Paloma Partners Management Co — AI-Powered 13F Analysis

CIK: 0001103882

Diversified strategyHigh-turnover traderMomentum follower

Total reported value

$509.7M

Reporting period: 2026-03-31 · Number of holdings: 61

Paloma Partners Management Co disclosed 61 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $509.7M and a quarterly turnover rate of 106.3%.

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Personality snowflake

Concentration: 24.47
Portfolio Stability: 100
Momentum/Contrarian: 100
Sector conviction: 73.97
Diversification: 100
Sizing Uniformity: 83.9

Paloma Partners Management Co's disclosed holdings carry a Herfindahl concentration index of 0.061 — mathematically equivalent to about 16 equally-sized positions, well below its 61 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 1.61), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 67% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Trim NIO 4.625 10-15-30
-90.7%　-$35.4M
Add CTRI
+197.9%　$18.5M
Add CHTR
+23.6%　$14.3M
Trim TCOM 0.75 06-15-29
-53.5%　-$16.1M
Add VSAT
+18.6%　$11.3M
Trim NWL
-79.0%　-$11.4M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 58 holdings (of 61 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CHTR	Charter Communications Inc-a	Stock-Comm Services	12.85%	+3.52%	+23.63%
2	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	10.57%	+10.57%	NEW
3	BABA 0.5 06-01-31	Alibaba Group Holding	Stock-Consumer Disc	9.54%	+1.89%	+29.63%
4	✓	Bitdeer Technologies Group	Stock-Other	8.15%	+1.79%	+53.95%
5	MTZ	Mastec INC	Stock-Industrials	7.20%	+7.20%	NEW
6	VSAT	Viasat INC	Stock-Tech	6.05%	+2.49%	+18.57%
7	CTRI	Centuri Holdings INC	Stock-Other	5.12%	+3.74%	+197.89%
8	PWR	Quanta Services INC	Stock-Industrials	3.51%	+3.51%	NEW
9	GT	Goodyear Tire & Rubber Co	Stock-Consumer Disc	2.60%	—	+42.86%
10	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	2.55%	—	—
11	NAVI	Navient CORP	Stock-Other	2.41%	+2.41%	NEW
12	TCOM 0.75 06-15-29	Trip.com Group LTD	Stock-Consumer Disc	2.04%	-2.79%	-53.49%
13	HPP	Hudson Pacific Properties In	Stock-Other	1.83%	+1.83%	NEW
14	RTX	Rtx CORP	Stock-Industrials	1.82%	+1.82%	NEW
15	NOC	Northrop Grumman CORP	Stock-Industrials	1.74%	+1.74%	NEW
16	LMT	Lockheed Martin CORP	Stock-Industrials	1.72%	+1.72%	NEW
17	LHX	L3harris Technologies INC	Stock-Industrials	1.35%	+1.35%	NEW
18	AVGO	Broadcom INC	Stock-Tech	1.34%	-0.42%	-21.43%
19	INTC	Intel CORP	Stock-Tech	1.30%	-0.28%	-36.17%
20	AMZN	Amazon.com INC	Stock-Consumer Disc	1.02%	—	+4.17%
21	KRMN	Karman Holdings INC	Stock-Industrials	0.94%	+0.94%	NEW
22	TTWO	Take-two Interactive Softwre	Stock-Comm Services	0.85%	—	-4.35%
23	ANET	Arista Networks INC	Stock-Tech	0.82%	+0.82%	NEW
24	NIO 4.625 10-15-30	Nio INC	Stock-Consumer Disc	0.80%	-6.38%	-90.69%
25	RRR	Red Rock Resorts Inc-class A	Stock-Other	0.68%	—	-10.96%
26	WH	Wyndham Hotels & Resorts INC	Stock-Consumer Disc	0.65%	—	+22.39%
27	OPTU	Optimum Communications Inc-a	Stock-Comm Services	0.60%	—	+0.68%
28	HST	Host Hotels & Resorts INC	Stock-Real Estate	0.58%	+0.58%	NEW
29	PENN	Penn Entertainment INC	Stock-Consumer Disc	0.56%	+0.56%	NEW
30	NWL	Newell Brands INC	Stock-Consumer Staples	0.54%	-2.04%	-78.96%
31	META	Meta Platforms Inc-class A	Stock-Comm Services	0.53%	—	-20.83%
32	IBM	Intl Business Machines CORP	Stock-Tech	0.48%	+0.48%	NEW
33	SMTC	Semtech CORP	Stock-Tech	0.48%	+0.48%	NEW
34	LRCX	Lam Research CORP	Stock-Tech	0.46%	—	—
35	MTN	Vail Resorts INC	Stock-Consumer Disc	0.43%	—	-15.00%
36	PRIM	Primoris Services CORP	Stock-Industrials	0.43%	+0.43%	NEW
37	BROS	Dutch Bros Inc-class A	Stock-Consumer Disc	0.42%	—	+180.00%
38	ASML	ASML Holding N.V.	Stock-Tech	0.39%	—	-25.00%
39	BYD	Boyd Gaming CORP	Stock-Consumer Disc	0.37%	+0.37%	NEW
40	LTH	Life Time Group Holdings INC	Stock-Other	0.37%	+0.37%	NEW
41	LVS	Las Vegas Sands CORP	Stock-Consumer Disc	0.37%	—	-2.79%
42	NOK	Nokia Corp-spon Adr	Stock-Tech	0.34%	+0.34%	NEW
43	ROG	Rogers CORP	Stock-Other	0.34%	+0.34%	NEW
44	CZR	Caesars Entertainment INC	Stock-Consumer Disc	0.32%	—	—
45	TNL	Travel + Leisure Co	Stock-Consumer Disc	0.30%	—	+69.23%
46	AFRM	Affirm Holdings INC	Stock-Financials	0.25%	-1.24%	-74.52%
47	✓	Colombier Acquisition CORP I	Stock-Other	0.24%	—	—
48	STM	Stmicroelectronics Nv-ny Shs	Stock-Tech	0.24%	—	-16.67%
49	CNF	Cnfinance Holdings LTD	Stock-Other	0.23%	—	—
50	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.23%	—	—

1–50 of 58

Portfolio Performance

Performance for Q3 2026

-1.9%

Performance Last 4 Quarters

+15.2%

Based on 68% of reported portfolio value with available pricing

Stdev: +18.5%
Beta: +1.16
Alpha: -7.6%
Max Drawdown: -14.1%
Annualized Perf: +14.8%
Batting Avg vs S&P: +45.5%
Sortino: +1.45
Stutzer: +0.25
Treynor: +0.13
Sterling: +0.67
Calmar: +1.05
Information Ratio: -0.43
Tracking Error: +9.9%
Stdev Down: +10.7%
Winning Months %: +60.6%
Losing Months %: +39.4%
Best 12 Months: +43.6%
Worst 12 Months: +0.7%
Efficiency Ratio: +0.31
Sharpe: +0.84
Stdev Sectors: +12.2%
Skewness: -0.1
Kurtosis: -0.45
Upside Potential: +3.28

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	61	$509.7M	100	1CHTR 2IWM 3BABA 0.5 06-01-31 Top holdings2026-03-31 1.CHTR 2.IWM 3.BABA 0.5 06-01-31 4.G11448 5.MTZ 6.VSAT 7.CTRI 8.PWR 9.GT 10.TLT
2025-12-31	58	$549.3M	100	1BABA 2CHTR 3BABA 0.5 06-01-31 Top holdings2025-12-31 1.BABA 2.CHTR 3.BABA 0.5 06-01-31 4.NIO 4.625 10-15-30 5.G11448 6.SPY 7.ECHO 3.875 11-30-30 8.TCOM 0.75 06-15-29 9.VSAT 10.NWL
2025-09-30	76	$608.5M	100	1BABA 0.5 06-01-31 2ECHO 3.875 11-30-30 3CORZ Top holdings2025-09-30 1.BABA 0.5 06-01-31 2.ECHO 3.875 11-30-30 3.CORZ 4.G11448 5.NIO 4.625 10-15-30 6.TCOM 0.75 06-15-29 7.COIN 0.25 04-01-30 8.WOLF 9.GT 10.LITE 1.5 12-15-29
2025-06-30	97	$682.3M	0	1SPY 2IWM 3SSRMCN 2.5 04-01-39 Top holdings2025-06-30 1.SPY 2.IWM 3.SSRMCN 2.5 04-01-39 4.CORZ 5.NIO 4.625 10-15-30 6.IREN 7.NIO 3.875 10-15-29 8.BABA 0.5 06-01-31 9.TCOM 0.75 06-15-29 10.WOLF 1.75 05-01-26
2025-03-31	122	$808.7M	100	1SPY 2HYG 3SSRMCN 2.5 04-01-39 Top holdings2025-03-31 1.SPY 2.HYG 3.SSRMCN 2.5 04-01-39 4.NIO 4.625 10-15-30 5.ZTO 1.5 09-01-27 6.WOLF 1.75 05-01-26 7.LYV 3.125 01-15-29 8.ALGM 9.NOG 3.625 04-15-29 10.TXN
2024-12-31	299	$2.2B	0	1SPY 2AA 3COP Top holdings2024-12-31 1.SPY 2.AA 3.COP 4.TECK 5.INTC 6.APTV 7.WOLF 1.75 05-01-26 8.NIO 4.625 10-15-30 9.QQQ 10.ALGM
2024-09-30	1231	$3.6B	0	1QQQ 2IWM 3SPY Top holdings2024-09-30 1.QQQ 2.IWM 3.SPY 4.XLY 5.EEM 6.FXI 7.TLT 8.XLF 9.AA 10.NIO 4.625 10-15-30
2024-06-30	1360	$3.6B	0	1SPY 2QQQ 3XLE Top holdings2024-06-30 1.SPY 2.QQQ 3.XLE 4.XLU 5.IWM 6.XLK 7.XLP 8.XLF 9.HYG 10.XLI
2024-03-31	1058	$1.9B	0	1SPY 2QQQ 3HYG Top holdings2024-03-31 1.SPY 2.QQQ 3.HYG 4.CPE* 5.IWM 6.XLU 7.XME 8.XLE 9.XLP 10.XLV
2023-12-31	801	$2.7B	0	1HYG 2TLT 3IWM Top holdings2023-12-31 1.HYG 2.TLT 3.IWM 4.SEALTD 0.25 09-15-26 5.SPY 6.XLY 7.VNET 0 02-01-26 8.XLI 9.XLU 10.QQQ
2023-09-30	766	$2.9B	0	1SPY 2HYG 3TLT Top holdings2023-09-30 1.SPY 2.HYG 3.TLT 4.QQQ 5.SEALTD 0.25 09-15-26 6.IWM 7.XLE 8.XLU 9.XLY 10.XLI
2023-06-30	755	$2.8B	0	1SPY 2QQQ 3TLT Top holdings2023-06-30 1.SPY 2.QQQ 3.TLT 4.XLE 5.SEALTD 0.25 09-15-26 6.IWM 7.XLU 8.XLI 9.IYR 10.XLK
2023-03-31	763	$2.8B	0	1SPY 2QQQ 3IWM Top holdings2023-03-31 1.SPY 2.QQQ 3.IWM 4.IQ 2 04-01-25 5.XLF 6.SEALTD 0.25 09-15-26 7.XLB 8.IYR 9.HYG 10.TLT
2022-12-31	904	$2.2B	0	1SPY 2QQQ 3HYG Top holdings2022-12-31 1.SPY 2.QQQ 3.HYG 4.BILI 1.25 06-15-27 5.EFA 6.XLK 7.XLE 8.XLU 9.XLB 10.FXI
2022-09-30	1065	$2.2B	0	1SPY 2QQQ 3IWM Top holdings2022-09-30 1.SPY 2.QQQ 3.IWM 4.BILI 1.25 06-15-27 5.EEM 6.EFA 7.SEALTD 0.25 09-15-26 8.XLY 9.XLK 10.ZEN 0.625 06-15-25
2022-06-30	1348	$2.8B	0	1SPY 2QQQ 3IWM Top holdings2022-06-30 1.SPY 2.QQQ 3.IWM 4.TLT 5.HYG 6.XLF 7.BILI 1.25 06-15-27 8.AMZN 9.XLK 10.XME
2022-03-31	2282	$3.4B	0	1SPY 2QQQ 3IWM Top holdings2022-03-31 1.SPY 2.QQQ 3.IWM 4.PANW 0.75 07-01-23 5.EEM 6.ZEN 0.625 06-15-25 7.XLY 8.BILI 1.25 06-15-27 9.XLK 10.HYG
2021-12-31	2486	$6.7B	0	1SPY 2HYG 3QQQ Top holdings2021-12-31 1.SPY 2.HYG 3.QQQ 4.IWM 5.ETSY 0.125 10-01-26 6.XYZ 0.125 03-01-25 7.HTHT 3 05-01-26 8.ZEN 0.625 06-15-25 9.BILI 1.25 06-15-27 10.PANW 0.75 07-01-23
2021-09-30	1831	$4.1B	0	1SPY 2SEALTD 2.375 12-01-25 3BILI 1.25 06-15-27 Top holdings2021-09-30 1.SPY 2.SEALTD 2.375 12-01-25 3.BILI 1.25 06-15-27 4.XYZ 0.125 03-01-25 5.Z 1.375 09-01-26 6.HTHT 3 05-01-26 7.SEALTD 0.25 09-15-26 8.MDB 0.25 01-15-26 9.ZEN 0.625 06-15-25 10.LUV 1.25 05-01-25
2021-06-30	3415	$5.5B	96	1SPY 2HYG 3BILI 1.25 06-15-27 Top holdings2021-06-30 1.SPY 2.HYG 3.BILI 1.25 06-15-27 4.Z 0.75 09-01-24 5.MCHP 1.625 02-15-27 6.XYZ 0.125 03-01-25 7.Z 1.375 09-01-26 8.SEALTD 2.375 12-01-25 9.ZEN 0.625 06-15-25 10.LUV 1.25 05-01-25
2021-03-31	3770	$4.7B	100	1SPY 2Z 0.75 09-01-24 3LUV 1.25 05-01-25 Top holdings2021-03-31 1.SPY 2.Z 0.75 09-01-24 3.LUV 1.25 05-01-25 4.Z 1.375 09-01-26 5.MCHP 1.625 02-15-27 6.HYG 7.XLE 8.QQQ 9.W 1 08-15-26 10.OKTA 0.125 09-01-25
2020-12-31	2945	$3.8B	100	1SPY 2LQD 3Z 0.75 09-01-24 Top holdings2020-12-31 1.SPY 2.LQD 3.Z 0.75 09-01-24 4.QQQ 5.ETSY 0.125 10-01-26 6.LUV 1.25 05-01-25 7.IWM 8.VZ 9.PDD 0 12-01-25 10.W 1 08-15-26
2020-09-30	4534	$4.0B	100	1SPY 2QQQ 3IWM Top holdings2020-09-30 1.SPY 2.QQQ 3.IWM 4.TLT 5.CHGG 0.125 03-15-25 6.SLV 7.W 1 08-15-26 8.SPLK 0.5 09-15-23 9.XLK 10.OKTA 0.125 09-01-25
2020-06-30	4350	$5.8B	100	1SPY 2XLE 3QQQ Top holdings2020-06-30 1.SPY 2.XLE 3.QQQ 4.XLK 5.IYR 6.IWM 7.EEM 8.JPM 9.XOP 10.BRK-B
2020-03-31	2128	$1.8B	100	1SPY 2QQQ 3EFA Top holdings2020-03-31 1.SPY 2.QQQ 3.EFA 4.IWM 5.EEM 6.TSLA 2 05-15-24 7.HYG 8.XOP 9.XLK 10.XLU
2019-12-31	4444	$6.7B	96	1SPY 2QQQ 3IWM Top holdings2019-12-31 1.SPY 2.QQQ 3.IWM 4.HYG 5.XLE 6.JPM 7.BAC 8.WFC 9.AAPL 10.C
2019-09-30	3302	$4.8B	100	1SPY 2XLF 3QQQ Top holdings2019-09-30 1.SPY 2.XLF 3.QQQ 4.IWM 5.GLD 6.XLK 7.BAC 8.ORCL 9.AAPL 10.MET
2019-06-30	2781	$5.9B	100	1SPY 2QQQ 3IWM Top holdings2019-06-30 1.SPY 2.QQQ 3.IWM 4.JPM 5.AAPL 6.XLC 7.HYG 8.CSCO 9.ORCL 10.502413
2019-03-31	2995	$4.1B	100	1SPY 2XLE 3XLU Top holdings2019-03-31 1.SPY 2.XLE 3.XLU 4.IYR 5.XLP 6.GLD 7.CVS 8.PFE 9.JOBS 3.25 04-15-19 10.QQQ
2018-12-31	2043	$3.3B	100	1SPY 2QQQ 3IWM Top holdings2018-12-31 1.SPY 2.QQQ 3.IWM 4.XLK 5.XLE 6.LQD 7.FXI 8.AAPL 9.ORCL 10.JOBS 3.25 04-15-19
2018-09-30	2651	$5.5B	100	1SPY203349M3GLD Top holdings2018-09-30 1.SPY 2.03349M 3.GLD 4.IWM 5.QQQ 6.AAPL 7.FXI 8.GDX 9.XLK 10.JOBS 3.25 04-15-19
2018-06-30	2493	$5.5B	97	1SPY 2QQQ 3GLD Top holdings2018-06-30 1.SPY 2.QQQ 3.GLD 4.IWM 5.JOBS 3.25 04-15-19 6.MELI 2.25 07-01-19 7.XLY 8.WMB 9.XLK 10.MCHP 1.625 02-15-25
2018-03-31	3775	$6.4B	64	1SPY 2GLD373935A Top holdings2018-03-31 1.SPY 2.GLD 3.73935A 4.MCHP 1.625 02-15-25 5.MELI 2.25 07-01-19 6.TLT 7.AMT 8.JOBS 3.25 04-15-19 9.WY 10.CCI
2017-12-31	3516	$7.4B	64	1SPY 2GLD373935A Top holdings2017-12-31 1.SPY 2.GLD 3.73935A 4.XLK 5.IWM 6.MCHP 1.625 02-15-25 7.XLI 8.MELI 2.25 07-01-19 9.XLF 10.TLT
2017-09-30	4013	$7.3B	71	1SPY 2GLD373935A Top holdings2017-09-30 1.SPY 2.GLD 3.73935A 4.IWM 5.XLK 6.MCHP 1.625 02-15-25 7.C 8.JPM 9.MELI 2.25 07-01-19 10.XLF
2017-06-30	4038	$8.4B	68	1SPY273935A3IWM Top holdings2017-06-30 1.SPY 2.73935A 3.IWM 4.GLD 5.XLK 6.XOPUSD 7.UPS 8.NXPI 9.BIIB 10.MCHP 1.625 02-15-25
2017-03-31	4283	$8.3B	77	1SPY 2GLD373935A Top holdings2017-03-31 1.SPY 2.GLD 3.73935A 4.IWM 5.BIIB 6.TWXCHF 7.GILD 8.AAPL 9.XLU 10.NXPI
2016-12-31	4118	$10.2B	78	1SPY 2GLD 3BIIB Top holdings2016-12-31 1.SPY 2.GLD 3.BIIB 4.IWM 5.AAPL 6.73935A 7.AMZN 8.GILD 9.BKNG 10.COST
2016-09-30	3957	$8.0B	81	1SPY273935A3GOOGL Top holdings2016-09-30 1.SPY 2.73935A 3.GOOGL 4.IWM 5.AAPL 6.CAT 7.NXPI 8.AMZN 9.00817Y 10.GILD
2016-06-30	4626	$9.1B	73	1SPY 2BIIB 3INTC Top holdings2016-06-30 1.SPY 2.BIIB 3.INTC 4.GILD 5.IWM 6.OXY 7.XLF 8.BMY 9.73935A 10.WFC
2016-03-31	3941	$6.1B	91	1SPY 2IWM 3BIIB Top holdings2016-03-31 1.SPY 2.IWM 3.BIIB 4.GILD 5.GLD 6.268648 7.WFC 8.73935A 9.JPM 10.AMGN
2015-12-31	3450	$3.8B	93	1SPY 2BIIB373935A Top holdings2015-12-31 1.SPY 2.BIIB 3.73935A 4.G0177J 5.268648 6.IWM 7.GILD 8.VXX 9.XLV 10.AMZN
2015-09-30	3066	$4.3B	100	1SPY 2IWM373935A Top holdings2015-09-30 1.SPY 2.IWM 3.73935A 4.GLD 5.REGN 6.BIIB 7.XLE 8.JPM 9.GILD 10.VXX
2015-06-30	3515	$5.2B	100	1SPY 2GM 3GLD Top holdings2015-06-30 1.SPY 2.GM 3.GLD 4.JPM 5.PFE 6.GILD 7.AAPL 8.IWM 9.DRCEUR 10.C
2015-03-31	1898	$3.5B	100	1SPY 2BKNG 3C Top holdings2015-03-31 1.SPY 2.BKNG 3.C 4.EEM 5.IWM 6.JPM 7.CMCSA 8.73935A 9.CSCO 10.795435
2014-12-31	1884	$2.3B	100	1SPY 2XLE 3AAL Top holdings2014-12-31 1.SPY 2.XLE 3.AAL 4.EEM 5.BKNG 6.89674K 7.INTC 8.73935A 9.SLV 10.WDC
2014-09-30	1642	$2.2B	100	1SPY287264S388732J Top holdings2014-09-30 1.SPY 2.87264S 3.88732J 4.25490A 5.GLD 6.HYG 7.SLV 8.743674 9.206708 10.DRCEUR
2014-06-30	1452	$2.4B	100	1SPY273935A3GLD Top holdings2014-06-30 1.SPY 2.73935A 3.GLD 4.IWM 5.345838 6.88732J 7.XLK 8.G2554F 9.66704R 10.XLI
2014-03-31	1018	$1.6B	100	1SPY 2IWM3737301 Top holdings2014-03-31 1.SPY 2.IWM 3.737301 4.IBB 5.TBT 6.345838 7.FSTR 8.JCPCHF 9.B 3.375 03-15-27 10.73935A
2013-12-31	1767	$2.0B	100	1SPY 2GLD 3TBT Top holdings2013-12-31 1.SPY 2.GLD 3.TBT 4.XLP 5.IWM 6.53217V 7.XOM 8.ARNC 5.25 03-15-14 9.LNCOEUR 10.544147
2013-09-30	1395	$2.5B	100	1SPY 2GLD 3NYSX Top holdings2013-09-30 1.SPY 2.GLD 3.NYSX 4.53217V 5.TBT 6.IWM 7.67073Y 8.683399 9.BKNG 1.25 03-15-15 10.ARNC 5.25 03-15-14
2013-06-30	1475	$1.8B	0	1SPY 2TBT 3GLD Top holdings2013-06-30 1.SPY 2.TBT 3.GLD 4.53217V 5.BFH 1.75 08-01-13 6.NYSX 7.549764 8.67073Y 9.IWM 10.XLU

Holding changes this quarter

Paloma Partners Management Co's most significant position changes for 2026-03-31: Sold out: Alibaba Group Holding-sp Adr (BABA); New buy: Ishares Russell 2000 ETF (IWM); New buy: Mastec INC (MTZ); Sold out: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Echostar CORP (ECHO 3.875 11-30-30).

Position changes disclosed by Paloma Partners Management Co for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	CTRI	Centuri Holdings INC	+3.7%	+197.89%	Add
2	CHTR	Charter Communications Inc-a	+3.5%	+23.63%	Add
3	VSAT	Viasat INC	+2.5%	+18.57%	Add
4	BABA 0.5 06-01-31	Alibaba Group Holding	+1.9%	+29.63%	Add
5	✓	Bitdeer Technologies Group	+1.8%	+53.95%	Add
6	INTC	Intel CORP	-0.3%	-36.17%	Trim
7	AVGO	Broadcom INC	-0.4%	-21.43%	Trim
8	HAS	Hasbro INC	-0.8%	-84.13%	Trim
9	AFRM	Affirm Holdings INC	-1.2%	-74.52%	Trim
10	NWL	Newell Brands INC	-2%	-78.96%	Trim
11	TCOM 0.75 06-15-29	Trip.com Group LTD	-2.8%	-53.49%	Trim
12	NIO 4.625 10-15-30	Nio INC	-6.4%	-90.69%	Trim
13	BABA	Alibaba Group Holding-sp Adr	—	EXIT	Sold out
14	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
15	MTZ	Mastec INC	—	NEW	New buy
16	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
17	ECHO 3.875 11-30-30	Echostar CORP	—	EXIT	Sold out
18	PWR	Quanta Services INC	—	NEW	New buy
19	COIN 0.25 04-01-30	Coinbase Global INC	—	EXIT	Sold out
20	QQQ	Invesco Qqq Trust Series 1	—	EXIT	Sold out
21	NAVI	Navient CORP	—	NEW	New buy
22	LITE 1.5 12-15-29	Lumentum Holdings INC	—	EXIT	Sold out
23	NVDA	Nvidia CORP	—	EXIT	Sold out
24	HPP	Hudson Pacific Properties In	—	NEW	New buy
25	RTX	Rtx CORP	—	NEW	New buy
26	NOC	Northrop Grumman CORP	—	NEW	New buy
27	LMT	Lockheed Martin CORP	—	NEW	New buy
28	VFC	Vf CORP	—	EXIT	Sold out
29	GES 3.75 04-15-28	Guess INC	—	EXIT	Sold out
30	LHX	L3harris Technologies INC	—	NEW	New buy
31	AMD	Advanced Micro Devices	—	EXIT	Sold out
32	DKNG	Draftkings Inc-cl A	—	EXIT	Sold out
33	KRMN	Karman Holdings INC	—	NEW	New buy
34	ANET	Arista Networks INC	—	NEW	New buy
35	WMT	Walmart INC	—	EXIT	Sold out
36	CHDN	Churchill Downs INC	—	EXIT	Sold out
37	HST	Host Hotels & Resorts INC	—	NEW	New buy
38	PENN	Penn Entertainment INC	—	NEW	New buy
39	SNPS	Synopsys INC	—	EXIT	Sold out
40	CORZ	Core Scientific INC	—	EXIT	Sold out
41	CRWV	Coreweave Inc-cl A	—	EXIT	Sold out
42	IBM	Intl Business Machines CORP	—	NEW	New buy
43	SMTC	Semtech CORP	—	NEW	New buy
44	PRIM	Primoris Services CORP	—	NEW	New buy
45	PI	Impinj INC	—	EXIT	Sold out
46	BYD	Boyd Gaming CORP	—	NEW	New buy
47	LTH	Life Time Group Holdings INC	—	NEW	New buy
48	ROKU	Roku INC	—	EXIT	Sold out
49	NOK	Nokia Corp-spon Adr	—	NEW	New buy
50	ROG	Rogers CORP	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-15	13F-HR	View on EDGAR
2025-12-31	2026-02-17	13F-HR	View on EDGAR
2025-09-30	2025-11-14	13F-HR	View on EDGAR
2025-06-30	2025-08-14	13F-HR	View on EDGAR
2025-03-31	2025-05-15	13F-HR	View on EDGAR
2024-12-31	2025-02-14	13F-HR	View on EDGAR
2024-09-30	2024-11-14	13F-HR	View on EDGAR
2024-06-30	2024-08-14	13F-HR	View on EDGAR
2024-03-31	2024-05-15	13F-HR	View on EDGAR
2023-12-31	2024-02-14	13F-HR	View on EDGAR
2023-09-30	2023-11-14	13F-HR	View on EDGAR
2023-06-30	2023-08-14	13F-HR	View on EDGAR
2023-03-31	2023-05-15	13F-HR	View on EDGAR
2022-12-31	2023-02-14	13F-HR	View on EDGAR
2022-09-30	2022-11-14	13F-HR	View on EDGAR
2022-06-30	2022-08-15	13F-HR	View on EDGAR
2022-03-31	2022-05-16	13F-HR	View on EDGAR
2021-12-31	2022-02-14	13F-HR	View on EDGAR
2021-09-30	2021-11-15	13F-HR	View on EDGAR
2021-06-30	2021-08-16	13F-HR	View on EDGAR
2021-03-31	2021-05-17	13F-HR	View on EDGAR
2020-12-31	2021-02-16	13F-HR	View on EDGAR
2020-09-30	2020-11-16	13F-HR	View on EDGAR
2020-06-30	2020-08-14	13F-HR	View on EDGAR
2020-03-31	2020-05-15	13F-HR	View on EDGAR
2019-12-31	2020-02-14	13F-HR	View on EDGAR
2019-09-30	2019-11-14	13F-HR	View on EDGAR
2019-06-30	2019-08-14	13F-HR	View on EDGAR
2019-03-31	2019-05-15	13F-HR	View on EDGAR
2018-12-31	2019-02-14	13F-HR	View on EDGAR
2018-09-30	2018-11-14	13F-HR	View on EDGAR
2018-06-30	2018-08-14	13F-HR	View on EDGAR
2018-03-31	2018-05-15	13F-HR	View on EDGAR
2017-12-31	2018-02-14	13F-HR	View on EDGAR
2017-09-30	2017-11-14	13F-HR	View on EDGAR
2017-06-30	2017-08-14	13F-HR	View on EDGAR
2017-03-31	2017-05-15	13F-HR	View on EDGAR
2016-12-31	2017-02-14	13F-HR	View on EDGAR
2016-09-30	2016-11-14	13F-HR	View on EDGAR
2016-06-30	2016-08-15	13F-HR	View on EDGAR
2016-03-31	2016-05-16	13F-HR	View on EDGAR
2015-12-31	2016-02-16	13F-HR	View on EDGAR
2015-09-30	2015-11-16	13F-HR	View on EDGAR
2015-06-30	2015-08-14	13F-HR	View on EDGAR
2015-03-31	2015-05-15	13F-HR	View on EDGAR
2014-12-31	2015-02-17	13F-HR	View on EDGAR
2014-09-30	2014-11-14	13F-HR	View on EDGAR
2014-06-30	2014-08-14	13F-HR	View on EDGAR
2014-03-31	2014-05-15	13F-HR	View on EDGAR
2013-12-31	2014-02-14	13F-HR	View on EDGAR
2013-09-30	2013-11-14	13F-HR	View on EDGAR
2013-06-30	2013-08-15	13F-HR	View on EDGAR

FAQ

What is Paloma Partners Management Co and what type of investor is it?

Paloma Partners Management Co is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $509.7M, spread across 61 disclosed positions.

What are Paloma Partners Management Co's largest equity positions?

Based on the latest 13F filing, Paloma Partners Management Co's top holdings by market value are: 1. Charter Communications Inc-a (CHTR) — $65.5M (12.8%) 2. Ishares Russell 2000 ETF (IWM) — $53.9M (10.6%) 3. Alibaba Group Holding (BABA 0.5 06-01-31) — $48.7M (9.5%) 4. Bitdeer Technologies Group — $41.5M (8.2%) 5. Mastec INC (MTZ) — $36.7M (7.2%)

What changes did Paloma Partners Management Co make in its most recent portfolio filing?

In the latest reported quarter, Paloma Partners Management Co made 50 notable position adjustments: 20 new positions were initiated, 5 existing holdings were added to, 7 positions were partially reduced, and 18 were completely exited. The largest of these moves: Sold out: Alibaba Group Holding-sp Adr (BABA); New buy: Ishares Russell 2000 ETF (IWM); New buy: Mastec INC (MTZ); Sold out: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Echostar CORP (ECHO 3.875 11-30-30)

What sectors does Paloma Partners Management Co focus on?

Paloma Partners Management Co is concentrated in the following sectors based on its current disclosed equity portfolio: • Consumer Discretionary: 29.2% • Industrials: 27.9% • Communication Services: 22.4% • Information Technology: 18.2% • Consumer Staples: 1.1% • Real Estate: 0.9%

Peer Institutions

Institutions with a similar AUM

BetterWealth, LLC

CIK 0001911702

Total reported value

$509.8M

85 stks

2026-03-31

Concentration38.0

Portfolio Stability16.7

Sector conviction100.0

AUM within 0.0% of this institution

View detail

Integrated Investment Consultants, LLC

CIK 0001665337

Total reported value

$509.9M

542 stks

2025-12-31

Stale — no recent filing

Concentration8.7

Portfolio Stability31.4

Sector conviction44.6

AUM within 0.0% of this institution

View detail

Vishria Bird Financial Group, LLC

CIK 0001746438

Total reported value

$509.9M

97 stks

2025-09-30

Stale — no recent filing

Concentration17.3

Portfolio Stability79.7

Sector conviction77.9

AUM within 0.0% of this institution

View detail

Similar Holdings Style

Institutions with overlapping top holdings

Davidson Kempner Capital Management LP

CIK 0001595082

Total reported value

$7.3B

233 stks

2026-03-31

Concentration30.4

Portfolio Stability100.0

Sector conviction54.2

2 of the top 5 holdings overlap, including Ishares Russell 2000 ETF

View detail

140 Summer Partners LP

CIK 0001820788

Total reported value

$1.6B

25 stks

2026-03-31

Concentration26.8

Portfolio Stability92.6

Sector conviction59.6

2 of the top 5 holdings overlap, including Ishares Russell 2000 ETF

View detail

Wintrust Investments LLC

CIK 0000049096

Total reported value

$113.6M

427 stks

2024-12-31

Stale — no recent filing

Concentration7.6

Portfolio Stability0.0

Sector conviction47.8

1 of the top 5 holdings overlap, including Ishares Russell 2000 ETF

View detail

Paloma Partners Management Co — AI-Powered 13F Analysis

CIK: 0001103882

Diversified strategyHigh-turnover traderMomentum follower

Total reported value

$509.7M

Reporting period: 2026-03-31 · Number of holdings: 61

Paloma Partners Management Co disclosed 61 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $509.7M and a quarterly turnover rate of 106.3%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "P"

Personality snowflake

Concentration: 24.47
Portfolio Stability: 100
Momentum/Contrarian: 100
Sector conviction: 73.97
Diversification: 100
Sizing Uniformity: 83.9

Position sizes vary widely across the portfolio (a coefficient of variation of 1.61), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Trim NIO 4.625 10-15-30
-90.7%　-$35.4M
Add CTRI
+197.9%　$18.5M
Add CHTR
+23.6%　$14.3M
Trim TCOM 0.75 06-15-29
-53.5%　-$16.1M
Add VSAT
+18.6%　$11.3M
Trim NWL
-79.0%　-$11.4M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 58 holdings (of 61 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CHTR	Charter Communications Inc-a	Stock-Comm Services	12.85%	+3.52%	+23.63%
2	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	10.57%	+10.57%	NEW
3	BABA 0.5 06-01-31	Alibaba Group Holding	Stock-Consumer Disc	9.54%	+1.89%	+29.63%
4	✓	Bitdeer Technologies Group	Stock-Other	8.15%	+1.79%	+53.95%
5	MTZ	Mastec INC	Stock-Industrials	7.20%	+7.20%	NEW
6	VSAT	Viasat INC	Stock-Tech	6.05%	+2.49%	+18.57%
7	CTRI	Centuri Holdings INC	Stock-Other	5.12%	+3.74%	+197.89%
8	PWR	Quanta Services INC	Stock-Industrials	3.51%	+3.51%	NEW
9	GT	Goodyear Tire & Rubber Co	Stock-Consumer Disc	2.60%	—	+42.86%
10	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	2.55%	—	—
11	NAVI	Navient CORP	Stock-Other	2.41%	+2.41%	NEW
12	TCOM 0.75 06-15-29	Trip.com Group LTD	Stock-Consumer Disc	2.04%	-2.79%	-53.49%
13	HPP	Hudson Pacific Properties In	Stock-Other	1.83%	+1.83%	NEW
14	RTX	Rtx CORP	Stock-Industrials	1.82%	+1.82%	NEW
15	NOC	Northrop Grumman CORP	Stock-Industrials	1.74%	+1.74%	NEW
16	LMT	Lockheed Martin CORP	Stock-Industrials	1.72%	+1.72%	NEW
17	LHX	L3harris Technologies INC	Stock-Industrials	1.35%	+1.35%	NEW
18	AVGO	Broadcom INC	Stock-Tech	1.34%	-0.42%	-21.43%
19	INTC	Intel CORP	Stock-Tech	1.30%	-0.28%	-36.17%
20	AMZN	Amazon.com INC	Stock-Consumer Disc	1.02%	—	+4.17%
21	KRMN	Karman Holdings INC	Stock-Industrials	0.94%	+0.94%	NEW
22	TTWO	Take-two Interactive Softwre	Stock-Comm Services	0.85%	—	-4.35%
23	ANET	Arista Networks INC	Stock-Tech	0.82%	+0.82%	NEW
24	NIO 4.625 10-15-30	Nio INC	Stock-Consumer Disc	0.80%	-6.38%	-90.69%
25	RRR	Red Rock Resorts Inc-class A	Stock-Other	0.68%	—	-10.96%
26	WH	Wyndham Hotels & Resorts INC	Stock-Consumer Disc	0.65%	—	+22.39%
27	OPTU	Optimum Communications Inc-a	Stock-Comm Services	0.60%	—	+0.68%
28	HST	Host Hotels & Resorts INC	Stock-Real Estate	0.58%	+0.58%	NEW
29	PENN	Penn Entertainment INC	Stock-Consumer Disc	0.56%	+0.56%	NEW
30	NWL	Newell Brands INC	Stock-Consumer Staples	0.54%	-2.04%	-78.96%
31	META	Meta Platforms Inc-class A	Stock-Comm Services	0.53%	—	-20.83%
32	IBM	Intl Business Machines CORP	Stock-Tech	0.48%	+0.48%	NEW
33	SMTC	Semtech CORP	Stock-Tech	0.48%	+0.48%	NEW
34	LRCX	Lam Research CORP	Stock-Tech	0.46%	—	—
35	MTN	Vail Resorts INC	Stock-Consumer Disc	0.43%	—	-15.00%
36	PRIM	Primoris Services CORP	Stock-Industrials	0.43%	+0.43%	NEW
37	BROS	Dutch Bros Inc-class A	Stock-Consumer Disc	0.42%	—	+180.00%
38	ASML	ASML Holding N.V.	Stock-Tech	0.39%	—	-25.00%
39	BYD	Boyd Gaming CORP	Stock-Consumer Disc	0.37%	+0.37%	NEW
40	LTH	Life Time Group Holdings INC	Stock-Other	0.37%	+0.37%	NEW
41	LVS	Las Vegas Sands CORP	Stock-Consumer Disc	0.37%	—	-2.79%
42	NOK	Nokia Corp-spon Adr	Stock-Tech	0.34%	+0.34%	NEW
43	ROG	Rogers CORP	Stock-Other	0.34%	+0.34%	NEW
44	CZR	Caesars Entertainment INC	Stock-Consumer Disc	0.32%	—	—
45	TNL	Travel + Leisure Co	Stock-Consumer Disc	0.30%	—	+69.23%
46	AFRM	Affirm Holdings INC	Stock-Financials	0.25%	-1.24%	-74.52%
47	✓	Colombier Acquisition CORP I	Stock-Other	0.24%	—	—
48	STM	Stmicroelectronics Nv-ny Shs	Stock-Tech	0.24%	—	-16.67%
49	CNF	Cnfinance Holdings LTD	Stock-Other	0.23%	—	—
50	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.23%	—	—

1–50 of 58

Portfolio Performance

Performance for Q3 2026

-1.9%

Performance Last 4 Quarters

+15.2%

Based on 68% of reported portfolio value with available pricing

Stdev: +18.5%
Beta: +1.16
Alpha: -7.6%
Max Drawdown: -14.1%
Annualized Perf: +14.8%
Batting Avg vs S&P: +45.5%
Sortino: +1.45
Stutzer: +0.25
Treynor: +0.13
Sterling: +0.67
Calmar: +1.05
Information Ratio: -0.43
Tracking Error: +9.9%
Stdev Down: +10.7%
Winning Months %: +60.6%
Losing Months %: +39.4%
Best 12 Months: +43.6%
Worst 12 Months: +0.7%
Efficiency Ratio: +0.31
Sharpe: +0.84
Stdev Sectors: +12.2%
Skewness: -0.1
Kurtosis: -0.45
Upside Potential: +3.28

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	61	$509.7M	100	1CHTR 2IWM 3BABA 0.5 06-01-31 Top holdings2026-03-31 1.CHTR 2.IWM 3.BABA 0.5 06-01-31 4.G11448 5.MTZ 6.VSAT 7.CTRI 8.PWR 9.GT 10.TLT
2025-12-31	58	$549.3M	100	1BABA 2CHTR 3BABA 0.5 06-01-31 Top holdings2025-12-31 1.BABA 2.CHTR 3.BABA 0.5 06-01-31 4.NIO 4.625 10-15-30 5.G11448 6.SPY 7.ECHO 3.875 11-30-30 8.TCOM 0.75 06-15-29 9.VSAT 10.NWL
2025-09-30	76	$608.5M	100	1BABA 0.5 06-01-31 2ECHO 3.875 11-30-30 3CORZ Top holdings2025-09-30 1.BABA 0.5 06-01-31 2.ECHO 3.875 11-30-30 3.CORZ 4.G11448 5.NIO 4.625 10-15-30 6.TCOM 0.75 06-15-29 7.COIN 0.25 04-01-30 8.WOLF 9.GT 10.LITE 1.5 12-15-29
2025-06-30	97	$682.3M	0	1SPY 2IWM 3SSRMCN 2.5 04-01-39 Top holdings2025-06-30 1.SPY 2.IWM 3.SSRMCN 2.5 04-01-39 4.CORZ 5.NIO 4.625 10-15-30 6.IREN 7.NIO 3.875 10-15-29 8.BABA 0.5 06-01-31 9.TCOM 0.75 06-15-29 10.WOLF 1.75 05-01-26
2025-03-31	122	$808.7M	100	1SPY 2HYG 3SSRMCN 2.5 04-01-39 Top holdings2025-03-31 1.SPY 2.HYG 3.SSRMCN 2.5 04-01-39 4.NIO 4.625 10-15-30 5.ZTO 1.5 09-01-27 6.WOLF 1.75 05-01-26 7.LYV 3.125 01-15-29 8.ALGM 9.NOG 3.625 04-15-29 10.TXN
2024-12-31	299	$2.2B	0	1SPY 2AA 3COP Top holdings2024-12-31 1.SPY 2.AA 3.COP 4.TECK 5.INTC 6.APTV 7.WOLF 1.75 05-01-26 8.NIO 4.625 10-15-30 9.QQQ 10.ALGM
2024-09-30	1231	$3.6B	0	1QQQ 2IWM 3SPY Top holdings2024-09-30 1.QQQ 2.IWM 3.SPY 4.XLY 5.EEM 6.FXI 7.TLT 8.XLF 9.AA 10.NIO 4.625 10-15-30
2024-06-30	1360	$3.6B	0	1SPY 2QQQ 3XLE Top holdings2024-06-30 1.SPY 2.QQQ 3.XLE 4.XLU 5.IWM 6.XLK 7.XLP 8.XLF 9.HYG 10.XLI
2024-03-31	1058	$1.9B	0	1SPY 2QQQ 3HYG Top holdings2024-03-31 1.SPY 2.QQQ 3.HYG 4.CPE* 5.IWM 6.XLU 7.XME 8.XLE 9.XLP 10.XLV
2023-12-31	801	$2.7B	0	1HYG 2TLT 3IWM Top holdings2023-12-31 1.HYG 2.TLT 3.IWM 4.SEALTD 0.25 09-15-26 5.SPY 6.XLY 7.VNET 0 02-01-26 8.XLI 9.XLU 10.QQQ
2023-09-30	766	$2.9B	0	1SPY 2HYG 3TLT Top holdings2023-09-30 1.SPY 2.HYG 3.TLT 4.QQQ 5.SEALTD 0.25 09-15-26 6.IWM 7.XLE 8.XLU 9.XLY 10.XLI
2023-06-30	755	$2.8B	0	1SPY 2QQQ 3TLT Top holdings2023-06-30 1.SPY 2.QQQ 3.TLT 4.XLE 5.SEALTD 0.25 09-15-26 6.IWM 7.XLU 8.XLI 9.IYR 10.XLK
2023-03-31	763	$2.8B	0	1SPY 2QQQ 3IWM Top holdings2023-03-31 1.SPY 2.QQQ 3.IWM 4.IQ 2 04-01-25 5.XLF 6.SEALTD 0.25 09-15-26 7.XLB 8.IYR 9.HYG 10.TLT
2022-12-31	904	$2.2B	0	1SPY 2QQQ 3HYG Top holdings2022-12-31 1.SPY 2.QQQ 3.HYG 4.BILI 1.25 06-15-27 5.EFA 6.XLK 7.XLE 8.XLU 9.XLB 10.FXI
2022-09-30	1065	$2.2B	0	1SPY 2QQQ 3IWM Top holdings2022-09-30 1.SPY 2.QQQ 3.IWM 4.BILI 1.25 06-15-27 5.EEM 6.EFA 7.SEALTD 0.25 09-15-26 8.XLY 9.XLK 10.ZEN 0.625 06-15-25
2022-06-30	1348	$2.8B	0	1SPY 2QQQ 3IWM Top holdings2022-06-30 1.SPY 2.QQQ 3.IWM 4.TLT 5.HYG 6.XLF 7.BILI 1.25 06-15-27 8.AMZN 9.XLK 10.XME
2022-03-31	2282	$3.4B	0	1SPY 2QQQ 3IWM Top holdings2022-03-31 1.SPY 2.QQQ 3.IWM 4.PANW 0.75 07-01-23 5.EEM 6.ZEN 0.625 06-15-25 7.XLY 8.BILI 1.25 06-15-27 9.XLK 10.HYG
2021-12-31	2486	$6.7B	0	1SPY 2HYG 3QQQ Top holdings2021-12-31 1.SPY 2.HYG 3.QQQ 4.IWM 5.ETSY 0.125 10-01-26 6.XYZ 0.125 03-01-25 7.HTHT 3 05-01-26 8.ZEN 0.625 06-15-25 9.BILI 1.25 06-15-27 10.PANW 0.75 07-01-23
2021-09-30	1831	$4.1B	0	1SPY 2SEALTD 2.375 12-01-25 3BILI 1.25 06-15-27 Top holdings2021-09-30 1.SPY 2.SEALTD 2.375 12-01-25 3.BILI 1.25 06-15-27 4.XYZ 0.125 03-01-25 5.Z 1.375 09-01-26 6.HTHT 3 05-01-26 7.SEALTD 0.25 09-15-26 8.MDB 0.25 01-15-26 9.ZEN 0.625 06-15-25 10.LUV 1.25 05-01-25
2021-06-30	3415	$5.5B	96	1SPY 2HYG 3BILI 1.25 06-15-27 Top holdings2021-06-30 1.SPY 2.HYG 3.BILI 1.25 06-15-27 4.Z 0.75 09-01-24 5.MCHP 1.625 02-15-27 6.XYZ 0.125 03-01-25 7.Z 1.375 09-01-26 8.SEALTD 2.375 12-01-25 9.ZEN 0.625 06-15-25 10.LUV 1.25 05-01-25
2021-03-31	3770	$4.7B	100	1SPY 2Z 0.75 09-01-24 3LUV 1.25 05-01-25 Top holdings2021-03-31 1.SPY 2.Z 0.75 09-01-24 3.LUV 1.25 05-01-25 4.Z 1.375 09-01-26 5.MCHP 1.625 02-15-27 6.HYG 7.XLE 8.QQQ 9.W 1 08-15-26 10.OKTA 0.125 09-01-25
2020-12-31	2945	$3.8B	100	1SPY 2LQD 3Z 0.75 09-01-24 Top holdings2020-12-31 1.SPY 2.LQD 3.Z 0.75 09-01-24 4.QQQ 5.ETSY 0.125 10-01-26 6.LUV 1.25 05-01-25 7.IWM 8.VZ 9.PDD 0 12-01-25 10.W 1 08-15-26
2020-09-30	4534	$4.0B	100	1SPY 2QQQ 3IWM Top holdings2020-09-30 1.SPY 2.QQQ 3.IWM 4.TLT 5.CHGG 0.125 03-15-25 6.SLV 7.W 1 08-15-26 8.SPLK 0.5 09-15-23 9.XLK 10.OKTA 0.125 09-01-25
2020-06-30	4350	$5.8B	100	1SPY 2XLE 3QQQ Top holdings2020-06-30 1.SPY 2.XLE 3.QQQ 4.XLK 5.IYR 6.IWM 7.EEM 8.JPM 9.XOP 10.BRK-B
2020-03-31	2128	$1.8B	100	1SPY 2QQQ 3EFA Top holdings2020-03-31 1.SPY 2.QQQ 3.EFA 4.IWM 5.EEM 6.TSLA 2 05-15-24 7.HYG 8.XOP 9.XLK 10.XLU
2019-12-31	4444	$6.7B	96	1SPY 2QQQ 3IWM Top holdings2019-12-31 1.SPY 2.QQQ 3.IWM 4.HYG 5.XLE 6.JPM 7.BAC 8.WFC 9.AAPL 10.C
2019-09-30	3302	$4.8B	100	1SPY 2XLF 3QQQ Top holdings2019-09-30 1.SPY 2.XLF 3.QQQ 4.IWM 5.GLD 6.XLK 7.BAC 8.ORCL 9.AAPL 10.MET
2019-06-30	2781	$5.9B	100	1SPY 2QQQ 3IWM Top holdings2019-06-30 1.SPY 2.QQQ 3.IWM 4.JPM 5.AAPL 6.XLC 7.HYG 8.CSCO 9.ORCL 10.502413
2019-03-31	2995	$4.1B	100	1SPY 2XLE 3XLU Top holdings2019-03-31 1.SPY 2.XLE 3.XLU 4.IYR 5.XLP 6.GLD 7.CVS 8.PFE 9.JOBS 3.25 04-15-19 10.QQQ
2018-12-31	2043	$3.3B	100	1SPY 2QQQ 3IWM Top holdings2018-12-31 1.SPY 2.QQQ 3.IWM 4.XLK 5.XLE 6.LQD 7.FXI 8.AAPL 9.ORCL 10.JOBS 3.25 04-15-19
2018-09-30	2651	$5.5B	100	1SPY203349M3GLD Top holdings2018-09-30 1.SPY 2.03349M 3.GLD 4.IWM 5.QQQ 6.AAPL 7.FXI 8.GDX 9.XLK 10.JOBS 3.25 04-15-19
2018-06-30	2493	$5.5B	97	1SPY 2QQQ 3GLD Top holdings2018-06-30 1.SPY 2.QQQ 3.GLD 4.IWM 5.JOBS 3.25 04-15-19 6.MELI 2.25 07-01-19 7.XLY 8.WMB 9.XLK 10.MCHP 1.625 02-15-25
2018-03-31	3775	$6.4B	64	1SPY 2GLD373935A Top holdings2018-03-31 1.SPY 2.GLD 3.73935A 4.MCHP 1.625 02-15-25 5.MELI 2.25 07-01-19 6.TLT 7.AMT 8.JOBS 3.25 04-15-19 9.WY 10.CCI
2017-12-31	3516	$7.4B	64	1SPY 2GLD373935A Top holdings2017-12-31 1.SPY 2.GLD 3.73935A 4.XLK 5.IWM 6.MCHP 1.625 02-15-25 7.XLI 8.MELI 2.25 07-01-19 9.XLF 10.TLT
2017-09-30	4013	$7.3B	71	1SPY 2GLD373935A Top holdings2017-09-30 1.SPY 2.GLD 3.73935A 4.IWM 5.XLK 6.MCHP 1.625 02-15-25 7.C 8.JPM 9.MELI 2.25 07-01-19 10.XLF
2017-06-30	4038	$8.4B	68	1SPY273935A3IWM Top holdings2017-06-30 1.SPY 2.73935A 3.IWM 4.GLD 5.XLK 6.XOPUSD 7.UPS 8.NXPI 9.BIIB 10.MCHP 1.625 02-15-25
2017-03-31	4283	$8.3B	77	1SPY 2GLD373935A Top holdings2017-03-31 1.SPY 2.GLD 3.73935A 4.IWM 5.BIIB 6.TWXCHF 7.GILD 8.AAPL 9.XLU 10.NXPI
2016-12-31	4118	$10.2B	78	1SPY 2GLD 3BIIB Top holdings2016-12-31 1.SPY 2.GLD 3.BIIB 4.IWM 5.AAPL 6.73935A 7.AMZN 8.GILD 9.BKNG 10.COST
2016-09-30	3957	$8.0B	81	1SPY273935A3GOOGL Top holdings2016-09-30 1.SPY 2.73935A 3.GOOGL 4.IWM 5.AAPL 6.CAT 7.NXPI 8.AMZN 9.00817Y 10.GILD
2016-06-30	4626	$9.1B	73	1SPY 2BIIB 3INTC Top holdings2016-06-30 1.SPY 2.BIIB 3.INTC 4.GILD 5.IWM 6.OXY 7.XLF 8.BMY 9.73935A 10.WFC
2016-03-31	3941	$6.1B	91	1SPY 2IWM 3BIIB Top holdings2016-03-31 1.SPY 2.IWM 3.BIIB 4.GILD 5.GLD 6.268648 7.WFC 8.73935A 9.JPM 10.AMGN
2015-12-31	3450	$3.8B	93	1SPY 2BIIB373935A Top holdings2015-12-31 1.SPY 2.BIIB 3.73935A 4.G0177J 5.268648 6.IWM 7.GILD 8.VXX 9.XLV 10.AMZN
2015-09-30	3066	$4.3B	100	1SPY 2IWM373935A Top holdings2015-09-30 1.SPY 2.IWM 3.73935A 4.GLD 5.REGN 6.BIIB 7.XLE 8.JPM 9.GILD 10.VXX
2015-06-30	3515	$5.2B	100	1SPY 2GM 3GLD Top holdings2015-06-30 1.SPY 2.GM 3.GLD 4.JPM 5.PFE 6.GILD 7.AAPL 8.IWM 9.DRCEUR 10.C
2015-03-31	1898	$3.5B	100	1SPY 2BKNG 3C Top holdings2015-03-31 1.SPY 2.BKNG 3.C 4.EEM 5.IWM 6.JPM 7.CMCSA 8.73935A 9.CSCO 10.795435
2014-12-31	1884	$2.3B	100	1SPY 2XLE 3AAL Top holdings2014-12-31 1.SPY 2.XLE 3.AAL 4.EEM 5.BKNG 6.89674K 7.INTC 8.73935A 9.SLV 10.WDC
2014-09-30	1642	$2.2B	100	1SPY287264S388732J Top holdings2014-09-30 1.SPY 2.87264S 3.88732J 4.25490A 5.GLD 6.HYG 7.SLV 8.743674 9.206708 10.DRCEUR
2014-06-30	1452	$2.4B	100	1SPY273935A3GLD Top holdings2014-06-30 1.SPY 2.73935A 3.GLD 4.IWM 5.345838 6.88732J 7.XLK 8.G2554F 9.66704R 10.XLI
2014-03-31	1018	$1.6B	100	1SPY 2IWM3737301 Top holdings2014-03-31 1.SPY 2.IWM 3.737301 4.IBB 5.TBT 6.345838 7.FSTR 8.JCPCHF 9.B 3.375 03-15-27 10.73935A
2013-12-31	1767	$2.0B	100	1SPY 2GLD 3TBT Top holdings2013-12-31 1.SPY 2.GLD 3.TBT 4.XLP 5.IWM 6.53217V 7.XOM 8.ARNC 5.25 03-15-14 9.LNCOEUR 10.544147
2013-09-30	1395	$2.5B	100	1SPY 2GLD 3NYSX Top holdings2013-09-30 1.SPY 2.GLD 3.NYSX 4.53217V 5.TBT 6.IWM 7.67073Y 8.683399 9.BKNG 1.25 03-15-15 10.ARNC 5.25 03-15-14
2013-06-30	1475	$1.8B	0	1SPY 2TBT 3GLD Top holdings2013-06-30 1.SPY 2.TBT 3.GLD 4.53217V 5.BFH 1.75 08-01-13 6.NYSX 7.549764 8.67073Y 9.IWM 10.XLU

Holding changes this quarter

Position changes disclosed by Paloma Partners Management Co for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	CTRI	Centuri Holdings INC	+3.7%	+197.89%	Add
2	CHTR	Charter Communications Inc-a	+3.5%	+23.63%	Add
3	VSAT	Viasat INC	+2.5%	+18.57%	Add
4	BABA 0.5 06-01-31	Alibaba Group Holding	+1.9%	+29.63%	Add
5	✓	Bitdeer Technologies Group	+1.8%	+53.95%	Add
6	INTC	Intel CORP	-0.3%	-36.17%	Trim
7	AVGO	Broadcom INC	-0.4%	-21.43%	Trim
8	HAS	Hasbro INC	-0.8%	-84.13%	Trim
9	AFRM	Affirm Holdings INC	-1.2%	-74.52%	Trim
10	NWL	Newell Brands INC	-2%	-78.96%	Trim
11	TCOM 0.75 06-15-29	Trip.com Group LTD	-2.8%	-53.49%	Trim
12	NIO 4.625 10-15-30	Nio INC	-6.4%	-90.69%	Trim
13	BABA	Alibaba Group Holding-sp Adr	—	EXIT	Sold out
14	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
15	MTZ	Mastec INC	—	NEW	New buy
16	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
17	ECHO 3.875 11-30-30	Echostar CORP	—	EXIT	Sold out
18	PWR	Quanta Services INC	—	NEW	New buy
19	COIN 0.25 04-01-30	Coinbase Global INC	—	EXIT	Sold out
20	QQQ	Invesco Qqq Trust Series 1	—	EXIT	Sold out
21	NAVI	Navient CORP	—	NEW	New buy
22	LITE 1.5 12-15-29	Lumentum Holdings INC	—	EXIT	Sold out
23	NVDA	Nvidia CORP	—	EXIT	Sold out
24	HPP	Hudson Pacific Properties In	—	NEW	New buy
25	RTX	Rtx CORP	—	NEW	New buy
26	NOC	Northrop Grumman CORP	—	NEW	New buy
27	LMT	Lockheed Martin CORP	—	NEW	New buy
28	VFC	Vf CORP	—	EXIT	Sold out
29	GES 3.75 04-15-28	Guess INC	—	EXIT	Sold out
30	LHX	L3harris Technologies INC	—	NEW	New buy
31	AMD	Advanced Micro Devices	—	EXIT	Sold out
32	DKNG	Draftkings Inc-cl A	—	EXIT	Sold out
33	KRMN	Karman Holdings INC	—	NEW	New buy
34	ANET	Arista Networks INC	—	NEW	New buy
35	WMT	Walmart INC	—	EXIT	Sold out
36	CHDN	Churchill Downs INC	—	EXIT	Sold out
37	HST	Host Hotels & Resorts INC	—	NEW	New buy
38	PENN	Penn Entertainment INC	—	NEW	New buy
39	SNPS	Synopsys INC	—	EXIT	Sold out
40	CORZ	Core Scientific INC	—	EXIT	Sold out
41	CRWV	Coreweave Inc-cl A	—	EXIT	Sold out
42	IBM	Intl Business Machines CORP	—	NEW	New buy
43	SMTC	Semtech CORP	—	NEW	New buy
44	PRIM	Primoris Services CORP	—	NEW	New buy
45	PI	Impinj INC	—	EXIT	Sold out
46	BYD	Boyd Gaming CORP	—	NEW	New buy
47	LTH	Life Time Group Holdings INC	—	NEW	New buy
48	ROKU	Roku INC	—	EXIT	Sold out
49	NOK	Nokia Corp-spon Adr	—	NEW	New buy
50	ROG	Rogers CORP	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-15	13F-HR	View on EDGAR
2025-12-31	2026-02-17	13F-HR	View on EDGAR
2025-09-30	2025-11-14	13F-HR	View on EDGAR
2025-06-30	2025-08-14	13F-HR	View on EDGAR
2025-03-31	2025-05-15	13F-HR	View on EDGAR
2024-12-31	2025-02-14	13F-HR	View on EDGAR
2024-09-30	2024-11-14	13F-HR	View on EDGAR
2024-06-30	2024-08-14	13F-HR	View on EDGAR
2024-03-31	2024-05-15	13F-HR	View on EDGAR
2023-12-31	2024-02-14	13F-HR	View on EDGAR
2023-09-30	2023-11-14	13F-HR	View on EDGAR
2023-06-30	2023-08-14	13F-HR	View on EDGAR
2023-03-31	2023-05-15	13F-HR	View on EDGAR
2022-12-31	2023-02-14	13F-HR	View on EDGAR
2022-09-30	2022-11-14	13F-HR	View on EDGAR
2022-06-30	2022-08-15	13F-HR	View on EDGAR
2022-03-31	2022-05-16	13F-HR	View on EDGAR
2021-12-31	2022-02-14	13F-HR	View on EDGAR
2021-09-30	2021-11-15	13F-HR	View on EDGAR
2021-06-30	2021-08-16	13F-HR	View on EDGAR
2021-03-31	2021-05-17	13F-HR	View on EDGAR
2020-12-31	2021-02-16	13F-HR	View on EDGAR
2020-09-30	2020-11-16	13F-HR	View on EDGAR
2020-06-30	2020-08-14	13F-HR	View on EDGAR
2020-03-31	2020-05-15	13F-HR	View on EDGAR
2019-12-31	2020-02-14	13F-HR	View on EDGAR
2019-09-30	2019-11-14	13F-HR	View on EDGAR
2019-06-30	2019-08-14	13F-HR	View on EDGAR
2019-03-31	2019-05-15	13F-HR	View on EDGAR
2018-12-31	2019-02-14	13F-HR	View on EDGAR
2018-09-30	2018-11-14	13F-HR	View on EDGAR
2018-06-30	2018-08-14	13F-HR	View on EDGAR
2018-03-31	2018-05-15	13F-HR	View on EDGAR
2017-12-31	2018-02-14	13F-HR	View on EDGAR
2017-09-30	2017-11-14	13F-HR	View on EDGAR
2017-06-30	2017-08-14	13F-HR	View on EDGAR
2017-03-31	2017-05-15	13F-HR	View on EDGAR
2016-12-31	2017-02-14	13F-HR	View on EDGAR
2016-09-30	2016-11-14	13F-HR	View on EDGAR
2016-06-30	2016-08-15	13F-HR	View on EDGAR
2016-03-31	2016-05-16	13F-HR	View on EDGAR
2015-12-31	2016-02-16	13F-HR	View on EDGAR
2015-09-30	2015-11-16	13F-HR	View on EDGAR
2015-06-30	2015-08-14	13F-HR	View on EDGAR
2015-03-31	2015-05-15	13F-HR	View on EDGAR
2014-12-31	2015-02-17	13F-HR	View on EDGAR
2014-09-30	2014-11-14	13F-HR	View on EDGAR
2014-06-30	2014-08-14	13F-HR	View on EDGAR
2014-03-31	2014-05-15	13F-HR	View on EDGAR
2013-12-31	2014-02-14	13F-HR	View on EDGAR
2013-09-30	2013-11-14	13F-HR	View on EDGAR
2013-06-30	2013-08-15	13F-HR	View on EDGAR