Roman Butler Fullerton & Co — Full 13F Portfolio Breakdown

CIK: 0000733444

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$363.6M

Reporting period: 2026-03-31 · Number of holdings: 267

ROMAN BUTLER FULLERTON & CO disclosed 267 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $363.6M and a quarterly turnover rate of 17.9%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "R"

Personality snowflake

Concentration: 5.66
Portfolio Stability: 17.89
Momentum/Contrarian: 100
Sector conviction: 57.84
Diversification: 100
Sizing Uniformity: 83.29

Roman Butler Fullerton & Co's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 71 equally-sized positions, well below its 267 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 1.67), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 51% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Trim IVW
-75.1%　-$2.5M
Trim EEM
-78.0%　-$2.4M
Trim QQQ
-60.9%　-$2.4M
Trim MSFT
+1.0%　-$2.3M
Trim IWM
-56.1%　-$1.5M
Add SCHD
+21.2%　$1.2M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 267 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	NVDA	Nvidia CORP	Stock-Tech	5.71%	—	+0.07%
2	AAPL	Apple INC	Stock-Tech	4.33%	+0.37%	+0.01%
3	MSFT	Microsoft CORP	Stock-Tech	3.34%	-0.46%	+1.00%
4	AMZN	Amazon.com INC	Stock-Consumer Disc	3.16%	-0.06%	-0.60%
5	GOOG	Alphabet Inc-cl C	Stock-Comm Services	2.91%	+0.02%	+1.06%
6	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.52%	-0.02%	-3.37%
7	WMT	Walmart INC	Stock-Consumer Staples	2.33%	+0.29%	+0.79%
8	MA	Mastercard INC - A	Stock-Financials	2.00%	-0.01%	-0.24%
9	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.96%	—	+0.81%
10	LLY	Eli Lilly & Co	Stock-Healthcare	1.92%	-0.16%	+0.45%
11	VUG	Vanguard Growth ETF	ETF-Other	1.50%	—	-1.09%
12	SCHD	Schwab US Dvd Equity ETF	ETF-Other	1.45%	+0.37%	+21.20%
13	CI	THE Cigna Group	Stock-Healthcare	1.28%	—	+2.02%
14	EOI	Eaton Vance Enhanced Eq Incm	Stock-Other	1.19%	—	+0.53%
15	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.19%	—	-1.97%
16	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	1.19%	-0.05%	-7.38%
17	CAT	Caterpillar INC	Stock-Industrials	1.14%	+0.23%	+0.07%
18	FTCS	First Trust Capital Strength	ETF-Other	1.10%	—	-1.93%
19	JPM	Jpmorgan Chase & Co	Stock-Financials	0.99%	—	-0.30%
20	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.97%	—	-1.74%
21	META	Meta Platforms Inc-class A	Stock-Comm Services	0.97%	—	+108.16%
22	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.87%	—	-3.44%
23	HD	Home Depot INC	Stock-Consumer Disc	0.84%	-0.07%	+0.14%
24	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.80%	-0.13%	-14.49%
25	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.79%	—	+7.35%
26	GEV	GE Vernova INC	Stock-Industrials	0.79%	+0.27%	+3.35%
27	GE	General Electric	Stock-Industrials	0.78%	—	-3.09%
28	PFF	Ishares Preferred & Income S	ETF-Other	0.78%	—	+0.11%
29	RTX	Rtx CORP	Stock-Industrials	0.76%	—	+0.85%
30	JNJ	Johnson & Johnson	Stock-Healthcare	0.76%	—	-2.29%
31	HWM	Howmet Aerospace INC	Stock-Industrials	0.72%	—	+0.40%
32	PH	Parker Hannifin CORP	Stock-Industrials	0.71%	—	-2.86%
33	SSUS	Day Hagan Smart Sector ETF	ETF-Other	0.71%	—	-0.65%
34	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.69%	—	-1.65%
35	NUV	Nuveen Municipal Value	Stock-Other	0.64%	—	+0.47%
36	ORCL	Oracle CORP	Stock-Tech	0.64%	-0.07%	+5.81%
37	CRS	Carpenter Technology	Stock-Industrials	0.62%	+0.22%	+16.72%
38	VLO	Valero Energy CORP	Stock-Energy	0.59%	+0.16%	+1.85%
39	POWL	Powell Industries INC	Stock-Industrials	0.58%	+0.22%	+201.94%
40	HII	Huntington Ingalls Industrie	Stock-Industrials	0.57%	—	+9.88%
41	AVGO	Broadcom INC	Stock-Tech	0.54%	—	+11.29%
42	ETW	Eaton Vance T/m Glbl Buy-wr	Stock-Other	0.54%	—	+0.93%
43	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.52%	—	-3.37%
44	IWF	Ishares Russell 1000 Growth	ETF-Other	0.52%	—	-11.81%
45	NDAQ	Nasdaq INC	Stock-Financials	0.51%	—	+0.13%
46	FENI	Fidelity Enhanced Intl ETF	ETF-Other	0.50%	—	+14.30%
47	EOS	Eaton Vance Enh Eqt INC Ii	Stock-Other	0.50%	—	+1.30%
48	EMR	Emerson Electric Co	Stock-Industrials	0.48%	—	-0.79%
49	CEG	Constellation Energy	Stock-Utilities	0.47%	—	+1.95%
50	XMVM	Invesco S&p Midcap Value Wit	ETF-Other	0.46%	—	+21.44%

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+2.1%

Performance Last 4 Quarters

+17.9%

Based on 78% of reported portfolio value with available pricing

Stdev: +11.9%
Beta: +0.89
Alpha: +0.8%
Max Drawdown: -8.2%
Annualized Perf: +17.9%
Batting Avg vs S&P: +52.8%
Sortino: +2.98
Stutzer: +0.43
Treynor: +0.19
Sterling: +1.13
Calmar: +2.18
Information Ratio: -0.4
Tracking Error: +3.1%
Stdev Down: +5.8%
Winning Months %: +69.4%
Losing Months %: +30.6%
Best 12 Months: +35.3%
Worst 12 Months: +11%
Efficiency Ratio: +0.6
Sharpe: +1.44
Stdev Sectors: +9.6%
Skewness: +0.15
Kurtosis: +0.08
Upside Potential: +4.57

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	267	$363.6M	18	1NVDA 2AAPL 3MSFT Top holdings2026-03-31 1.NVDA 2.AAPL 3.MSFT 4.AMZN 5.GOOG 6.SPY 7.WMT 8.MA 9.VIG 10.LLY
2025-12-31	264	$381.4M	21	1NVDA 2AAPL 3MSFT Top holdings2025-12-31 1.NVDA 2.AAPL 3.MSFT 4.AMZN 5.GOOG 6.SPY 7.LLY 8.WMT 9.MA 10.VIG
2025-09-30	256	$372.7M	41	1NVDA 2MSFT 3AAPL Top holdings2025-09-30 1.NVDA 2.MSFT 3.AAPL 4.AMZN 5.SPY 6.GOOG 7.MA 8.VIG 9.WMT 10.VUG
2025-06-30	242	$339.3M	0	1NVDA 2MSFT 3AAPL Top holdings2025-06-30 1.NVDA 2.MSFT 3.AAPL 4.AMZN 5.SPY 6.MA 7.LLY 8.VIG 9.WMT 10.GOOG
2025-03-31	221	$257.6M	100	1NVDA 2MSFT 3AAPL Top holdings2025-03-31 1.NVDA 2.MSFT 3.AAPL 4.AMZN 5.MA 6.LLY 7.VIG 8.WMT 9.BRK-B 10.GOOG
2024-12-31	229	$315.2M	0	1NVDA 2MSFT 3AMZN Top holdings2024-12-31 1.NVDA 2.MSFT 3.AMZN 4.AAPL 5.MA 6.LLY 7.SPY 8.VIG 9.WMT 10.GOOG
2024-09-30	249	$332.3M	0	1NVDA 2MSFT 3AAPL Top holdings2024-09-30 1.NVDA 2.MSFT 3.AAPL 4.AMZN 5.SPY 6.LLY 7.MA 8.VIG 9.CI 10.WMT
2024-06-30	226	$309.2M	0	1NVDA 2MSFT 3AAPL Top holdings2024-06-30 1.NVDA 2.MSFT 3.AAPL 4.AMZN 5.SPY 6.LLY 7.MA 8.GOOG 9.VIG 10.CI
2024-03-31	211	$266.8M	0	1MSFT 2AMZN 3SPY Top holdings2024-03-31 1.MSFT 2.AMZN 3.SPY 4.NVDA 5.AAPL 6.MA 7.LLY 8.VIG 9.META 10.CI
2023-12-31	207	$257.0M	0	1MSFT 2AAPL 3SPY Top holdings2023-12-31 1.MSFT 2.AAPL 3.SPY 4.AMZN 5.MA 6.NVDA 7.LLY 8.VIG 9.GOOG 10.PG
2023-09-30	181	$211.9M	0	1AAPL 2MSFT 3SPY Top holdings2023-09-30 1.AAPL 2.MSFT 3.SPY 4.AMZN 5.MA 6.LLY 7.NVDA 8.VIG 9.GOOG 10.PG
2023-06-30	187	$217.9M	0	1AAPL 2MSFT 3SPY Top holdings2023-06-30 1.AAPL 2.MSFT 3.SPY 4.MA 5.AMZN 6.NVDA 7.LLY 8.VIG 9.PG 10.FTCS
2023-03-31	189	$201.0M	0	1AAPL 2MSFT 3SPY Top holdings2023-03-31 1.AAPL 2.MSFT 3.SPY 4.MA 5.AMZN 6.PG 7.VIG 8.LLY 9.FTCS 10.NOBL
2022-12-31	190	$193.3M	0	1AAPL 2MSFT 3MA Top holdings2022-12-31 1.AAPL 2.MSFT 3.MA 4.SPY 5.AMZN 6.VIG 7.LLY 8.PG 9.FTCS 10.BRK-B
2022-09-30	169	$157.3M	0	1AAPL 2MSFT 3AMZN Top holdings2022-09-30 1.AAPL 2.MSFT 3.AMZN 4.MA 5.VIG 6.LLY 7.PFF 8.PG 9.FTCS 10.GOOG
2022-06-30	175	$180.1M	0	1MSFT 2AAPL 3MA Top holdings2022-06-30 1.MSFT 2.AAPL 3.MA 4.AMZN 5.LLY 6.PG 7.VIG 8.PFF 9.GOOGL 10.GOOG
2022-03-31	193	$216.1M	0	1AAPL 2MSFT 3MA Top holdings2022-03-31 1.AAPL 2.MSFT 3.MA 4.NVDA 5.AMZN 6.VIG 7.PG 8.GOOGL 9.PFF 10.IWD
2021-12-31	178	$226.4M	0	1MSFT 2AAPL 3NVDA Top holdings2021-12-31 1.MSFT 2.AAPL 3.NVDA 4.MA 5.AMZN 6.PFF 7.PG 8.VIG 9.FTCS 10.GOOGL
2021-09-30	185	$214.3M	0	1MSFT 2AAPL 3MA Top holdings2021-09-30 1.MSFT 2.AAPL 3.MA 4.AMZN 5.NVDA 6.PFF 7.PG 8.VIG 9.GOOGL 10.ADBE
2021-06-30	183	$205.5M	99	1MSFT 2AAPL 3AMZN Top holdings2021-06-30 1.MSFT 2.AAPL 3.AMZN 4.MA 5.PFF 6.NVDA 7.PG 8.VIG 9.META 10.ADBE
2021-03-31	193	$199.9M	29	1AAPL 2MSFT 3AMZN Top holdings2021-03-31 1.AAPL 2.MSFT 3.AMZN 4.MA 5.PFF 6.PG 7.VIG 8.FTCS 9.NVDA 10.HD
2020-12-31	170	$169.4M	23	1AAPL 2MSFT 3AMZN Top holdings2020-12-31 1.AAPL 2.MSFT 3.AMZN 4.PFF 5.MA 6.PG 7.FTCS 8.VIG 9.ADBE 10.DIS
2020-09-30	153	$152.9M	21	1MSFT 2AAPL 3AMZN Top holdings2020-09-30 1.MSFT 2.AAPL 3.AMZN 4.PFF 5.MA 6.PG 7.ADBE 8.FTCS 9.NVDA 10.VIG
2020-06-30	148	$140.2M	33	1MSFT 2AAPL 3PFF Top holdings2020-06-30 1.MSFT 2.AAPL 3.PFF 4.AMZN 5.MA 6.PG 7.ADBE 8.FTCS 9.VIG 10.T
2020-03-31	133	$113.3M	43	1MSFT 2PFF 3MA Top holdings2020-03-31 1.MSFT 2.PFF 3.MA 4.AMZN 5.AAPL 6.PG 7.IWF 8.T 9.BRK-B 10.ADBE
2019-12-31	161	$151.6M	19	1AAPL 2MSFT 3MA Top holdings2019-12-31 1.AAPL 2.MSFT 3.MA 4.T 5.PFF 6.BRK-B 7.PG 8.AMZN 9.IVW 10.PFE
2019-09-30	162	$144.6M	23	1MA 2MSFT 3AAPL Top holdings2019-09-30 1.MA 2.MSFT 3.AAPL 4.T 5.PFF 6.BRK-B 7.PG 8.HD 9.IVW 10.AMZN
2019-06-30	172	$148.8M	22	1MA 2MSFT 3AAPL Top holdings2019-06-30 1.MA 2.MSFT 3.AAPL 4.T 5.PFF 6.BRK-B 7.PG 8.IVW 9.AMZN 10.IWP
2019-03-31	173	$143.0M	35	1DIA 2IVW 3AAPL Top holdings2019-03-31 1.DIA 2.IVW 3.AAPL 4.MA 5.T 6.MSFT 7.BRK-B 8.AMZN 9.PG 10.PFF
2018-12-31	159	$117.6M	0	1IVW 2BRK-B 3T Top holdings2018-12-31 1.IVW 2.BRK-B 3.T 4.AAPL 5.AMZN 6.MSFT 7.PG 8.IWF 9.HD 10.PFE

Holding changes this quarter

Roman Butler Fullerton & Co's most significant position changes for 2026-03-31: Sold out: Vanguard Value ETF (VTV); Sold out: Vanguard Long-term Treasury (VGLT); Sold out: Ss Technology Select Sector (XLK); Sold out: Ishares 7-10 Year Treasury B (IEF); New buy: Exelixis INC (EXEL).

Position changes disclosed by Roman Butler Fullerton & Co for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHD	Schwab US Dvd Equity ETF	+0.4%	+21.20%	Add
2	AAPL	Apple INC	+0.4%	+0.01%	Add
3	WMT	Walmart INC	+0.3%	+0.79%	Add
4	GEV	GE Vernova INC	+0.3%	+3.35%	Add
5	CAT	Caterpillar INC	+0.2%	+0.07%	Add
6	XLE	Ss Energy Select Sector	+0.2%	+293.42%	Add
7	CRS	Carpenter Technology	+0.2%	+16.72%	Add
8	POWL	Powell Industries INC	+0.2%	+201.94%	Add
9	VLO	Valero Energy CORP	+0.2%	+1.85%	Add
10	DE	Deere & Co	+0.1%	+34.59%	Add
11	GOOG	Alphabet Inc-cl C	0%	+1.06%	Add
12	MA	Mastercard INC - A	0%	-0.24%	Trim
13	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	-3.37%	Trim
14	NOBL	Proshares S&p 500 Dividend A	-0.1%	-7.38%	Trim
15	AMZN	Amazon.com INC	-0.1%	-0.60%	Trim
16	HD	Home Depot INC	-0.1%	+0.14%	Add
17	ORCL	Oracle CORP	-0.1%	+5.81%	Add
18	RKLB	Rocket Lab CORP	-0.1%	-3.83%	Trim
19	GLD	Spdr Gold Shares	-0.1%	-58.04%	Trim
20	GOOGL	Alphabet Inc-cl A	-0.1%	-14.49%	Trim
21	GDX	Vaneck Gold Miners ETF	-0.2%	-66.55%	Trim
22	ADBE	Adobe INC	-0.2%	-39.72%	Trim
23	LLY	Eli Lilly & Co	-0.2%	+0.45%	Add
24	NFLX	Netflix INC	-0.2%	-50.90%	Trim
25	ABT	Abbott Laboratories	-0.2%	-62.89%	Trim
26	XLV	Ss Health Care Select Sector	-0.2%	-33.85%	Trim
27	AEE	Ameren Corporation	-0.2%	-56.79%	Trim
28	IJS	Ishares S&p Small-cap 600 Va	-0.4%	-51.80%	Trim
29	IWM	Ishares Russell 2000 ETF	-0.4%	-56.14%	Trim
30	MSFT	Microsoft CORP	-0.5%	+1.00%	Add
31	QQQ	Invesco Qqq Trust Series 1	-0.6%	-60.87%	Trim
32	EEM	Ishares Msci Emerging Market	-0.6%	-78.02%	Trim
33	IVW	Ishares S&p 500 Growth ETF	-0.7%	-75.07%	Trim
34	VTV	Vanguard Value ETF	—	EXIT	Sold out
35	VGLT	Vanguard Long-term Treasury	—	EXIT	Sold out
36	XLK	Ss Technology Select Sector	—	EXIT	Sold out
37	IEF	Ishares 7-10 Year Treasury B	—	EXIT	Sold out
38	EXEL	Exelixis INC	—	NEW	New buy
39	SLV	Ishares Silver Trust	—	EXIT	Sold out
40	WDC	Western Digital CORP	—	EXIT	Sold out
41	CNEQ	Alger Concentrated Eqty ETF	—	NEW	New buy
42	EXPE	Expedia Group INC	—	NEW	New buy
43	MEDP	Medpace Holdings INC	—	EXIT	Sold out
44	SJNK	Ss Spdr Bb St Hi Yield ETF	—	NEW	New buy
45	XLI	Ss Industrial Select Sector	—	NEW	New buy
46	AEM	Agnico Eagle Mines LTD	—	EXIT	Sold out
47	MPLX	Mplx LP	—	EXIT	Sold out
48	AEIS	Advanced Energy Industries	—	NEW	New buy
49	DELL	Dell Technologies -c	—	NEW	New buy
50	MOD	Modine Manufacturing Co	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-04-30	13F-HR	View on EDGAR
2025-12-31	2026-01-26	13F-HR	View on EDGAR
2025-09-30	2025-11-06	13F-HR	View on EDGAR
2025-06-30	2025-07-30	13F-HR	View on EDGAR
2025-03-31	2025-04-21	13F-HR	View on EDGAR
2024-12-31	2025-01-30	13F-HR	View on EDGAR
2024-09-30	2024-10-29	13F-HR	View on EDGAR
2024-06-30	2024-07-15	13F-HR	View on EDGAR
2024-03-31	2024-04-29	13F-HR	View on EDGAR
2023-12-31	2024-01-31	13F-HR	View on EDGAR
2023-09-30	2023-10-18	13F-HR	View on EDGAR
2023-06-30	2023-07-25	13F-HR	View on EDGAR
2023-03-31	2023-04-27	13F-HR	View on EDGAR
2022-12-31	2023-01-23	13F-HR	View on EDGAR
2022-09-30	2022-10-17	13F-HR	View on EDGAR
2022-06-30	2022-07-26	13F-HR	View on EDGAR
2022-03-31	2022-05-05	13F-HR	View on EDGAR
2021-12-31	2022-01-24	13F-HR	View on EDGAR
2021-09-30	2021-11-10	13F-HR	View on EDGAR
2021-06-30	2021-07-29	13F-HR	View on EDGAR
2021-03-31	2021-04-22	13F-HR	View on EDGAR
2020-12-31	2021-02-01	13F-HR	View on EDGAR
2020-09-30	2020-10-15	13F-HR	View on EDGAR
2020-06-30	2020-07-28	13F-HR	View on EDGAR
2020-03-31	2020-04-13	13F-HR	View on EDGAR
2019-12-31	2020-01-27	13F-HR	View on EDGAR
2019-09-30	2019-10-15	13F-HR	View on EDGAR
2019-06-30	2019-07-22	13F-HR	View on EDGAR
2019-03-31	2019-04-24	13F-HR	View on EDGAR
2018-12-31	2019-02-04	13F-HR	View on EDGAR

FAQ

What is Roman Butler Fullerton & Co and what type of investor is it?

Roman Butler Fullerton & Co is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $363.6M, spread across 267 disclosed positions.

What are Roman Butler Fullerton & Co's largest equity positions?

Based on the latest 13F filing, Roman Butler Fullerton & Co's top holdings by market value are: 1. Nvidia CORP (NVDA) — $20.8M (5.7%) 2. Apple INC (AAPL) — $15.7M (4.3%) 3. Microsoft CORP (MSFT) — $12.1M (3.3%) 4. Amazon.com INC (AMZN) — $11.5M (3.2%) 5. Alphabet Inc-cl C (GOOG) — $10.6M (2.9%)

What changes did Roman Butler Fullerton & Co make in its most recent portfolio filing?

In the latest reported quarter, Roman Butler Fullerton & Co made 50 notable position adjustments: 8 new positions were initiated, 15 existing holdings were added to, 18 positions were partially reduced, and 9 were completely exited. The largest of these moves: Sold out: Vanguard Value ETF (VTV); Sold out: Vanguard Long-term Treasury (VGLT); Sold out: Ss Technology Select Sector (XLK); Sold out: Ishares 7-10 Year Treasury B (IEF); New buy: Exelixis INC (EXEL)

What sectors does Roman Butler Fullerton & Co focus on?

Roman Butler Fullerton & Co is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 36.0% • Health Care: 11.0% • Communication Services: 10.8% • Consumer Discretionary: 10.7% • Financials: 10.4% • Consumer Staples: 9.3%

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Roman Butler Fullerton & Co — Full 13F Portfolio Breakdown

CIK: 0000733444

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$363.6M

Reporting period: 2026-03-31 · Number of holdings: 267

ROMAN BUTLER FULLERTON & CO disclosed 267 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $363.6M and a quarterly turnover rate of 17.9%.

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Personality snowflake

Concentration: 5.66
Portfolio Stability: 17.89
Momentum/Contrarian: 100
Sector conviction: 57.84
Diversification: 100
Sizing Uniformity: 83.29

Position sizes vary widely across the portfolio (a coefficient of variation of 1.67), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Trim IVW
-75.1%　-$2.5M
Trim EEM
-78.0%　-$2.4M
Trim QQQ
-60.9%　-$2.4M
Trim MSFT
+1.0%　-$2.3M
Trim IWM
-56.1%　-$1.5M
Add SCHD
+21.2%　$1.2M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 267 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	NVDA	Nvidia CORP	Stock-Tech	5.71%	—	+0.07%
2	AAPL	Apple INC	Stock-Tech	4.33%	+0.37%	+0.01%
3	MSFT	Microsoft CORP	Stock-Tech	3.34%	-0.46%	+1.00%
4	AMZN	Amazon.com INC	Stock-Consumer Disc	3.16%	-0.06%	-0.60%
5	GOOG	Alphabet Inc-cl C	Stock-Comm Services	2.91%	+0.02%	+1.06%
6	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.52%	-0.02%	-3.37%
7	WMT	Walmart INC	Stock-Consumer Staples	2.33%	+0.29%	+0.79%
8	MA	Mastercard INC - A	Stock-Financials	2.00%	-0.01%	-0.24%
9	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.96%	—	+0.81%
10	LLY	Eli Lilly & Co	Stock-Healthcare	1.92%	-0.16%	+0.45%
11	VUG	Vanguard Growth ETF	ETF-Other	1.50%	—	-1.09%
12	SCHD	Schwab US Dvd Equity ETF	ETF-Other	1.45%	+0.37%	+21.20%
13	CI	THE Cigna Group	Stock-Healthcare	1.28%	—	+2.02%
14	EOI	Eaton Vance Enhanced Eq Incm	Stock-Other	1.19%	—	+0.53%
15	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.19%	—	-1.97%
16	NOBL	Proshares S&p 500 Dividend A	ETF-Large Cap & Growth	1.19%	-0.05%	-7.38%
17	CAT	Caterpillar INC	Stock-Industrials	1.14%	+0.23%	+0.07%
18	FTCS	First Trust Capital Strength	ETF-Other	1.10%	—	-1.93%
19	JPM	Jpmorgan Chase & Co	Stock-Financials	0.99%	—	-0.30%
20	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.97%	—	-1.74%
21	META	Meta Platforms Inc-class A	Stock-Comm Services	0.97%	—	+108.16%
22	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.87%	—	-3.44%
23	HD	Home Depot INC	Stock-Consumer Disc	0.84%	-0.07%	+0.14%
24	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.80%	-0.13%	-14.49%
25	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.79%	—	+7.35%
26	GEV	GE Vernova INC	Stock-Industrials	0.79%	+0.27%	+3.35%
27	GE	General Electric	Stock-Industrials	0.78%	—	-3.09%
28	PFF	Ishares Preferred & Income S	ETF-Other	0.78%	—	+0.11%
29	RTX	Rtx CORP	Stock-Industrials	0.76%	—	+0.85%
30	JNJ	Johnson & Johnson	Stock-Healthcare	0.76%	—	-2.29%
31	HWM	Howmet Aerospace INC	Stock-Industrials	0.72%	—	+0.40%
32	PH	Parker Hannifin CORP	Stock-Industrials	0.71%	—	-2.86%
33	SSUS	Day Hagan Smart Sector ETF	ETF-Other	0.71%	—	-0.65%
34	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.69%	—	-1.65%
35	NUV	Nuveen Municipal Value	Stock-Other	0.64%	—	+0.47%
36	ORCL	Oracle CORP	Stock-Tech	0.64%	-0.07%	+5.81%
37	CRS	Carpenter Technology	Stock-Industrials	0.62%	+0.22%	+16.72%
38	VLO	Valero Energy CORP	Stock-Energy	0.59%	+0.16%	+1.85%
39	POWL	Powell Industries INC	Stock-Industrials	0.58%	+0.22%	+201.94%
40	HII	Huntington Ingalls Industrie	Stock-Industrials	0.57%	—	+9.88%
41	AVGO	Broadcom INC	Stock-Tech	0.54%	—	+11.29%
42	ETW	Eaton Vance T/m Glbl Buy-wr	Stock-Other	0.54%	—	+0.93%
43	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.52%	—	-3.37%
44	IWF	Ishares Russell 1000 Growth	ETF-Other	0.52%	—	-11.81%
45	NDAQ	Nasdaq INC	Stock-Financials	0.51%	—	+0.13%
46	FENI	Fidelity Enhanced Intl ETF	ETF-Other	0.50%	—	+14.30%
47	EOS	Eaton Vance Enh Eqt INC Ii	Stock-Other	0.50%	—	+1.30%
48	EMR	Emerson Electric Co	Stock-Industrials	0.48%	—	-0.79%
49	CEG	Constellation Energy	Stock-Utilities	0.47%	—	+1.95%
50	XMVM	Invesco S&p Midcap Value Wit	ETF-Other	0.46%	—	+21.44%

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+2.1%

Performance Last 4 Quarters

+17.9%

Based on 78% of reported portfolio value with available pricing

Stdev: +11.9%
Beta: +0.89
Alpha: +0.8%
Max Drawdown: -8.2%
Annualized Perf: +17.9%
Batting Avg vs S&P: +52.8%
Sortino: +2.98
Stutzer: +0.43
Treynor: +0.19
Sterling: +1.13
Calmar: +2.18
Information Ratio: -0.4
Tracking Error: +3.1%
Stdev Down: +5.8%
Winning Months %: +69.4%
Losing Months %: +30.6%
Best 12 Months: +35.3%
Worst 12 Months: +11%
Efficiency Ratio: +0.6
Sharpe: +1.44
Stdev Sectors: +9.6%
Skewness: +0.15
Kurtosis: +0.08
Upside Potential: +4.57

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	267	$363.6M	18	1NVDA 2AAPL 3MSFT Top holdings2026-03-31 1.NVDA 2.AAPL 3.MSFT 4.AMZN 5.GOOG 6.SPY 7.WMT 8.MA 9.VIG 10.LLY
2025-12-31	264	$381.4M	21	1NVDA 2AAPL 3MSFT Top holdings2025-12-31 1.NVDA 2.AAPL 3.MSFT 4.AMZN 5.GOOG 6.SPY 7.LLY 8.WMT 9.MA 10.VIG
2025-09-30	256	$372.7M	41	1NVDA 2MSFT 3AAPL Top holdings2025-09-30 1.NVDA 2.MSFT 3.AAPL 4.AMZN 5.SPY 6.GOOG 7.MA 8.VIG 9.WMT 10.VUG
2025-06-30	242	$339.3M	0	1NVDA 2MSFT 3AAPL Top holdings2025-06-30 1.NVDA 2.MSFT 3.AAPL 4.AMZN 5.SPY 6.MA 7.LLY 8.VIG 9.WMT 10.GOOG
2025-03-31	221	$257.6M	100	1NVDA 2MSFT 3AAPL Top holdings2025-03-31 1.NVDA 2.MSFT 3.AAPL 4.AMZN 5.MA 6.LLY 7.VIG 8.WMT 9.BRK-B 10.GOOG
2024-12-31	229	$315.2M	0	1NVDA 2MSFT 3AMZN Top holdings2024-12-31 1.NVDA 2.MSFT 3.AMZN 4.AAPL 5.MA 6.LLY 7.SPY 8.VIG 9.WMT 10.GOOG
2024-09-30	249	$332.3M	0	1NVDA 2MSFT 3AAPL Top holdings2024-09-30 1.NVDA 2.MSFT 3.AAPL 4.AMZN 5.SPY 6.LLY 7.MA 8.VIG 9.CI 10.WMT
2024-06-30	226	$309.2M	0	1NVDA 2MSFT 3AAPL Top holdings2024-06-30 1.NVDA 2.MSFT 3.AAPL 4.AMZN 5.SPY 6.LLY 7.MA 8.GOOG 9.VIG 10.CI
2024-03-31	211	$266.8M	0	1MSFT 2AMZN 3SPY Top holdings2024-03-31 1.MSFT 2.AMZN 3.SPY 4.NVDA 5.AAPL 6.MA 7.LLY 8.VIG 9.META 10.CI
2023-12-31	207	$257.0M	0	1MSFT 2AAPL 3SPY Top holdings2023-12-31 1.MSFT 2.AAPL 3.SPY 4.AMZN 5.MA 6.NVDA 7.LLY 8.VIG 9.GOOG 10.PG
2023-09-30	181	$211.9M	0	1AAPL 2MSFT 3SPY Top holdings2023-09-30 1.AAPL 2.MSFT 3.SPY 4.AMZN 5.MA 6.LLY 7.NVDA 8.VIG 9.GOOG 10.PG
2023-06-30	187	$217.9M	0	1AAPL 2MSFT 3SPY Top holdings2023-06-30 1.AAPL 2.MSFT 3.SPY 4.MA 5.AMZN 6.NVDA 7.LLY 8.VIG 9.PG 10.FTCS
2023-03-31	189	$201.0M	0	1AAPL 2MSFT 3SPY Top holdings2023-03-31 1.AAPL 2.MSFT 3.SPY 4.MA 5.AMZN 6.PG 7.VIG 8.LLY 9.FTCS 10.NOBL
2022-12-31	190	$193.3M	0	1AAPL 2MSFT 3MA Top holdings2022-12-31 1.AAPL 2.MSFT 3.MA 4.SPY 5.AMZN 6.VIG 7.LLY 8.PG 9.FTCS 10.BRK-B
2022-09-30	169	$157.3M	0	1AAPL 2MSFT 3AMZN Top holdings2022-09-30 1.AAPL 2.MSFT 3.AMZN 4.MA 5.VIG 6.LLY 7.PFF 8.PG 9.FTCS 10.GOOG
2022-06-30	175	$180.1M	0	1MSFT 2AAPL 3MA Top holdings2022-06-30 1.MSFT 2.AAPL 3.MA 4.AMZN 5.LLY 6.PG 7.VIG 8.PFF 9.GOOGL 10.GOOG
2022-03-31	193	$216.1M	0	1AAPL 2MSFT 3MA Top holdings2022-03-31 1.AAPL 2.MSFT 3.MA 4.NVDA 5.AMZN 6.VIG 7.PG 8.GOOGL 9.PFF 10.IWD
2021-12-31	178	$226.4M	0	1MSFT 2AAPL 3NVDA Top holdings2021-12-31 1.MSFT 2.AAPL 3.NVDA 4.MA 5.AMZN 6.PFF 7.PG 8.VIG 9.FTCS 10.GOOGL
2021-09-30	185	$214.3M	0	1MSFT 2AAPL 3MA Top holdings2021-09-30 1.MSFT 2.AAPL 3.MA 4.AMZN 5.NVDA 6.PFF 7.PG 8.VIG 9.GOOGL 10.ADBE
2021-06-30	183	$205.5M	99	1MSFT 2AAPL 3AMZN Top holdings2021-06-30 1.MSFT 2.AAPL 3.AMZN 4.MA 5.PFF 6.NVDA 7.PG 8.VIG 9.META 10.ADBE
2021-03-31	193	$199.9M	29	1AAPL 2MSFT 3AMZN Top holdings2021-03-31 1.AAPL 2.MSFT 3.AMZN 4.MA 5.PFF 6.PG 7.VIG 8.FTCS 9.NVDA 10.HD
2020-12-31	170	$169.4M	23	1AAPL 2MSFT 3AMZN Top holdings2020-12-31 1.AAPL 2.MSFT 3.AMZN 4.PFF 5.MA 6.PG 7.FTCS 8.VIG 9.ADBE 10.DIS
2020-09-30	153	$152.9M	21	1MSFT 2AAPL 3AMZN Top holdings2020-09-30 1.MSFT 2.AAPL 3.AMZN 4.PFF 5.MA 6.PG 7.ADBE 8.FTCS 9.NVDA 10.VIG
2020-06-30	148	$140.2M	33	1MSFT 2AAPL 3PFF Top holdings2020-06-30 1.MSFT 2.AAPL 3.PFF 4.AMZN 5.MA 6.PG 7.ADBE 8.FTCS 9.VIG 10.T
2020-03-31	133	$113.3M	43	1MSFT 2PFF 3MA Top holdings2020-03-31 1.MSFT 2.PFF 3.MA 4.AMZN 5.AAPL 6.PG 7.IWF 8.T 9.BRK-B 10.ADBE
2019-12-31	161	$151.6M	19	1AAPL 2MSFT 3MA Top holdings2019-12-31 1.AAPL 2.MSFT 3.MA 4.T 5.PFF 6.BRK-B 7.PG 8.AMZN 9.IVW 10.PFE
2019-09-30	162	$144.6M	23	1MA 2MSFT 3AAPL Top holdings2019-09-30 1.MA 2.MSFT 3.AAPL 4.T 5.PFF 6.BRK-B 7.PG 8.HD 9.IVW 10.AMZN
2019-06-30	172	$148.8M	22	1MA 2MSFT 3AAPL Top holdings2019-06-30 1.MA 2.MSFT 3.AAPL 4.T 5.PFF 6.BRK-B 7.PG 8.IVW 9.AMZN 10.IWP
2019-03-31	173	$143.0M	35	1DIA 2IVW 3AAPL Top holdings2019-03-31 1.DIA 2.IVW 3.AAPL 4.MA 5.T 6.MSFT 7.BRK-B 8.AMZN 9.PG 10.PFF
2018-12-31	159	$117.6M	0	1IVW 2BRK-B 3T Top holdings2018-12-31 1.IVW 2.BRK-B 3.T 4.AAPL 5.AMZN 6.MSFT 7.PG 8.IWF 9.HD 10.PFE

Holding changes this quarter

Position changes disclosed by Roman Butler Fullerton & Co for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHD	Schwab US Dvd Equity ETF	+0.4%	+21.20%	Add
2	AAPL	Apple INC	+0.4%	+0.01%	Add
3	WMT	Walmart INC	+0.3%	+0.79%	Add
4	GEV	GE Vernova INC	+0.3%	+3.35%	Add
5	CAT	Caterpillar INC	+0.2%	+0.07%	Add
6	XLE	Ss Energy Select Sector	+0.2%	+293.42%	Add
7	CRS	Carpenter Technology	+0.2%	+16.72%	Add
8	POWL	Powell Industries INC	+0.2%	+201.94%	Add
9	VLO	Valero Energy CORP	+0.2%	+1.85%	Add
10	DE	Deere & Co	+0.1%	+34.59%	Add
11	GOOG	Alphabet Inc-cl C	0%	+1.06%	Add
12	MA	Mastercard INC - A	0%	-0.24%	Trim
13	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	-3.37%	Trim
14	NOBL	Proshares S&p 500 Dividend A	-0.1%	-7.38%	Trim
15	AMZN	Amazon.com INC	-0.1%	-0.60%	Trim
16	HD	Home Depot INC	-0.1%	+0.14%	Add
17	ORCL	Oracle CORP	-0.1%	+5.81%	Add
18	RKLB	Rocket Lab CORP	-0.1%	-3.83%	Trim
19	GLD	Spdr Gold Shares	-0.1%	-58.04%	Trim
20	GOOGL	Alphabet Inc-cl A	-0.1%	-14.49%	Trim
21	GDX	Vaneck Gold Miners ETF	-0.2%	-66.55%	Trim
22	ADBE	Adobe INC	-0.2%	-39.72%	Trim
23	LLY	Eli Lilly & Co	-0.2%	+0.45%	Add
24	NFLX	Netflix INC	-0.2%	-50.90%	Trim
25	ABT	Abbott Laboratories	-0.2%	-62.89%	Trim
26	XLV	Ss Health Care Select Sector	-0.2%	-33.85%	Trim
27	AEE	Ameren Corporation	-0.2%	-56.79%	Trim
28	IJS	Ishares S&p Small-cap 600 Va	-0.4%	-51.80%	Trim
29	IWM	Ishares Russell 2000 ETF	-0.4%	-56.14%	Trim
30	MSFT	Microsoft CORP	-0.5%	+1.00%	Add
31	QQQ	Invesco Qqq Trust Series 1	-0.6%	-60.87%	Trim
32	EEM	Ishares Msci Emerging Market	-0.6%	-78.02%	Trim
33	IVW	Ishares S&p 500 Growth ETF	-0.7%	-75.07%	Trim
34	VTV	Vanguard Value ETF	—	EXIT	Sold out
35	VGLT	Vanguard Long-term Treasury	—	EXIT	Sold out
36	XLK	Ss Technology Select Sector	—	EXIT	Sold out
37	IEF	Ishares 7-10 Year Treasury B	—	EXIT	Sold out
38	EXEL	Exelixis INC	—	NEW	New buy
39	SLV	Ishares Silver Trust	—	EXIT	Sold out
40	WDC	Western Digital CORP	—	EXIT	Sold out
41	CNEQ	Alger Concentrated Eqty ETF	—	NEW	New buy
42	EXPE	Expedia Group INC	—	NEW	New buy
43	MEDP	Medpace Holdings INC	—	EXIT	Sold out
44	SJNK	Ss Spdr Bb St Hi Yield ETF	—	NEW	New buy
45	XLI	Ss Industrial Select Sector	—	NEW	New buy
46	AEM	Agnico Eagle Mines LTD	—	EXIT	Sold out
47	MPLX	Mplx LP	—	EXIT	Sold out
48	AEIS	Advanced Energy Industries	—	NEW	New buy
49	DELL	Dell Technologies -c	—	NEW	New buy
50	MOD	Modine Manufacturing Co	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-04-30	13F-HR	View on EDGAR
2025-12-31	2026-01-26	13F-HR	View on EDGAR
2025-09-30	2025-11-06	13F-HR	View on EDGAR
2025-06-30	2025-07-30	13F-HR	View on EDGAR
2025-03-31	2025-04-21	13F-HR	View on EDGAR
2024-12-31	2025-01-30	13F-HR	View on EDGAR
2024-09-30	2024-10-29	13F-HR	View on EDGAR
2024-06-30	2024-07-15	13F-HR	View on EDGAR
2024-03-31	2024-04-29	13F-HR	View on EDGAR
2023-12-31	2024-01-31	13F-HR	View on EDGAR
2023-09-30	2023-10-18	13F-HR	View on EDGAR
2023-06-30	2023-07-25	13F-HR	View on EDGAR
2023-03-31	2023-04-27	13F-HR	View on EDGAR
2022-12-31	2023-01-23	13F-HR	View on EDGAR
2022-09-30	2022-10-17	13F-HR	View on EDGAR
2022-06-30	2022-07-26	13F-HR	View on EDGAR
2022-03-31	2022-05-05	13F-HR	View on EDGAR
2021-12-31	2022-01-24	13F-HR	View on EDGAR
2021-09-30	2021-11-10	13F-HR	View on EDGAR
2021-06-30	2021-07-29	13F-HR	View on EDGAR
2021-03-31	2021-04-22	13F-HR	View on EDGAR
2020-12-31	2021-02-01	13F-HR	View on EDGAR
2020-09-30	2020-10-15	13F-HR	View on EDGAR
2020-06-30	2020-07-28	13F-HR	View on EDGAR
2020-03-31	2020-04-13	13F-HR	View on EDGAR
2019-12-31	2020-01-27	13F-HR	View on EDGAR
2019-09-30	2019-10-15	13F-HR	View on EDGAR
2019-06-30	2019-07-22	13F-HR	View on EDGAR
2019-03-31	2019-04-24	13F-HR	View on EDGAR
2018-12-31	2019-02-04	13F-HR	View on EDGAR