CIK: 0001907480
Total reported value
$180.9M
Reporting period: 2026-03-31 · Number of holdings: 93
KLEIN PAVLIS & PEASLEY FINANCIAL, INC. disclosed 93 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $180.9M and a quarterly turnover rate of 15.3%.
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Klein Pavlis & Peasley Financial, INC.'s disclosed holdings carry a Herfindahl concentration index of 0.021 — mathematically equivalent to about 47 equally-sized positions, well below its 93 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.00), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 23% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add LDOS
+391.9% $1.9M
Trim SCCO
-33.1% -$1.2M
Add TER
-7.9% $1.7M
Trim SGOV
-11.9% -$733.3K
Add COP
-1.3% $1.1M
Trim QCOM
-4.5% -$733.8K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AEM | Agnico Eagle Mines LTD | Stock-Materials | 6.04% | +0.34% | -5.59% | |
| 2 | CCJ | Cameco CORP | Stock-Energy | 4.11% | — | -14.12% | |
| 3 | PM | Philip Morris International | Stock-Consumer Staples | 4.00% | -0.02% | +2.89% | |
| 4 | WPM | Wheaton Precious Metals CORP | Stock-Materials | 3.98% | — | -4.48% | |
| 5 | TER | Teradyne INC | Stock-Tech | 3.30% | +0.81% | -7.85% | |
| 6 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 3.08% | -0.63% | -11.89% | |
| 7 | JNJ | Johnson & Johnson | Stock-Healthcare | 3.04% | +0.10% | +0.96% | |
| 8 | SCHW | Schwab (charles) CORP | Stock-Financials | 2.90% | — | +5.67% | |
| 9 | SCCO | Southern Copper CORP | Stock-Materials | 2.69% | -0.88% | -33.11% | |
| 10 | RBA | Rb Global INC | Stock-Industrials | 2.55% | — | +5.07% | |
| 11 | FMX | Fomento Economico Mex-sp Adr | Stock-Other | 2.46% | +0.02% | -2.32% | |
| 12 | AGI | Alamos Gold Inc-class A | Stock-Materials | 2.40% | -0.05% | -9.22% | |
| 13 | MDT | Medtronic plc | Stock-Healthcare | 2.25% | -0.26% | +5.76% | |
| 14 | COP | Conocophillips | Stock-Energy | 2.18% | +0.51% | -1.30% | |
| 15 | HIG | Hartford Insurance Group INC | Stock-Financials | 2.17% | -0.06% | +5.89% | |
| 16 | CSCO | Cisco Systems INC | Stock-Tech | 1.99% | +0.19% | +17.25% | |
| 17 | IBN | Icici Bank Ltd-spon Adr | Stock-Financials | 1.90% | -0.27% | +7.40% | |
| 18 | EMBJ | Embraer Sa-spon Adr | Stock-Industrials | 1.66% | -0.24% | +1.39% | |
| 19 | ROK | Rockwell Automation INC | Stock-Industrials | 1.52% | — | +6.71% | |
| 20 | ABT | Abbott Laboratories | Stock-Healthcare | 1.47% | -0.19% | +15.28% | |
| 21 | FNV | Franco-nevada CORP | Stock-Materials | 1.38% | +0.14% | -0.43% | |
| 22 | LDOS | Leidos Holdings INC | Stock-Tech | 1.37% | +1.03% | +391.87% | |
| 23 | B | Barrick Mining CORP | Stock-Materials | 1.31% | — | +3.69% | |
| 24 | SO | Southern Co/the | Stock-Utilities | 1.26% | +0.09% | +4.12% | |
| 25 | UL | Unilever Plc-sponsored Adr | Stock-Consumer Staples | 1.22% | — | +12.38% | |
| 26 | SONY | Sony Group CORP - Sp Adr | Stock-Tech | 1.21% | — | +26.43% | |
| 27 | UNM | Unum Group | Stock-Financials | 1.20% | — | +2.59% | |
| 28 | OPRA | Opera Ltd-adr | Stock-Other | 1.16% | +0.32% | +46.33% | |
| 29 | CINF | Cincinnati Financial CORP | Stock-Financials | 1.07% | +0.04% | +14.67% | |
| 30 | TSCO | Tractor Supply Company | Stock-Consumer Disc | 1.06% | — | +6.01% | |
| 31 | QCOM | Qualcomm INC | Stock-Tech | 1.04% | -0.50% | -4.53% | |
| 32 | BBVA | Banco Bilbao Vizcaya-sp Adr | Stock-Financials | 1.01% | — | -0.28% | |
| 33 | TOST | Toast Inc-class A | Stock-Tech | 0.99% | — | +38.41% | |
| 34 | MAS | Masco CORP | Stock-Industrials | 0.99% | — | +8.33% | |
| 35 | AVB | Avalonbay Communities INC | Stock-Real Estate | 0.97% | +0.06% | +25.82% | |
| 36 | HUBB | Hubbell INC | Stock-Industrials | 0.92% | +0.09% | +6.15% | |
| 37 | JBL | Jabil INC | Stock-Tech | 0.92% | — | -6.33% | |
| 38 | EOG | Eog Resources INC | Stock-Energy | 0.89% | +0.20% | +0.04% | |
| 39 | AEP | American Electric Power | Stock-Utilities | 0.86% | +0.09% | +4.61% | |
| 40 | ZM | Zoom Communications INC | Stock-Tech | 0.84% | — | +7.14% | |
| 41 | AMX | America Movil Sab De Cv | Stock-Other | 0.84% | +0.19% | +11.10% | |
| 42 | CMG | Chipotle Mexican Grill INC | Stock-Consumer Disc | 0.78% | -0.16% | +2.22% | |
| 43 | AZN | AstraZeneca PLC | Stock-Healthcare | 0.78% | +0.78% | NEW | |
| 44 | RTO | Rentokil Initial Plc-sp Adr | Stock-Other | 0.76% | +0.05% | +6.60% | |
| 45 | MCK | Mckesson CORP | Stock-Healthcare | 0.73% | — | +3.93% | |
| 46 | HSY | Hershey Co/the | Stock-Consumer Staples | 0.73% | +0.07% | +2.35% | |
| 47 | DGX | Quest Diagnostics INC | Stock-Healthcare | 0.70% | +0.13% | +16.04% | |
| 48 | PEG | Public Service Enterprise Gp | Stock-Utilities | 0.70% | — | +9.85% | |
| 49 | IMO | Imperial Oil LTD | Stock-Energy | 0.67% | +0.17% | -6.26% | |
| 50 | AME | Ametek INC | Stock-Industrials | 0.66% | — | +0.60% |
Performance for Q3 2026
-3.7%
Performance Last 4 Quarters
+24.7%
Based on 74% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 93 | $180.9M | 15 | |
| 2025-12-31 | 92 | $169.7M | 28 | |
| 2025-09-30 | 90 | $162.9M | 64 | |
| 2025-06-30 | 73 | $149.9M | 0 | |
| 2025-03-31 | 76 | $138.9M | 0 | |
| 2024-12-31 | 75 | $123.7M | 0 | |
| 2024-09-30 | 80 | $124.9M | 0 | |
| 2024-06-30 | 77 | $112.6M | 0 | |
| 2024-03-31 | 76 | $110.7M | 0 | |
| 2023-12-31 | 73 | $107.3M | 0 |
Klein Pavlis & Peasley Financial, INC.'s most significant position changes for 2026-03-31: New buy: AstraZeneca PLC (AZN); Sold out: Astrazeneca Plc-spons Adr (AZNN); New buy: Synchrony Financial (SYF); New buy: T-mobile US INC (TMUS); Sold out: Csg Systems International In.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | LDOS | Leidos Holdings INC | +1% | +391.87% | Add |
| 2 | TER | Teradyne INC | +0.8% | -7.85% | Trim |
| 3 | COP | Conocophillips | +0.5% | -1.30% | Trim |
| 4 | AEM | Agnico Eagle Mines LTD | +0.3% | -5.59% | Trim |
| 5 | OPRA | Opera Ltd-adr | +0.3% | +46.33% | Add |
| 6 | EOG | Eog Resources INC | +0.2% | +0.04% | Add |
| 7 | CSCO | Cisco Systems INC | +0.2% | +17.25% | Add |
| 8 | AMX | America Movil Sab De Cv | +0.2% | +11.10% | Add |
| 9 | IMO | Imperial Oil LTD | +0.2% | -6.26% | Trim |
| 10 | FNV | Franco-nevada CORP | +0.1% | -0.43% | Trim |
| 11 | DGX | Quest Diagnostics INC | +0.1% | +16.04% | Add |
| 12 | JNJ | Johnson & Johnson | +0.1% | +0.96% | Add |
| 13 | SO | Southern Co/the | +0.1% | +4.12% | Add |
| 14 | AEP | American Electric Power | +0.1% | +4.61% | Add |
| 15 | HUBB | Hubbell INC | +0.1% | +6.15% | Add |
| 16 | HSY | Hershey Co/the | +0.1% | +2.35% | Add |
| 17 | BWXT | Bwx Technologies INC | +0.1% | +3.40% | Add |
| 18 | AVB | Avalonbay Communities INC | +0.1% | +25.82% | Add |
| 19 | FCX | Freeport-mcmoran INC | +0.1% | +0.95% | Add |
| 20 | RTO | Rentokil Initial Plc-sp Adr | +0.1% | +6.60% | Add |
| 21 | CINF | Cincinnati Financial CORP | 0% | +14.67% | Add |
| 22 | FMX | Fomento Economico Mex-sp Adr | 0% | -2.32% | Trim |
| 23 | WPM | Wheaton Precious Metals CORP | — | -4.48% | Trim |
| 24 | PM | Philip Morris International | 0% | +2.89% | Add |
| 25 | AGI | Alamos Gold Inc-class A | -0.1% | -9.22% | Trim |
| 26 | HIG | Hartford Insurance Group INC | -0.1% | +5.89% | Add |
| 27 | AMAT | Applied Materials INC | -0.1% | -35.61% | Trim |
| 28 | CMG | Chipotle Mexican Grill INC | -0.2% | +2.22% | Add |
| 29 | ABT | Abbott Laboratories | -0.2% | +15.28% | Add |
| 30 | EMBJ | Embraer Sa-spon Adr | -0.2% | +1.39% | Add |
| 31 | MDT | Medtronic plc | -0.3% | +5.76% | Add |
| 32 | IBN | Icici Bank Ltd-spon Adr | -0.3% | +7.40% | Add |
| 33 | QCOM | Qualcomm INC | -0.5% | -4.53% | Trim |
| 34 | SGOV | Ishares 0-3 Month Treasury B | -0.6% | -11.89% | Trim |
| 35 | SCCO | Southern Copper CORP | -0.9% | -33.11% | Trim |
| 36 | AZN | AstraZeneca PLC | — | NEW | New buy |
| 37 | AZNN | Astrazeneca Plc-spons Adr | — | EXIT | Sold out |
| 38 | SYF | Synchrony Financial | — | NEW | New buy |
| 39 | TMUS | T-mobile US INC | — | NEW | New buy |
| 40 | ✓ | Csg Systems International In | — | EXIT | Sold out |
| 41 | MA | Mastercard INC - A | — | EXIT | Sold out |
| 42 | GOOGL | Alphabet Inc-cl A | — | NEW | New buy |
| 43 | VTI | Vanguard Total Stock Mkt ETF | — | NEW | New buy |
| 44 | EME | Emcor Group INC | — | NEW | New buy |
| 45 | NVDA | Nvidia CORP | — | NEW | New buy |
| 46 | META | Meta Platforms Inc-class A | — | EXIT | Sold out |
| 47 | SSNC | Ss&c Technologies Holdings | — | EXIT | Sold out |
| 48 | VXUS | Vanguard Total Intl Stock | — | NEW | New buy |
| 49 | SLM | Slm CORP | — | EXIT | Sold out |
| 50 | MSFT | Microsoft CORP | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-23 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-14 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-28 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-17 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-09 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-27 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-24 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-26 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-07 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-12 | 13F-HR | View on EDGAR |
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