CIK: 0000316471
Total reported value
$3.8B
Reporting period: 2014-09-30 · Number of holdings: 900
QS BATTERYMARCH FINANCIAL MANAGEMENT, INC disclosed 900 holdings in its latest 13F filing for the period ending 2014-09-30, with total reported value of $3.8B and a quarterly turnover rate of 23.2%.
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Qs Batterymarch Financial Management, INC's disclosed holdings carry a Herfindahl concentration index of 0.004 — mathematically equivalent to about 248 equally-sized positions, well below its 900 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.62), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 35% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add AIG
+1093.6% $12.5M
Add AAPL
+1.8% $8.2M
Trim KIM
-97.8% -$11.1M
Trim G60754101
-97.6% -$10.3M
Add SWKS
+1986.1% $9.8M
Add BKR
+2317.4% $9.7M
Showing top 200 holdings (of 900 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 2.31% | +0.31% | +1.78% | |
| 2 | XOM | Exxon Mobil CORP | Stock-Energy | 1.11% | -0.08% | -4.35% | |
| 3 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.95% | — | — | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 0.90% | — | — | |
| 5 | HD | Home Depot INC | Stock-Consumer Disc | 0.89% | +0.14% | -0.32% | |
| 6 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.88% | -0.13% | -17.09% | |
| 7 | QCOM | Qualcomm INC | Stock-Tech | 0.88% | -0.06% | -5.20% | |
| 8 | WFC | Wells Fargo & Co | Stock-Financials | 0.86% | -0.10% | -12.59% | |
| 9 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.86% | — | — | |
| 10 | CSCO | Cisco Systems INC | Stock-Tech | 0.85% | — | -4.44% | |
| 11 | CVS | Cvs Health CORP | Stock-Healthcare | 0.85% | — | — | |
| 12 | ABBV | Abbvie INC | Stock-Healthcare | 0.85% | — | +0.02% | |
| 13 | BA | Boeing Co/the | Stock-Industrials | 0.82% | — | -1.13% | |
| 14 | HN9 | Hanesbrands INC | Stock-Other | 0.82% | — | -4.96% | |
| 15 | UNP | Union Pacific CORP | Stock-Industrials | 0.76% | — | — | |
| 16 | VZ | Verizon Communications INC | Stock-Comm Services | 0.75% | — | — | |
| 17 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.73% | — | — | |
| 18 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.72% | — | -3.12% | |
| 19 | GILD | Gilead Sciences INC | Stock-Healthcare | 0.70% | +0.18% | — | |
| 20 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.69% | +0.13% | +0.03% | |
| 21 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.65% | — | -0.66% | |
| 22 | ORCL | Oracle CORP | Stock-Tech | 0.64% | — | — | |
| 23 | C | Citigroup INC | Stock-Financials | 0.63% | — | — | |
| 24 | PSX | Phillips 66 | Stock-Energy | 0.63% | — | -0.10% | |
| 25 | PFE | Pfizer INC | Stock-Healthcare | 0.61% | — | -7.02% | |
| 26 | AMGN | Amgen INC | Stock-Healthcare | 0.56% | — | -4.29% | |
| 27 | DFSEUR | Discover Financial Services | Stock-Other | 0.55% | — | — | |
| 28 | REGN | Regeneron Pharmaceuticals | Stock-Healthcare | 0.55% | — | -16.37% | |
| 29 | PPG | Ppg Industries INC | Stock-Materials | 0.55% | — | — | |
| 30 | BAC | Bank Of America CORP | Stock-Financials | 0.55% | — | — | |
| 31 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 0.53% | — | +1.13% | |
| 32 | BIIB | Biogen INC | Stock-Healthcare | 0.53% | +0.15% | +25.88% | |
| 33 | ✓ | Brocade Communications Sys I | Stock-Other | 0.52% | — | -2.25% | |
| 34 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.52% | — | +2.04% | |
| 35 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.51% | — | +0.04% | |
| 36 | MU | Micron Technology INC | Stock-Tech | 0.51% | — | +3.43% | |
| 37 | V | Visa Inc-class A Shares | Stock-Financials | 0.50% | — | — | |
| 38 | ALL | Allstate CORP | Stock-Financials | 0.50% | — | — | |
| 39 | ALXN | Alexion Pharmaceuticals INC | Stock-Other | 0.50% | — | — | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.50% | — | -0.19% | |
| 41 | PEP | Pepsico INC | Stock-Consumer Staples | 0.50% | — | — | |
| 42 | ✓ | Time Warner Cable INC | Stock-Other | 0.49% | — | — | |
| 43 | HON | Honeywell International INC | Stock-Industrials | 0.49% | — | — | |
| 44 | T | At&t INC | Stock-Comm Services | 0.49% | — | -8.39% | |
| 45 | M | Macy's INC | Stock-Consumer Disc | 0.48% | — | — | |
| 46 | MA | Mastercard INC - A | Stock-Financials | 0.47% | — | -3.07% | |
| 47 | EOG | Eog Resources INC | Stock-Energy | 0.47% | — | — | |
| 48 | TRV | Travelers Cos Inc/the | Stock-Financials | 0.46% | — | — | |
| 49 | TWXCHF | Time Warner INC | Stock-Other | 0.46% | — | — | |
| 50 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 0.46% | — | — |
Not enough priced holdings yet to compute performance
Qs Batterymarch Financial Management, INC's most significant position changes for 2014-09-30: New buy: Illinois Tool Works (ITW); New buy: Alcoa INC Com (AA); Sold out: Questcor Pharmaceuticals INC Com; New buy: Delta Air Lines INC (DAL); Sold out: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AIG | American International Group | +0.3% | +1093.57% | Add |
| 2 | AAPL | Apple INC | +0.3% | +1.78% | Add |
| 3 | SWKS | Skyworks Solutions INC | +0.3% | +1986.05% | Add |
| 4 | BKR | Baker Hughes Company | +0.3% | +2317.35% | Add |
| 5 | GILD | Gilead Sciences INC | +0.2% | — | Unchanged |
| 6 | BIIB | Biogen INC | +0.2% | +25.88% | Add |
| 7 | HD | Home Depot INC | +0.1% | -0.32% | Trim |
| 8 | ✓ | Allergan INC | +0.1% | +670.75% | Add |
| 9 | META | Meta Platforms Inc-class A | +0.1% | +0.03% | Add |
| 10 | BNS | Bank Of Nova Scotia | +0.1% | +27035.71% | Add |
| 11 | USX1 | United States Steel CORP | +0.1% | +1026.07% | Add |
| 12 | PBYI | Puma Biotechnology INC | +0.1% | -11.30% | Trim |
| 13 | ARCB | Arcbest CORP | +0.1% | +429.79% | Add |
| 14 | AL | Air Lease CORP | +0.1% | +1789.55% | Add |
| 15 | QCOM | Qualcomm INC | -0.1% | -5.20% | Trim |
| 16 | NKE | Nike INC -cl B | -0.1% | -30.59% | Trim |
| 17 | XOM | Exxon Mobil CORP | -0.1% | -4.35% | Trim |
| 18 | WFC | Wells Fargo & Co | -0.1% | -12.59% | Trim |
| 19 | PRAA | PRA Group, Inc. | -0.1% | -59.97% | Trim |
| 20 | CMCSA | Comcast Corp-class A | -0.1% | -17.09% | Trim |
| 21 | RKLB | Rocket Lab Corporation | -0.1% | +31.50% | Add |
| 22 | ✓ | Tesoro CORP | -0.1% | -96.23% | Trim |
| 23 | ✓ | Exterran Hldgs INC Com | -0.1% | -99.34% | Trim |
| 24 | CB | Chubb Limited | -0.1% | -94.08% | Trim |
| 25 | EG | Everest Group, Ltd. | -0.2% | -94.25% | Trim |
| 26 | DFIN | Donnelley Financial Solutions, Inc. | -0.2% | -94.79% | Trim |
| 27 | WBS | Webster Financial CORP | -0.2% | -98.28% | Trim |
| 28 | DDS | Dillards Inc-cl A | -0.2% | -39.76% | Trim |
| 29 | LYV | Live Nation Entertainment In | -0.2% | -97.91% | Trim |
| 30 | ✓ | -0.3% | -97.56% | Trim | |
| 31 | KIM | Kimco Realty CORP | -0.3% | -97.76% | Trim |
| 32 | ITW | Illinois Tool Works | — | NEW | New buy |
| 33 | AA | Alcoa INC Com | — | NEW | New buy |
| 34 | ✓ | Questcor Pharmaceuticals INC Com | — | EXIT | Sold out |
| 35 | DAL | Delta Air Lines INC | — | NEW | New buy |
| 36 | ✓ | — | EXIT | Sold out | |
| 37 | STNE | StoneCo Ltd. | — | EXIT | Sold out |
| 38 | DISH | Dish Network Corp-a | — | NEW | New buy |
| 39 | FTI | TechnipFMC plc | — | NEW | New buy |
| 40 | ✓ | Esterline Technologies CORP | — | EXIT | Sold out |
| 41 | CLSEUR | Celestica INC | — | EXIT | Sold out |
| 42 | FNF | Fidelity National Financial | — | NEW | New buy |
| 43 | ✓ | Athlon Energy INC | — | NEW | New buy |
| 44 | HFCUSD | Hollyfrontier CORP | — | EXIT | Sold out |
| 45 | CW | Curtiss-wright CORP | — | EXIT | Sold out |
| 46 | VRSK | Verisk Analytics, Inc. | — | NEW | New buy |
| 47 | DCH | Dauch Corporation | — | NEW | New buy |
| 48 | ✓ | Cumulus Media INC | — | EXIT | Sold out |
| 49 | WT | Wisdomtree INC | — | EXIT | Sold out |
| 50 | ✓ | Energy Xxi (bermuda) LTD | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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