CIK: 0002011314
Total reported value
$6.3M
Reporting period: 2026-03-31 · Number of holdings: 212
LM Advisors LLC disclosed 212 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $6.3M and a quarterly turnover rate of 25.7%.
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LM Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.026 — mathematically equivalent to about 39 equally-sized positions, well below its 212 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.12), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 27% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim OMFL
-5.6% -$24.1K
Trim AMZN
-13.7% -$11.0K
Add DGRW
+160.8% $43.8K
Trim YSEP
-3.6% -$8.6K
Trim SOFI
-47.3% -$15.7K
Trim ACP
-15.6% -$9.1K
Showing top 200 holdings (of 212 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | OMFL | Invesco Russell 1000 Dyn M/f | ETF-Other | 9.50% | -1.72% | -5.65% | |
| 2 | NAC | Nuveen Ca Qlty Muni INC | Stock-Other | 5.28% | +5.23% | NEW | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 5.07% | -0.03% | +4.86% | |
| 4 | NAD | Nuveen Quality Municipal INC | Stock-Other | 4.75% | +4.71% | NEW | |
| 5 | AMZN | Amazon.com INC | Stock-Consumer Disc | 4.12% | -0.76% | -13.71% | |
| 6 | YSEP | Ft Vst Int Eq Mb Etf-usd INC | ETF-Other | 3.21% | -0.59% | -3.55% | |
| 7 | OBDC | Blue Owl Capital CORP | Stock-Financials | 2.86% | — | -11.30% | |
| 8 | MHD | Blackrock Muniholdings Fund | Stock-Other | 2.50% | +2.47% | NEW | |
| 9 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.18% | — | -9.31% | |
| 10 | SOFI | Sofi Technologies INC | Stock-Financials | 1.67% | -0.51% | -47.30% | |
| 11 | AAPL | Apple INC | Stock-Tech | 1.64% | -0.29% | -10.25% | |
| 12 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.61% | — | -1.82% | |
| 13 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.50% | — | -1.37% | |
| 14 | XJUN | Ft Vest U.s. Equity Enhance | ETF-Other | 1.49% | — | -0.20% | |
| 15 | FFEB | Ft Vest US Equity Buffer ETF | ETF-Other | 1.46% | — | -3.52% | |
| 16 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 1.43% | +0.08% | -6.63% | |
| 17 | SDVY | First Trust Smid Cap Rising | ETF-Other | 1.41% | — | +0.29% | |
| 18 | ACP | Abrdn Income Credit Strat | Stock-Other | 1.41% | -0.36% | -15.57% | |
| 19 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.27% | -0.04% | +3.78% | |
| 20 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 1.19% | — | -0.51% | |
| 21 | MSDL | Morgan Stanley Direct Lendin | Stock-Other | 1.16% | — | -17.03% | |
| 22 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 1.12% | +0.63% | +160.80% | |
| 23 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.08% | — | -1.37% | |
| 24 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.06% | — | -0.22% | |
| 25 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.03% | -0.06% | +7.19% | |
| 26 | GJAN | Ft Vest US Equity Moderate B | ETF-Other | 0.99% | — | -2.11% | |
| 27 | EEMV | Ishares Msci Emg Mkt Min Vol | ETF-Other | 0.95% | — | -1.11% | |
| 28 | GBDC | Golub Capital Bdc INC | Stock-Financials | 0.95% | — | -6.57% | |
| 29 | IHI | Ishares U.s. Medical Devices | ETF-Other | 0.93% | — | -16.62% | |
| 30 | YMAR | Ft Vt Int Equ M B- Mar-us I | ETF-Other | 0.92% | — | -0.69% | |
| 31 | SPHD | Invesco S&p 500 High Dividen | ETF-Large Cap & Growth | 0.91% | — | +3.36% | |
| 32 | RECS | Columbia Resear Enh Cor ETF | ETF-Other | 0.84% | — | -3.65% | |
| 33 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.84% | -0.18% | +0.67% | |
| 34 | DIVD | Altrius Global Dividend ETF | ETF-Other | 0.83% | +0.02% | +23.91% | |
| 35 | IAU | Ishares Gold Trust | ETF-Commodities | 0.82% | — | +4.47% | |
| 36 | BAC | Bank Of America CORP | Stock-Financials | 0.81% | — | -10.59% | |
| 37 | MUST | Columbia Multi-sect Muni INC | ETF-Other | 0.78% | -0.04% | +8.44% | |
| 38 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.77% | — | -4.00% | |
| 39 | WMT | Walmart INC | Stock-Consumer Staples | 0.73% | — | +11.28% | |
| 40 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.71% | +0.07% | +28.29% | |
| 41 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.69% | -0.03% | -10.19% | |
| 42 | FJUN | Ft Vest US Equity Buff Etf-j | ETF-Other | 0.68% | -0.21% | -14.05% | |
| 43 | XLF | Ss Financial Select Sector | ETF-Other | 0.64% | — | +3.34% | |
| 44 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.63% | — | -5.50% | |
| 45 | BSTZ | Blackrock Sci & Tech Trm Tr | Stock-Other | 0.62% | — | -8.72% | |
| 46 | MSFT | Microsoft CORP | Stock-Tech | 0.60% | — | -17.73% | |
| 47 | NVDA | Nvidia CORP | Stock-Tech | 0.59% | — | -4.14% | |
| 48 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.58% | — | -4.07% | |
| 49 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.56% | — | -4.15% | |
| 50 | LTH | Life Time Group Holdings INC | Stock-Other | 0.54% | -0.18% | -13.83% |
Performance for Q3 2026
+2.4%
Performance Last 4 Quarters
+19.2%
Based on 65% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 212 | $6.3M | 26 | |
| 2025-12-31 | 210 | $5.6M | 100 | |
| 2025-09-30 | 207 | $694.2M | 32 | |
| 2025-06-30 | 184 | $776.9M | 0 | |
| 2025-03-31 | 215 | $555.4M | 0 | |
| 2024-12-31 | 186 | $558.9M | 0 | |
| 2024-09-30 | 171 | $492.0M | 0 | |
| 2024-06-30 | 196 | $61.8B | 0 | |
| 2024-03-31 | 246 | $629.9M | 0 | |
| 2023-12-31 | 740 | $497.2M | 0 |
LM Advisors LLC's most significant position changes for 2026-03-31: New buy: Nuveen Ca Qlty Muni INC (NAC); New buy: Nuveen Quality Municipal INC (NAD); Sold out: BlackRock, Inc. (BLK); New buy: Blackrock Muniholdings Fund (MHD); New buy: Nuveen Dynamic Municipal Opp (NDMO).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-14 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-13 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-13 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-13 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-26 | Amendment | View on EDGAR |
| 2024-12-31 | 2025-02-12 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-07 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-14 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-15 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
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