KRE 2.TBBK 3.SYBT 4.WTFC 5.CASH 6.ESQ 7.BANF 8.20084T 9.SPFI 10.CCB
2025-03-31	39	$99.2M	100	1KRE 2TBBK 3SYBT Top holdings2025-03-31 1.KRE 2.TBBK 3.SYBT 4.WTFC 5.CASH 6.FRME 7.20084T 8.BANF 9.ESQ 10.FFIN
2024-12-31	42	$108.0M	0	1KRE 2TBBK 3WTFC Top holdings2024-12-31 1.KRE 2.TBBK 3.WTFC 4.SYBT 5.CASH 6.BANF 7.ESQ 8.LKFN 9.20084T 10.FRME
2024-09-30	39	$99.6M	0	1KRE 2TBBK 3WTFC Top holdings2024-09-30 1.KRE 2.TBBK 3.WTFC 4.SYBT 5.CASH 6.LKFN 7.FFIN 8.BANF 9.FRME 10.20084T
2024-06-30	36	$70.5M	0	1TBBK 2WTFC 3SYBT Top holdings2024-06-30 1.TBBK 2.WTFC 3.SYBT 4.CASH 5.LKFN 6.20084T 7.MBIN 8.FRME 9.VBNK 10.BANF
2024-03-31	37	$74.4M	0	1TBBK 2WTFC 3SYBT Top holdings2024-03-31 1.TBBK 2.WTFC 3.SYBT 4.LKFN 5.FRME 6.CASH 7.20084T 8.811707 9.VBNK 10.FFIN
2023-12-31	39	$87.5M	0	1TBBK 2LKFN 3WTFC Top holdings2023-12-31 1.TBBK 2.LKFN 3.WTFC 4.SYBT 5.RF 6.20084T 7.CASH 8.FRME 9.VBNK 10.811707
2023-09-30	43	$74.3M	0	1TBBK 2LKFN 3WTFC Top holdings2023-09-30 1.TBBK 2.LKFN 3.WTFC 4.20084T 5.CCB 6.RF 7.CASH 8.SYBT 9.BANF 10.811707
2023-06-30	41	$79.6M	0	1TBBK 2WTFC 3BANF Top holdings2023-06-30 1.TBBK 2.WTFC 3.BANF 4.LKFN 5.SYBT 6.RF 7.20084T 8.CASH 9.CCB 10.OCFC
2023-03-31	45	$89.0M	0	1TBBK 2WTFC 3LKFN Top holdings2023-03-31 1.TBBK 2.WTFC 3.LKFN 4.BANF 5.SYBT 6.20084T 7.CASH 8.RF 9.OCFC 10.BWB
2022-12-31	46	$111.6M	0	1TBBK 2WTFC 3LKFN Top holdings2022-12-31 1.TBBK 2.WTFC 3.LKFN 4.BANF 5.SYBT 6.BWB 7.RF 8.20084T 9.CASH 10.811707
2022-09-30	44	$107.3M	0	1TBBK 2WTFC 3LKFN Top holdings2022-09-30 1.TBBK 2.WTFC 3.LKFN 4.BANF 5.SYBT 6.SIVBEUR 7.BWB 8.RF 9.20084T 10.ZION
2022-03-31	46	$127.6M	0	1TBBK 2WTFC 3SIVBEUR Top holdings2022-03-31 1.TBBK 2.WTFC 3.SIVBEUR 4.LKFN 5.BANF 6.SBNY 7.ZION 8.CASH 9.RF 10.20084T
2021-12-31	39	$132.7M	0	1TBBK 2SIVBEUR 3LKFN Top holdings2021-12-31 1.TBBK 2.SIVBEUR 3.LKFN 4.WTFC 5.LOB 6.SBNY 7.RF 8.CASH 9.SYBT 10.BANF
2021-09-30	49	$132.3M	0	1CASH 2TBBK 3SIVBEUR Top holdings2021-09-30 1.CASH 2.TBBK 3.SIVBEUR 4.WTFC 5.LKFN 6.RF 7.ZION 8.LF2 9.SYBT 10.ALRS
2021-06-30	51	$124.4M	100	1CASH 2TBBK 3SIVBEUR Top holdings2021-06-30 1.CASH 2.TBBK 3.SIVBEUR 4.WTFC 5.LKFN 6.RF 7.LF2 8.ALRS 9.ZION 10.BANF
2021-03-31	54	$123.8M	33	1CASH 2TBBK 3LKFN Top holdings2021-03-31 1.CASH 2.TBBK 3.LKFN 4.WTFC 5.SIVBEUR 6.RF 7.LF2 8.BANF 9.ALRS 10.ZION
2020-12-31	61	$96.2M	36	1CASH 2WTFC 3LKFN Top holdings2020-12-31 1.CASH 2.WTFC 3.LKFN 4.SIVBEUR 5.TBBK 6.BANF 7.ALRS 8.RF 9.LF2 10.SYBT
2020-09-30	67	$78.8M	39	1LKFN 2CASH 3BANF Top holdings2020-09-30 1.LKFN 2.CASH 3.BANF 4.WTFC 5.TBBK 6.SYBT 7.SIVBEUR 8.20084T 9.ALRS 10.RF
2020-06-30	66	$76.9M	37	1LKFN 2SYBT 3BANF Top holdings2020-06-30 1.LKFN 2.SYBT 3.BANF 4.20084T 5.SIVBEUR 6.GABC 7.WTBA 8.CASH 9.ALRS 10.CNBKA
2020-03-31	71	$75.0M	45	1LKFN 2CASH 3BANF Top holdings2020-03-31 1.LKFN 2.CASH 3.BANF 4.GABC 5.SYBT 6.FLICUSD 7.20084T 8.WTBA 9.TMP 10.ALRS
2019-12-31	68	$106.7M	22	1LKFN 2BANF 3CASH Top holdings2019-12-31 1.LKFN 2.BANF 3.CASH 4.WTBA 5.SYBT 6.FLICUSD 7.20084T 8.GABC 9.CNOB 10.CAROEUR
2019-09-30	65	$96.3M	24	1LKFN 2BANF 3SYBT Top holdings2019-09-30 1.LKFN 2.BANF 3.SYBT 4.FLICUSD 5.CNBKA 6.CASH 7.20084T 8.WTBA 9.GABC 10.TOWN
2019-06-30	66	$106.3M	11	1SYBT 2LKFN 3BANF Top holdings2019-06-30 1.SYBT 2.LKFN 3.BANF 4.CASH 5.EGBN 6.TMP 7.CNBKA 8.BMTCUSD 9.WTBA 10.FLICUSD
2019-03-31	63	$102.2M	16	1LKFN 2SYBT 3BANF Top holdings2019-03-31 1.LKFN 2.SYBT 3.BANF 4.EGBN 5.FLICUSD 6.TMP 7.BMTCUSD 8.WTBA 9.20084T 10.GABC
2018-12-31	65	$106.0M	26	1BANF 2SYBT 3LKFN Top holdings2018-12-31 1.BANF 2.SYBT 3.LKFN 4.FLICUSD 5.TMP 6.EGBN 7.BMTCUSD 8.WTBA 9.20084T 10.GABC
2018-09-30	65	$128.0M	7	1BANF 2LKFN 3SYBT Top holdings2018-09-30 1.BANF 2.LKFN 3.SYBT 4.BMTCUSD 5.FLICUSD 6.TMP 7.EGBN 8.20084T 9.CASH 10.GABC
2018-06-30	62	$135.2M	9	1BANF 2LKFN 3SYBT Top holdings2018-06-30 1.BANF 2.LKFN 3.SYBT 4.FLICUSD 5.BMTCUSD 6.EGBN 7.TMP 8.CASH 9.XHC 10.CAROEUR
2018-03-31	61	$126.0M	11	1BANF 2FLICUSD 3LKFN Top holdings2018-03-31 1.BANF 2.FLICUSD 3.LKFN 4.SYBT 5.EGBN 6.BMTCUSD 7.TMP 8.CASH 9.XHC 10.WTBA
2017-12-31	61	$127.0M	16	1EGBN 2LKFN 3FLICUSD Top holdings2017-12-31 1.EGBN 2.LKFN 3.FLICUSD 4.SYBT 5.BANF 6.BMTCUSD 7.TMP 8.WTBA 9.GABC 10.XHC
2017-09-30	58	$130.5M	19	1SYBT 2FLICUSD 3BANF Top holdings2017-09-30 1.SYBT 2.FLICUSD 3.BANF 4.LKFN 5.EGBN 6.BMTCUSD 7.TMP 8.GABC 9.WASH 10.WTBA
2017-06-30	54	$120.8M	18	1EGBN 2FLICUSD 3LKFN Top holdings2017-06-30 1.EGBN 2.FLICUSD 3.LKFN 4.SYBT 5.BANF 6.BMTCUSD 7.GABC 8.TMP 9.WTBA 10.CASH
2017-03-31	42	$119.3M	14	1EGBN 2SYBT 3FLICUSD Top holdings2017-03-31 1.EGBN 2.SYBT 3.FLICUSD 4.LKFN 5.BANF 6.BMTCUSD 7.GABC 8.TMP 9.MOFG 10.FIBK
2016-12-31	40	$120.6M	0	1SYBT 2LKFN 3EGBN Top holdings2016-12-31 1.SYBT 2.LKFN 3.EGBN 4.FLICUSD 5.BANF 6.BMTCUSD 7.GABC 8.TMP 9.MOFG 10.FIBK

Holding changes this quarter

Rosenthal | Henry Capital Advisors, Inc.'s most significant position changes for 2026-03-31: New buy: Hometrust Bancshares INC (HTB); New buy: Texas Capital Bancshares INC (TCBI); Trim: Hbt Financial Inc/de (HBT) — shares -54.08%; Trim: Northeast Community Bancorp Inc — shares -99.95%; Trim: Origin Bancorp INC (OBK) — shares -99.85%.

Position changes disclosed by Rosenthal | Henry Capital Advisors, Inc. for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	CASH	Pathward Financial INC	+1.1%	—	Unchanged
2	KRE	Ss Spdr S&p Regional Bank	+0.5%	—	Unchanged
3	SPFI	South Plains Financial INC	+0.4%	—	Unchanged
4	ESQ	Esquire Financial Holdings I	+0.4%	—	Unchanged
5	✓	CommerceWest Bank	+0.3%	—	Unchanged
6	GABC	German American Bancorp	+0.3%	—	Unchanged
7	SRCE	1st Source CORP	+0.2%	—	Unchanged
8	FRME	First Merchants CORP	+0.2%	—	Unchanged
9	WTFC	Wintrust Financial CORP	+0.2%	—	Unchanged
10	MBWM	Mercantile Bank CORP	+0.2%	—	Unchanged
11	XHC	Heritage Commerce CORP	+0.2%	+0.14%	Add
12	BANF	Bancfirst CORP	+0.2%	—	Unchanged
13	SYBT	Stock Yards Bancorp INC	+0.2%	—	Unchanged
14	BFC	Bank First CORP	+0.2%	—	Unchanged
15	TCBX	Third Coast Bancshares INC	+0.2%	—	Unchanged
16	PFS	Provident Financial Services	+0.2%	—	Unchanged
17	CBK	Commercial Bancgroup INC	+0.2%	—	Unchanged
18	BWB	Bridgewater Bancshares INC	+0.2%	—	Unchanged
19	CNOB	Connectone Bancorp INC	+0.2%	—	Unchanged
20	UNTY	Unity Bancorp INC	+0.2%	—	Unchanged
21	LKFN	Lakeland Financial CORP	+0.1%	—	Unchanged
22	ORRF	Orrstown Finl Services INC	+0.1%	—	Unchanged
23	TOWN	Towne Bank	+0.1%	—	Unchanged
24	FBIZ	First Business Financial Ser	+0.1%	—	Unchanged
25	FFIN	First Finl Bankshares INC	+0.1%	—	Unchanged
26	NBHC	National Bank Hold-cl A	+0.1%	—	Unchanged
27	✓		+0.1%	—	Unchanged
28	✓	Seacoast Bkg CORP Fl	0%	—	Unchanged
29	BANR	Banner Corporation	0%	—	Unchanged
30	FCCO	First Community CORP	0%	—	Unchanged
31	✓	Triumph Financial INC	0%	—	Unchanged
32	FBK	Fb Financial CORP	0%	—	Unchanged
33	MYFW	First Western Financial INC	0%	—	Unchanged
34	VBNK	Versabank	-0.7%	-34.36%	Trim
35	NRIM	Northrim Bancorp INC	-0.7%	-16.77%	Trim
36	CCB	Coastal Financial Corp/wa	-0.9%	—	Unchanged
37	TBBK	Bancorp Inc/the	-1.6%	—	Unchanged
38	OBK	Origin Bancorp INC	-1.8%	-99.85%	Trim
39	✓	Northeast Community Bancorp Inc	-1.8%	-99.95%	Trim
40	HBT	Hbt Financial Inc/de	-1.9%	-54.08%	Trim
41	HTB	Hometrust Bancshares INC	—	NEW	New buy
42	TCBI	Texas Capital Bancshares INC	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-04-24	13F-HR	View on EDGAR
2025-12-31	2026-01-28	13F-HR	View on EDGAR
2025-09-30	2025-10-27	13F-HR	View on EDGAR
2025-06-30	2025-07-23	13F-HR	View on EDGAR
2025-03-31	2025-04-30	13F-HR	View on EDGAR
2024-12-31	2025-01-24	13F-HR	View on EDGAR
2024-09-30	2024-10-29	13F-HR	View on EDGAR
2024-06-30	2024-07-29	13F-HR	View on EDGAR
2024-03-31	2024-05-07	13F-HR	View on EDGAR
2023-12-31	2024-01-12	13F-HR	View on EDGAR
2023-09-30	2023-10-26	13F-HR	View on EDGAR
2023-06-30	2023-08-11	Amendment	View on EDGAR
2023-06-30	2023-08-03	13F-HR	View on EDGAR
2023-03-31	2023-05-02	13F-HR	View on EDGAR
2022-12-31	2023-02-10	13F-HR	View on EDGAR
2022-09-30	2022-10-24	13F-HR	View on EDGAR
2022-03-31	2022-05-04	13F-HR	View on EDGAR
2021-12-31	2022-01-26	13F-HR	View on EDGAR
2021-09-30	2021-11-03	13F-HR	View on EDGAR
2021-06-30	2021-08-11	13F-HR	View on EDGAR
2021-03-31	2021-05-04	13F-HR	View on EDGAR
2020-12-31	2021-02-09	Amendment	View on EDGAR
2020-12-31	2021-02-08	13F-HR	View on EDGAR
2020-09-30	2020-11-10	13F-HR	View on EDGAR
2020-06-30	2020-08-14	13F-HR	View on EDGAR
2020-03-31	2020-04-28	13F-HR	View on EDGAR
2019-12-31	2020-02-25	13F-HR	View on EDGAR
2019-09-30	2019-11-07	13F-HR	View on EDGAR
2019-06-30	2019-08-09	13F-HR	View on EDGAR
2019-03-31	2019-05-13	13F-HR	View on EDGAR
2018-12-31	2019-02-01	13F-HR	View on EDGAR
2018-09-30	2018-10-26	13F-HR	View on EDGAR
2018-06-30	2018-07-31	13F-HR	View on EDGAR
2018-03-31	2018-05-07	13F-HR	View on EDGAR
2017-12-31	2018-02-02	13F-HR	View on EDGAR
2017-09-30	2017-11-06	13F-HR	View on EDGAR
2017-06-30	2017-08-08	13F-HR	View on EDGAR
2017-03-31	2017-05-09	13F-HR	View on EDGAR
2016-12-31	2017-02-10	13F-HR	View on EDGAR

FAQ

What is Rosenthal | Henry Capital Advisors, Inc. and what type of investor is it?

Rosenthal | Henry Capital Advisors, Inc. is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $102.2M, spread across 42 disclosed positions.

What are Rosenthal | Henry Capital Advisors, Inc.'s largest equity positions?

Based on the latest 13F filing, Rosenthal | Henry Capital Advisors, Inc.'s top holdings by market value are: 1. Bancorp Inc/the (TBBK) — $8.8M (8.6%) 2. Ss Spdr S&p Regional Bank (KRE) — $8.6M (8.4%) 3. Wintrust Financial CORP (WTFC) — $5.0M (4.9%) 4. Pathward Financial INC (CASH) — $4.7M (4.6%) 5. Esquire Financial Holdings I (ESQ) — $4.1M (4.0%)

What changes did Rosenthal | Henry Capital Advisors, Inc. make in its most recent portfolio filing?

In the latest reported quarter, Rosenthal | Henry Capital Advisors, Inc. made 8 notable position adjustments: 2 new positions were initiated, 1 existing holdings were added to, 5 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Hometrust Bancshares INC (HTB); New buy: Texas Capital Bancshares INC (TCBI); Trim: Hbt Financial Inc/de (HBT) — shares -54.08%; Trim: Northeast Community Bancorp Inc — shares -99.95%; Trim: Origin Bancorp INC (OBK) — shares -99.85%

What sectors does Rosenthal | Henry Capital Advisors, Inc. focus on?

Rosenthal | Henry Capital Advisors, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio: • Financials: 100.0%

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26 stks

2013-09-30

Stale — no recent filing

Concentration35.9

Portfolio Stability95.9

Sector conviction100.0

1 of the top 5 holdings overlap, including Pathward Financial INC

View detail

Rosenthal | Henry Capital Advisors, Inc. — 13F Filings Deep Dive

CIK: 0001697539

Momentum followerDiversified strategyQuality / disciplined sizing

Total reported value

$102.2M

Reporting period: 2026-03-31 · Number of holdings: 42

Rosenthal | Henry Capital Advisors, Inc. disclosed 42 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $102.2M and a quarterly turnover rate of 16.9%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "R"

Personality snowflake

Concentration: 14.23
Portfolio Stability: 16.93
Momentum/Contrarian: 100
Sector conviction: 0
Diversification: 84
Sizing Uniformity: 92.88

Recent moves

Trim HBT
-54.1%　-$2.1M
Trim 664112109
-99.9%　-$2.0M
Trim OBK
-99.8%　-$2.0M
Trim TBBK
0.0%　-$2.2M
Add CASH
0.0%　$958.5K
Trim CCB
0.0%　-$1.1M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TBBK	Bancorp Inc/the	Stock-Other	8.58%	-1.63%	—
2	KRE	Ss Spdr S&p Regional Bank	ETF-Other	8.39%	+0.49%	—
3	WTFC	Wintrust Financial CORP	Stock-Financials	4.87%	+0.23%	—
4	CASH	Pathward Financial INC	Stock-Other	4.59%	+1.13%	—
5	ESQ	Esquire Financial Holdings I	Stock-Other	4.00%	+0.40%	—
6	SPFI	South Plains Financial INC	Stock-Other	3.34%	+0.41%	—
7	✓	CommerceWest Bank	Stock-Other	3.22%	+0.29%	—
8	SYBT	Stock Yards Bancorp INC	Stock-Other	2.91%	+0.21%	—
9	BANF	Bancfirst CORP	Stock-Other	2.77%	+0.21%	—
10	FRME	First Merchants CORP	Stock-Other	2.73%	+0.23%	—
11	UNTY	Unity Bancorp INC	Stock-Other	2.64%	+0.15%	—
12	LKFN	Lakeland Financial CORP	Stock-Other	2.41%	+0.14%	—
13	GABC	German American Bancorp	Stock-Other	2.38%	+0.27%	—
14	FBIZ	First Business Financial Ser	Stock-Other	2.37%	+0.11%	—
15	XHC	Heritage Commerce CORP	Stock-Other	2.32%	+0.21%	+0.14%
16	NRIM	Northrim Bancorp INC	Stock-Other	2.24%	-0.72%	-16.77%
17	MBWM	Mercantile Bank CORP	Stock-Other	2.22%	+0.21%	—
18	FFIN	First Finl Bankshares INC	Stock-Financials	2.16%	+0.08%	—
19	CCB	Coastal Financial Corp/wa	Stock-Other	2.16%	-0.92%	—
20	CNOB	Connectone Bancorp INC	Stock-Other	2.14%	+0.15%	—
21	VBNK	Versabank	Stock-Other	2.12%	-0.66%	-34.36%
22	HTB	Hometrust Bancshares INC	Stock-Other	2.09%	+2.09%	NEW
23	TOWN	Towne Bank	Stock-Other	2.04%	+0.12%	—
24	✓	Seacoast Bkg CORP Fl	Stock-Other	2.01%	+0.04%	—
25	TCBX	Third Coast Bancshares INC	Stock-Other	1.98%	+0.18%	—
26	FBK	Fb Financial CORP	Stock-Other	1.95%	-0.04%	—
27	BANR	Banner Corporation	Stock-Other	1.83%	+0.04%	—
28	ORRF	Orrstown Finl Services INC	Stock-Other	1.73%	+0.12%	—
29	SRCE	1st Source CORP	Stock-Other	1.69%	+0.24%	—
30	BWB	Bridgewater Bancshares INC	Stock-Other	1.62%	+0.15%	—
31	CBK	Commercial Bancgroup INC	Stock-Other	1.59%	+0.17%	—
32	PFS	Provident Financial Services	Stock-Other	1.43%	+0.17%	—
33	✓	Triumph Financial INC	Stock-Other	1.40%	+0.01%	—
34	BFC	Bank First CORP	Stock-Other	1.37%	+0.20%	—
35	MYFW	First Western Financial INC	Stock-Other	1.33%	-0.04%	—
36	✓		Stock-Other	1.32%	+0.06%	—
37	HBT	Hbt Financial Inc/de	Stock-Other	1.12%	-1.89%	-54.08%
38	NBHC	National Bank Hold-cl A	Stock-Other	1.00%	+0.08%	—
39	FCCO	First Community CORP	Stock-Other	1.00%	+0.03%	—
40	TCBI	Texas Capital Bancshares INC	Stock-Financials	0.93%	+0.93%	NEW
41	OBK	Origin Bancorp INC	Stock-Other	—	-1.83%	-99.85%
42	✓	Northeast Community Bancorp Inc	Stock-Other	—	-1.84%	-99.95%

Portfolio Performance

Performance for Q3 2026

+11.8%

Performance Last 4 Quarters

+22.4%

Based on 68% of reported portfolio value with available pricing

Stdev: +24%
Beta: +0.93
Alpha: +4.3%
Max Drawdown: -13.6%
Annualized Perf: +20.5%
Batting Avg vs S&P: +41.7%
Sortino: +1.99
Stutzer: +0.27
Treynor: +0.23
Sterling: +0.95
Calmar: +1.5
Information Ratio: +0.14
Tracking Error: +20.7%
Stdev Down: +10.8%
Winning Months %: +50%
Losing Months %: +50%
Best 12 Months: +56.9%
Worst 12 Months: -3.2%
Efficiency Ratio: +0.4
Sharpe: +0.89
Stdev Sectors: 0%
Skewness: +0.89
Kurtosis: +0.72
Upside Potential: +3.92

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	42	$102.2M	17	1TBBK 2KRE 3WTFC Top holdings2026-03-31 1.TBBK 2.KRE 3.WTFC 4.CASH 5.ESQ 6.SPFI 7.20084T 8.SYBT 9.BANF 10.FRME
2025-12-31	40	$107.9M	9	1TBBK 2KRE 3WTFC Top holdings2025-12-31 1.TBBK 2.KRE 3.WTFC 4.ESQ 5.CASH 6.CCB 7.HBT 8.NRIM 9.20084T 10.SPFI
2025-09-30	39	$104.1M	23	1TBBK 2KRE 3WTFC Top holdings2025-09-30 1.TBBK 2.KRE 3.WTFC 4.CASH 5.ESQ 6.BANF 7.SPFI 8.SYBT 9.CCB 10.HBT
2025-06-30	37	$99.2M	0	1KRE 2TBBK 3SYBT Top holdings2025-06-30 1.KRE 2.TBBK 3.SYBT 4.WTFC 5.CASH 6.ESQ 7.BANF 8.20084T 9.SPFI 10.CCB
2025-03-31	39	$99.2M	100	1KRE 2TBBK 3SYBT Top holdings2025-03-31 1.KRE 2.TBBK 3.SYBT 4.WTFC 5.CASH 6.FRME 7.20084T 8.BANF 9.ESQ 10.FFIN
2024-12-31	42	$108.0M	0	1KRE 2TBBK 3WTFC Top holdings2024-12-31 1.KRE 2.TBBK 3.WTFC 4.SYBT 5.CASH 6.BANF 7.ESQ 8.LKFN 9.20084T 10.FRME
2024-09-30	39	$99.6M	0	1KRE 2TBBK 3WTFC Top holdings2024-09-30 1.KRE 2.TBBK 3.WTFC 4.SYBT 5.CASH 6.LKFN 7.FFIN 8.BANF 9.FRME 10.20084T
2024-06-30	36	$70.5M	0	1TBBK 2WTFC 3SYBT Top holdings2024-06-30 1.TBBK 2.WTFC 3.SYBT 4.CASH 5.LKFN 6.20084T 7.MBIN 8.FRME 9.VBNK 10.BANF
2024-03-31	37	$74.4M	0	1TBBK 2WTFC 3SYBT Top holdings2024-03-31 1.TBBK 2.WTFC 3.SYBT 4.LKFN 5.FRME 6.CASH 7.20084T 8.811707 9.VBNK 10.FFIN
2023-12-31	39	$87.5M	0	1TBBK 2LKFN 3WTFC Top holdings2023-12-31 1.TBBK 2.LKFN 3.WTFC 4.SYBT 5.RF 6.20084T 7.CASH 8.FRME 9.VBNK 10.811707
2023-09-30	43	$74.3M	0	1TBBK 2LKFN 3WTFC Top holdings2023-09-30 1.TBBK 2.LKFN 3.WTFC 4.20084T 5.CCB 6.RF 7.CASH 8.SYBT 9.BANF 10.811707
2023-06-30	41	$79.6M	0	1TBBK 2WTFC 3BANF Top holdings2023-06-30 1.TBBK 2.WTFC 3.BANF 4.LKFN 5.SYBT 6.RF 7.20084T 8.CASH 9.CCB 10.OCFC
2023-03-31	45	$89.0M	0	1TBBK 2WTFC 3LKFN Top holdings2023-03-31 1.TBBK 2.WTFC 3.LKFN 4.BANF 5.SYBT 6.20084T 7.CASH 8.RF 9.OCFC 10.BWB
2022-12-31	46	$111.6M	0	1TBBK 2WTFC 3LKFN Top holdings2022-12-31 1.TBBK 2.WTFC 3.LKFN 4.BANF 5.SYBT 6.BWB 7.RF 8.20084T 9.CASH 10.811707
2022-09-30	44	$107.3M	0	1TBBK 2WTFC 3LKFN Top holdings2022-09-30 1.TBBK 2.WTFC 3.LKFN 4.BANF 5.SYBT 6.SIVBEUR 7.BWB 8.RF 9.20084T 10.ZION
2022-03-31	46	$127.6M	0	1TBBK 2WTFC 3SIVBEUR Top holdings2022-03-31 1.TBBK 2.WTFC 3.SIVBEUR 4.LKFN 5.BANF 6.SBNY 7.ZION 8.CASH 9.RF 10.20084T
2021-12-31	39	$132.7M	0	1TBBK 2SIVBEUR 3LKFN Top holdings2021-12-31 1.TBBK 2.SIVBEUR 3.LKFN 4.WTFC 5.LOB 6.SBNY 7.RF 8.CASH 9.SYBT 10.BANF
2021-09-30	49	$132.3M	0	1CASH 2TBBK 3SIVBEUR Top holdings2021-09-30 1.CASH 2.TBBK 3.SIVBEUR 4.WTFC 5.LKFN 6.RF 7.ZION 8.LF2 9.SYBT 10.ALRS
2021-06-30	51	$124.4M	100	1CASH 2TBBK 3SIVBEUR Top holdings2021-06-30 1.CASH 2.TBBK 3.SIVBEUR 4.WTFC 5.LKFN 6.RF 7.LF2 8.ALRS 9.ZION 10.BANF
2021-03-31	54	$123.8M	33	1CASH 2TBBK 3LKFN Top holdings2021-03-31 1.CASH 2.TBBK 3.LKFN 4.WTFC 5.SIVBEUR 6.RF 7.LF2 8.BANF 9.ALRS 10.ZION
2020-12-31	61	$96.2M	36	1CASH 2WTFC 3LKFN Top holdings2020-12-31 1.CASH 2.WTFC 3.LKFN 4.SIVBEUR 5.TBBK 6.BANF 7.ALRS 8.RF 9.LF2 10.SYBT
2020-09-30	67	$78.8M	39	1LKFN 2CASH 3BANF Top holdings2020-09-30 1.LKFN 2.CASH 3.BANF 4.WTFC 5.TBBK 6.SYBT 7.SIVBEUR 8.20084T 9.ALRS 10.RF
2020-06-30	66	$76.9M	37	1LKFN 2SYBT 3BANF Top holdings2020-06-30 1.LKFN 2.SYBT 3.BANF 4.20084T 5.SIVBEUR 6.GABC 7.WTBA 8.CASH 9.ALRS 10.CNBKA
2020-03-31	71	$75.0M	45	1LKFN 2CASH 3BANF Top holdings2020-03-31 1.LKFN 2.CASH 3.BANF 4.GABC 5.SYBT 6.FLICUSD 7.20084T 8.WTBA 9.TMP 10.ALRS
2019-12-31	68	$106.7M	22	1LKFN 2BANF 3CASH Top holdings2019-12-31 1.LKFN 2.BANF 3.CASH 4.WTBA 5.SYBT 6.FLICUSD 7.20084T 8.GABC 9.CNOB 10.CAROEUR
2019-09-30	65	$96.3M	24	1LKFN 2BANF 3SYBT Top holdings2019-09-30 1.LKFN 2.BANF 3.SYBT 4.FLICUSD 5.CNBKA 6.CASH 7.20084T 8.WTBA 9.GABC 10.TOWN
2019-06-30	66	$106.3M	11	1SYBT 2LKFN 3BANF Top holdings2019-06-30 1.SYBT 2.LKFN 3.BANF 4.CASH 5.EGBN 6.TMP 7.CNBKA 8.BMTCUSD 9.WTBA 10.FLICUSD
2019-03-31	63	$102.2M	16	1LKFN 2SYBT 3BANF Top holdings2019-03-31 1.LKFN 2.SYBT 3.BANF 4.EGBN 5.FLICUSD 6.TMP 7.BMTCUSD 8.WTBA 9.20084T 10.GABC
2018-12-31	65	$106.0M	26	1BANF 2SYBT 3LKFN Top holdings2018-12-31 1.BANF 2.SYBT 3.LKFN 4.FLICUSD 5.TMP 6.EGBN 7.BMTCUSD 8.WTBA 9.20084T 10.GABC
2018-09-30	65	$128.0M	7	1BANF 2LKFN 3SYBT Top holdings2018-09-30 1.BANF 2.LKFN 3.SYBT 4.BMTCUSD 5.FLICUSD 6.TMP 7.EGBN 8.20084T 9.CASH 10.GABC
2018-06-30	62	$135.2M	9	1BANF 2LKFN 3SYBT Top holdings2018-06-30 1.BANF 2.LKFN 3.SYBT 4.FLICUSD 5.BMTCUSD 6.EGBN 7.TMP 8.CASH 9.XHC 10.CAROEUR
2018-03-31	61	$126.0M	11	1BANF 2FLICUSD 3LKFN Top holdings2018-03-31 1.BANF 2.FLICUSD 3.LKFN 4.SYBT 5.EGBN 6.BMTCUSD 7.TMP 8.CASH 9.XHC 10.WTBA
2017-12-31	61	$127.0M	16	1EGBN 2LKFN 3FLICUSD Top holdings2017-12-31 1.EGBN 2.LKFN 3.FLICUSD 4.SYBT 5.BANF 6.BMTCUSD 7.TMP 8.WTBA 9.GABC 10.XHC
2017-09-30	58	$130.5M	19	1SYBT 2FLICUSD 3BANF Top holdings2017-09-30 1.SYBT 2.FLICUSD 3.BANF 4.LKFN 5.EGBN 6.BMTCUSD 7.TMP 8.GABC 9.WASH 10.WTBA
2017-06-30	54	$120.8M	18	1EGBN 2FLICUSD 3LKFN Top holdings2017-06-30 1.EGBN 2.FLICUSD 3.LKFN 4.SYBT 5.BANF 6.BMTCUSD 7.GABC 8.TMP 9.WTBA 10.CASH
2017-03-31	42	$119.3M	14	1EGBN 2SYBT 3FLICUSD Top holdings2017-03-31 1.EGBN 2.SYBT 3.FLICUSD 4.LKFN 5.BANF 6.BMTCUSD 7.GABC 8.TMP 9.MOFG 10.FIBK
2016-12-31	40	$120.6M	0	1SYBT 2LKFN 3EGBN Top holdings2016-12-31 1.SYBT 2.LKFN 3.EGBN 4.FLICUSD 5.BANF 6.BMTCUSD 7.GABC 8.TMP 9.MOFG 10.FIBK

Holding changes this quarter

Position changes disclosed by Rosenthal | Henry Capital Advisors, Inc. for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	CASH	Pathward Financial INC	+1.1%	—	Unchanged
2	KRE	Ss Spdr S&p Regional Bank	+0.5%	—	Unchanged
3	SPFI	South Plains Financial INC	+0.4%	—	Unchanged
4	ESQ	Esquire Financial Holdings I	+0.4%	—	Unchanged
5	✓	CommerceWest Bank	+0.3%	—	Unchanged
6	GABC	German American Bancorp	+0.3%	—	Unchanged
7	SRCE	1st Source CORP	+0.2%	—	Unchanged
8	FRME	First Merchants CORP	+0.2%	—	Unchanged
9	WTFC	Wintrust Financial CORP	+0.2%	—	Unchanged
10	MBWM	Mercantile Bank CORP	+0.2%	—	Unchanged
11	XHC	Heritage Commerce CORP	+0.2%	+0.14%	Add
12	BANF	Bancfirst CORP	+0.2%	—	Unchanged
13	SYBT	Stock Yards Bancorp INC	+0.2%	—	Unchanged
14	BFC	Bank First CORP	+0.2%	—	Unchanged
15	TCBX	Third Coast Bancshares INC	+0.2%	—	Unchanged
16	PFS	Provident Financial Services	+0.2%	—	Unchanged
17	CBK	Commercial Bancgroup INC	+0.2%	—	Unchanged
18	BWB	Bridgewater Bancshares INC	+0.2%	—	Unchanged
19	CNOB	Connectone Bancorp INC	+0.2%	—	Unchanged
20	UNTY	Unity Bancorp INC	+0.2%	—	Unchanged
21	LKFN	Lakeland Financial CORP	+0.1%	—	Unchanged
22	ORRF	Orrstown Finl Services INC	+0.1%	—	Unchanged
23	TOWN	Towne Bank	+0.1%	—	Unchanged
24	FBIZ	First Business Financial Ser	+0.1%	—	Unchanged
25	FFIN	First Finl Bankshares INC	+0.1%	—	Unchanged
26	NBHC	National Bank Hold-cl A	+0.1%	—	Unchanged
27	✓		+0.1%	—	Unchanged
28	✓	Seacoast Bkg CORP Fl	0%	—	Unchanged
29	BANR	Banner Corporation	0%	—	Unchanged
30	FCCO	First Community CORP	0%	—	Unchanged
31	✓	Triumph Financial INC	0%	—	Unchanged
32	FBK	Fb Financial CORP	0%	—	Unchanged
33	MYFW	First Western Financial INC	0%	—	Unchanged
34	VBNK	Versabank	-0.7%	-34.36%	Trim
35	NRIM	Northrim Bancorp INC	-0.7%	-16.77%	Trim
36	CCB	Coastal Financial Corp/wa	-0.9%	—	Unchanged
37	TBBK	Bancorp Inc/the	-1.6%	—	Unchanged
38	OBK	Origin Bancorp INC	-1.8%	-99.85%	Trim
39	✓	Northeast Community Bancorp Inc	-1.8%	-99.95%	Trim
40	HBT	Hbt Financial Inc/de	-1.9%	-54.08%	Trim
41	HTB	Hometrust Bancshares INC	—	NEW	New buy
42	TCBI	Texas Capital Bancshares INC	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-04-24	13F-HR	View on EDGAR
2025-12-31	2026-01-28	13F-HR	View on EDGAR
2025-09-30	2025-10-27	13F-HR	View on EDGAR
2025-06-30	2025-07-23	13F-HR	View on EDGAR
2025-03-31	2025-04-30	13F-HR	View on EDGAR
2024-12-31	2025-01-24	13F-HR	View on EDGAR
2024-09-30	2024-10-29	13F-HR	View on EDGAR
2024-06-30	2024-07-29	13F-HR	View on EDGAR
2024-03-31	2024-05-07	13F-HR	View on EDGAR
2023-12-31	2024-01-12	13F-HR	View on EDGAR
2023-09-30	2023-10-26	13F-HR	View on EDGAR
2023-06-30	2023-08-11	Amendment	View on EDGAR
2023-06-30	2023-08-03	13F-HR	View on EDGAR
2023-03-31	2023-05-02	13F-HR	View on EDGAR
2022-12-31	2023-02-10	13F-HR	View on EDGAR
2022-09-30	2022-10-24	13F-HR	View on EDGAR
2022-03-31	2022-05-04	13F-HR	View on EDGAR
2021-12-31	2022-01-26	13F-HR	View on EDGAR
2021-09-30	2021-11-03	13F-HR	View on EDGAR
2021-06-30	2021-08-11	13F-HR	View on EDGAR
2021-03-31	2021-05-04	13F-HR	View on EDGAR
2020-12-31	2021-02-09	Amendment	View on EDGAR
2020-12-31	2021-02-08	13F-HR	View on EDGAR
2020-09-30	2020-11-10	13F-HR	View on EDGAR
2020-06-30	2020-08-14	13F-HR	View on EDGAR
2020-03-31	2020-04-28	13F-HR	View on EDGAR
2019-12-31	2020-02-25	13F-HR	View on EDGAR
2019-09-30	2019-11-07	13F-HR	View on EDGAR
2019-06-30	2019-08-09	13F-HR	View on EDGAR
2019-03-31	2019-05-13	13F-HR	View on EDGAR
2018-12-31	2019-02-01	13F-HR	View on EDGAR
2018-09-30	2018-10-26	13F-HR	View on EDGAR
2018-06-30	2018-07-31	13F-HR	View on EDGAR
2018-03-31	2018-05-07	13F-HR	View on EDGAR
2017-12-31	2018-02-02	13F-HR	View on EDGAR
2017-09-30	2017-11-06	13F-HR	View on EDGAR
2017-06-30	2017-08-08	13F-HR	View on EDGAR
2017-03-31	2017-05-09	13F-HR	View on EDGAR
2016-12-31	2017-02-10	13F-HR	View on EDGAR

FAQ

What is Rosenthal | Henry Capital Advisors, Inc. and what type of investor is it?

What are Rosenthal | Henry Capital Advisors, Inc.'s largest equity positions?

What changes did Rosenthal | Henry Capital Advisors, Inc. make in its most recent portfolio filing?

What sectors does Rosenthal | Henry Capital Advisors, Inc. focus on?

Rosenthal | Henry Capital Advisors, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio: • Financials: 100.0%