CIK: 0001730814
Total reported value
$612.7M
Reporting period: 2026-03-31 · Number of holdings: 200
Providence Capital Advisors, LLC disclosed 200 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $612.7M and a quarterly turnover rate of 26.7%.
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Providence Capital Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.015 — mathematically equivalent to about 69 equally-sized positions, well below its 200 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Add TJX
+1793.3% $7.5M
Add PEP
+2810.9% $7.2M
Trim WMT
-51.4% -$6.3M
Add WFC
+621.4% $5.3M
Add NVDA
+47.3% $5.5M
Trim MSFT
+9.0% -$3.8M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 3.55% | -0.44% | -1.76% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 3.30% | +0.83% | +47.30% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 3.13% | -0.74% | +9.00% | |
| 4 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 3.01% | -0.35% | +1.06% | |
| 5 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.99% | — | +7.00% | |
| 6 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.87% | — | +7.41% | |
| 7 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.00% | -0.25% | +0.57% | |
| 8 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.83% | +0.11% | +8.42% | |
| 9 | TXN | Texas Instruments INC | Stock-Tech | 1.82% | +0.15% | +0.81% | |
| 10 | SLB | Slb LTD | Stock-Energy | 1.64% | +0.41% | +2.99% | |
| 11 | BAC | Bank Of America CORP | Stock-Financials | 1.59% | -0.30% | -2.24% | |
| 12 | PLD | Prologis INC | Stock-Real Estate | 1.57% | — | +1.22% | |
| 13 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 1.57% | -0.32% | +0.69% | |
| 14 | BN | Brookfield CORP | Stock-Financials | 1.50% | -0.24% | +0.97% | |
| 15 | LIN | Linde plc | Stock-Materials | 1.50% | +0.19% | +0.92% | |
| 16 | DE | Deere & Co | Stock-Industrials | 1.43% | +0.22% | +0.90% | |
| 17 | PWR | Quanta Services INC | Stock-Industrials | 1.41% | +0.30% | +0.97% | |
| 18 | PSX | Phillips 66 | Stock-Energy | 1.38% | +1.38% | NEW | |
| 19 | DELL | Dell Technologies -c | Stock-Tech | 1.34% | +0.37% | +8.65% | |
| 20 | HD | Home Depot INC | Stock-Consumer Disc | 1.32% | — | +0.85% | |
| 21 | TJX | Tjx Companies INC | Stock-Consumer Disc | 1.28% | +1.21% | +1793.27% | |
| 22 | CSCO | Cisco Systems INC | Stock-Tech | 1.25% | — | -2.19% | |
| 23 | KR | Kroger Co | Stock-Consumer Staples | 1.24% | +1.24% | NEW | |
| 24 | PANW | Palo Alto Networks INC | Stock-Tech | 1.23% | +0.51% | +103.55% | |
| 25 | UNP | Union Pacific CORP | Stock-Industrials | 1.23% | — | +2.96% | |
| 26 | WMT | Walmart INC | Stock-Consumer Staples | 1.22% | -1.11% | -51.40% | |
| 27 | PEP | Pepsico INC | Stock-Consumer Staples | 1.22% | +1.18% | +2810.88% | |
| 28 | ETN | Eaton Corporation plc | Stock-Industrials | 1.21% | +0.11% | +1.04% | |
| 29 | SPGI | S&p Global INC | Stock-Financials | 1.21% | +0.32% | +72.68% | |
| 30 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.20% | — | +4.74% | |
| 31 | CARR | Carrier Global CORP | Stock-Industrials | 1.19% | +0.07% | +3.41% | |
| 32 | ZBRA | Zebra Technologies Corp-cl A | Stock-Tech | 1.17% | +0.13% | +34.50% | |
| 33 | ZBH | Zimmer Biomet Holdings INC | Stock-Healthcare | 1.17% | — | +5.62% | |
| 34 | SBUX | Starbucks CORP | Stock-Consumer Disc | 1.17% | — | +2.71% | |
| 35 | QCOM | Qualcomm INC | Stock-Tech | 1.16% | — | +36.12% | |
| 36 | ABT | Abbott Laboratories | Stock-Healthcare | 1.14% | -0.28% | +0.95% | |
| 37 | NKE | Nike INC -cl B | Stock-Consumer Disc | 1.13% | — | +23.92% | |
| 38 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.10% | +0.13% | +22.03% | |
| 39 | AEP | American Electric Power | Stock-Utilities | 1.08% | +0.12% | +2.61% | |
| 40 | AVGO | Broadcom INC | Stock-Tech | 1.08% | -0.15% | +0.97% | |
| 41 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.07% | -0.22% | +1.12% | |
| 42 | MET | Metlife INC | Stock-Financials | 1.05% | — | +7.69% | |
| 43 | MDT | Medtronic plc | Stock-Healthcare | 1.05% | +1.05% | NEW | |
| 44 | DUK | Duke Energy CORP | Stock-Utilities | 1.05% | +0.09% | +0.65% | |
| 45 | WFC | Wells Fargo & Co | Stock-Financials | 1.04% | +0.87% | +621.38% | |
| 46 | XYL | Xylem INC | Stock-Industrials | 0.99% | -0.17% | +1.10% | |
| 47 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.95% | — | +2.75% | |
| 48 | CVX | Chevron CORP | Stock-Energy | 0.93% | +0.21% | -1.82% | |
| 49 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.91% | — | +4.01% | |
| 50 | INTU | Intuit INC | Stock-Tech | 0.90% | +0.13% | +84.05% |
Performance for Q3 2026
-4.4%
Performance Last 4 Quarters
+18.4%
Based on 74% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 200 | $612.7M | 27 | |
| 2025-12-31 | 213 | $594.4M | 26 | |
| 2025-09-30 | 220 | $577.4M | 47 | |
| 2025-06-30 | 232 | $544.7M | 0 | |
| 2025-03-31 | 125 | $481.2M | 100 | |
| 2024-12-31 | 119 | $493.1M | 0 | |
| 2024-09-30 | 354 | $503.5M | 0 | |
| 2024-06-30 | 355 | $458.7M | 0 | |
| 2024-03-31 | 342 | $458.3M | 0 | |
| 2023-12-31 | 335 | $417.0M | 0 | |
| 2023-09-30 | 350 | $382.0M | 0 | |
| 2023-06-30 | 310 | $394.1M | 0 | |
| 2023-03-31 | 308 | $5.5B | 0 | |
| 2022-12-31 | 297 | $370.3M | 0 | |
| 2022-09-30 | 339 | $333.4M | 0 | |
| 2022-06-30 | 312 | $343.6M | 0 | |
| 2022-03-31 | 471 | $408.3M | 0 | |
| 2021-12-31 | 352 | $362.9M | 0 | |
| 2021-09-30 | 319 | $320.8M | 0 | |
| 2021-06-30 | 322 | $309.3M | 94 | |
| 2021-03-31 | 294 | $275.2M | 32 | |
| 2020-12-31 | 327 | $244.7M | 42 | |
| 2020-09-30 | 230 | $189.7M | 31 | |
| 2020-06-30 | 192 | $176.3M | 35 | |
| 2020-03-31 | 251 | $166.0M | 51 | |
| 2019-12-31 | 273 | $186.1M | 36 | |
| 2019-09-30 | 221 | $170.3M | 29 | |
| 2019-06-30 | 257 | $168.6M | 33 | |
| 2019-03-31 | 302 | $158.9M | 39 | |
| 2018-12-31 | 253 | $145.5M | 34 | |
| 2018-09-30 | 255 | $153.2M | 36 | |
| 2018-06-30 | 251 | $142.7M | 20 | |
| 2018-03-31 | 247 | $133.6M | 34 | |
| 2017-12-31 | 312 | $129.5M | 0 |
Providence Capital Advisors, LLC's most significant position changes for 2026-03-31: New buy: Phillips 66 (PSX); Sold out: Adobe INC (ADBE); New buy: Kroger Co (KR); Sold out: Conocophillips (COP); Sold out: Becton Dickinson And Co (BDX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | TJX | Tjx Companies INC | +1.2% | +1793.27% | Add |
| 2 | PEP | Pepsico INC | +1.2% | +2810.88% | Add |
| 3 | WFC | Wells Fargo & Co | +0.9% | +621.38% | Add |
| 4 | NVDA | Nvidia CORP | +0.8% | +47.30% | Add |
| 5 | PANW | Palo Alto Networks INC | +0.5% | +103.55% | Add |
| 6 | SLB | Slb LTD | +0.4% | +2.99% | Add |
| 7 | DELL | Dell Technologies -c | +0.4% | +8.65% | Add |
| 8 | SPGI | S&p Global INC | +0.3% | +72.68% | Add |
| 9 | PWR | Quanta Services INC | +0.3% | +0.97% | Add |
| 10 | DE | Deere & Co | +0.2% | +0.90% | Add |
| 11 | CVX | Chevron CORP | +0.2% | -1.82% | Trim |
| 12 | LIN | Linde plc | +0.2% | +0.92% | Add |
| 13 | TXN | Texas Instruments INC | +0.2% | +0.81% | Add |
| 14 | LYB | LyondellBasell Industries N.V. | +0.2% | -26.05% | Trim |
| 15 | VZ | Verizon Communications INC | +0.1% | +2.39% | Add |
| 16 | TGT | Target CORP | +0.1% | +2.85% | Add |
| 17 | CMCSA | Comcast Corp-class A | +0.1% | +22.03% | Add |
| 18 | ZBRA | Zebra Technologies Corp-cl A | +0.1% | +34.50% | Add |
| 19 | INTU | Intuit INC | +0.1% | +84.05% | Add |
| 20 | AEP | American Electric Power | +0.1% | +2.61% | Add |
| 21 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +8.42% | Add |
| 22 | ETN | Eaton Corporation plc | +0.1% | +1.04% | Add |
| 23 | WMB | Williams Cos INC | +0.1% | +2.25% | Add |
| 24 | T | At&t INC | +0.1% | +2.37% | Add |
| 25 | KMI | Kinder Morgan INC | +0.1% | +2.75% | Add |
| 26 | DUK | Duke Energy CORP | +0.1% | +0.65% | Add |
| 27 | CARR | Carrier Global CORP | +0.1% | +3.41% | Add |
| 28 | XLB | Ss Materials Select Sector | -0.2% | -99.14% | Trim |
| 29 | AVGO | Broadcom INC | -0.2% | +0.97% | Add |
| 30 | XYL | Xylem INC | -0.2% | +1.10% | Add |
| 31 | DIS | Walt Disney Co/the | -0.2% | +1.12% | Add |
| 32 | BN | Brookfield CORP | -0.2% | +0.97% | Add |
| 33 | JPM | Jpmorgan Chase & Co | -0.3% | +0.57% | Add |
| 34 | ABT | Abbott Laboratories | -0.3% | +0.95% | Add |
| 35 | BAC | Bank Of America CORP | -0.3% | -2.24% | Trim |
| 36 | TMO | Thermo Fisher Scientific INC | -0.3% | +0.69% | Add |
| 37 | ABTC | American Bitcoin Corp-a | -0.3% | — | Unchanged |
| 38 | GOOG | Alphabet Inc-cl C | -0.4% | +1.06% | Add |
| 39 | BSX | Boston Scientific CORP | -0.4% | -0.74% | Trim |
| 40 | AAPL | Apple INC | -0.4% | -1.76% | Trim |
| 41 | MSFT | Microsoft CORP | -0.7% | +9.00% | Add |
| 42 | WMT | Walmart INC | -1.1% | -51.40% | Trim |
| 43 | PSX | Phillips 66 | — | NEW | New buy |
| 44 | ADBE | Adobe INC | — | EXIT | Sold out |
| 45 | KR | Kroger Co | — | NEW | New buy |
| 46 | COP | Conocophillips | — | EXIT | Sold out |
| 47 | BDX | Becton Dickinson And Co | — | EXIT | Sold out |
| 48 | MDT | Medtronic plc | — | NEW | New buy |
| 49 | EMR | Emerson Electric Co | — | EXIT | Sold out |
| 50 | SYY | Sysco CORP | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-14 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-12 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-06 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-13 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-13 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-12 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-13 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-14 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-13 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-13 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-10 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-17 | Amendment | View on EDGAR |
| 2023-03-31 | 2023-05-17 | Amendment | View on EDGAR |
| 2023-03-31 | 2023-05-10 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-07 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-09 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-09 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-12 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-11 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-09 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-09 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-13 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-11 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-13 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-04 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-12 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-13 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-13 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-13 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-08 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-01 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-08 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-08 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-10 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-12 | 13F-HR | View on EDGAR |
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