CIK: 0001598177
Total reported value
$121.9M
Reporting period: 2026-03-31 · Number of holdings: 76
HOERTKORN RICHARD CHARLES disclosed 76 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $121.9M and a quarterly turnover rate of 71.8%.
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Hoertkorn Richard Charles's disclosed holdings carry a Herfindahl concentration index of 0.048 — mathematically equivalent to about 21 equally-sized positions, well below its 76 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.63), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Trim MRVL
-74.9% -$16.1M
Trim AEP
-65.1% -$13.5M
Add GOOGL
-35.9% -$8.3M
Trim AAPL
-56.6% -$14.6M
Trim BAC
-58.2% -$9.4M
Trim PG
-69.2% -$6.3M
Showing top 75 holdings (of 76 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 9.74% | +1.92% | -35.87% | |
| 2 | AAPL | Apple INC | Stock-Tech | 8.16% | -1.37% | -56.58% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 8.08% | +0.70% | -32.32% | |
| 4 | JPM | Jpmorgan Chase & Co | Stock-Financials | 6.96% | +0.77% | -41.72% | |
| 5 | MRVL | Marvell Technology, Inc. | Stock-Tech | 5.45% | -3.38% | -74.93% | |
| 6 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 5.25% | -2.49% | -65.12% | |
| 7 | KMI | Kinder Morgan INC | Stock-Energy | 5.05% | -0.16% | -62.35% | |
| 8 | BAC | Bank Of America CORP | Stock-Financials | 4.53% | -1.26% | -58.21% | |
| 9 | GEV | GE Vernova INC | Stock-Industrials | 4.16% | +0.03% | -61.97% | |
| 10 | ✓ | Schwab Charles CORP New | Stock-Other | 3.62% | +0.34% | -44.49% | |
| 11 | HD | Home Depot INC | Stock-Consumer Disc | 3.46% | +0.80% | -35.54% | |
| 12 | BA | Boeing Co/the | Stock-Industrials | 2.99% | +0.01% | -48.20% | |
| 13 | CSCO | Cisco Systems INC | Stock-Tech | 2.74% | +0.94% | -28.41% | |
| 14 | DVN | Devon Energy CORP | Stock-Energy | 2.36% | +0.84% | -46.39% | |
| 15 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.31% | -1.22% | -69.18% | |
| 16 | TMUS | T-mobile US INC | Stock-Comm Services | 2.29% | -0.47% | -62.01% | |
| 17 | INTC | Intel CORP | Stock-Tech | 2.10% | +0.83% | -34.49% | |
| 18 | 9990302D | Apache CORP | Stock-Other | 1.99% | +0.41% | -65.52% | |
| 19 | XOM | Exxon Mobil CORP | Stock-Energy | 1.89% | +0.63% | -49.79% | |
| 20 | CVX | Chevron CORP | Stock-Energy | 1.76% | +0.95% | -24.58% | |
| 21 | F | Ford Motor Co | Stock-Consumer Disc | 1.75% | +0.11% | -42.50% | |
| 22 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.67% | +0.57% | -29.57% | |
| 23 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.26% | +0.74% | -3.09% | |
| 24 | PSKY | Paramount Skydance Cl B | Stock-Comm Services | 1.16% | -0.28% | -43.57% | |
| 25 | PYPL | Paypal Holdings INC | Stock-Financials | 1.10% | -0.21% | -48.53% | |
| 26 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.10% | +0.53% | -3.45% | |
| 27 | AMD | Advanced Micro Devices | Stock-Tech | 1.09% | -0.20% | -57.95% | |
| 28 | NVDA | Nvidia CORP | Stock-Tech | 1.07% | -0.28% | -60.12% | |
| 29 | CBRE | Cbre Group INC - A | Stock-Real Estate | 0.60% | +0.07% | -34.69% | |
| 30 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.54% | -0.46% | -71.82% | |
| 31 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.53% | +0.24% | — | |
| 32 | ITW | Illinois Tool Works | Stock-Industrials | 0.43% | +0.24% | — | |
| 33 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.37% | +0.03% | -38.96% | |
| 34 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.28% | +0.11% | -17.54% | |
| 35 | DNP | Dnp Select Income Fund INC | Stock-Financials | 0.26% | — | -2.64% | |
| 36 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.23% | +0.11% | -17.21% | |
| 37 | RTX | Rtx CORP | Stock-Industrials | 0.22% | +0.12% | — | |
| 38 | PFE | Pfizer INC | Stock-Healthcare | 0.20% | — | -13.93% | |
| 39 | JHI | John Hancock Investors Tr | Stock-Other | 0.15% | +0.08% | — | |
| 40 | CG | Carlyle Group Inc/the | Stock-Financials | 0.14% | -0.31% | -82.14% | |
| 41 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.13% | +0.05% | -8.76% | |
| 42 | PEP | Pepsico INC | Stock-Consumer Staples | 0.12% | +0.07% | — | |
| 43 | T | At&t INC | Stock-Comm Services | 0.10% | +0.06% | — | |
| 44 | NTRS | Northern Trust CORP | Stock-Financials | 0.09% | — | — | |
| 45 | MMT | Aberdeen Multimarket Income | Stock-Other | 0.08% | — | — | |
| 46 | PSA | Public Storage | Stock-Real Estate | 0.08% | — | — | |
| 47 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.05% | — | — | |
| 48 | YUM | Yum! Brands INC | Stock-Consumer Disc | 0.05% | — | — | |
| 49 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.04% | +0.01% | -36.84% | |
| 50 | VV | Vanguard Large-cap ETF | ETF-Other | 0.04% | — | — |
Performance for Q3 2026
+3.2%
Performance Last 4 Quarters
+31.3%
Based on 73% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 76 | $121.9M | 72 | |
| 2025-12-31 | 79 | $257.4M | 10 | |
| 2025-09-30 | 79 | $258.6M | 22 | |
| 2025-06-30 | 80 | $236.2M | 0 | |
| 2025-03-31 | 81 | $216.2M | 100 | |
| 2024-12-31 | 82 | $243.2M | 0 | |
| 2024-09-30 | 83 | $231.8M | 0 | |
| 2024-06-30 | 86 | $229.6M | 0 | |
| 2024-03-31 | 83 | $232.9M | 0 | |
| 2023-12-31 | 84 | $221.8M | 0 | |
| 2023-09-30 | 82 | $199.9M | 0 | |
| 2023-06-30 | 87 | $207.6M | 0 | |
| 2023-03-31 | 88 | $193.6M | 0 | |
| 2022-12-31 | 87 | $188.5M | 0 | |
| 2022-09-30 | 85 | $174.7M | 0 | |
| 2022-06-30 | 80 | $181.7M | 0 | |
| 2022-03-31 | 83 | $227.6M | 0 | |
| 2021-12-31 | 85 | $247.0M | 0 | |
| 2021-09-30 | 84 | $222.5M | 0 | |
| 2021-06-30 | 82 | $223.5M | 95 | |
| 2021-03-31 | 84 | $202.6M | 14 | |
| 2020-12-31 | 84 | $181.8M | 21 | |
| 2020-09-30 | 83 | $150.9M | 11 | |
| 2020-06-30 | 85 | $146.8M | 27 | |
| 2020-03-31 | 84 | $122.1M | 31 | |
| 2019-12-31 | 83 | $162.5M | 11 | |
| 2019-09-30 | 89 | $154.6M | 7 | |
| 2019-06-30 | 86 | $150.3M | 7 | |
| 2019-03-31 | 85 | $150.7M | 15 | |
| 2018-12-31 | 86 | $142.0M | 19 | |
| 2018-09-30 | 88 | $168.6M | 8 | |
| 2018-06-30 | 89 | $163.2M | 10 | |
| 2018-03-31 | 90 | $162.2M | 8 | |
| 2017-12-31 | 91 | $168.6M | 16 | |
| 2017-09-30 | 89 | $157.7M | 8 | |
| 2017-06-30 | 86 | $151.0M | 9 | |
| 2017-03-31 | 86 | $150.0M | 8 | |
| 2016-12-31 | 89 | $144.5M | 18 | |
| 2016-09-30 | 90 | $128.4M | 15 | |
| 2016-06-30 | 93 | $125.4M | 10 | |
| 2016-03-31 | 93 | $124.8M | 12 | |
| 2015-12-31 | 98 | $133.2M | 12 | |
| 2015-09-30 | 96 | $126.9M | 16 | |
| 2015-06-30 | 94 | $134.0M | 6 | |
| 2015-03-31 | 98 | $134.4M | 9 | |
| 2014-12-31 | 101 | $141.1M | 12 | |
| 2014-09-30 | 97 | $135.3M | 12 | |
| 2014-06-30 | 91 | $134.1M | 12 | |
| 2014-03-31 | 90 | $127.4M | 19 | |
| 2013-12-31 | 96 | $129.5M | 0 |
Hoertkorn Richard Charles's most significant position changes for 2026-03-31: Sold out: Conocophillips (COP); Sold out: Blackstone INC (BX); Sold out: Kimberly-clark CORP (KMB); Sold out: Kura Oncology INC (KURA); Trim: Marvell Technology, Inc. (MRVL) — shares -74.93%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GOOGL | Alphabet Inc-cl A | +1.9% | -35.87% | Trim |
| 2 | CVX | Chevron CORP | +1% | -24.58% | Trim |
| 3 | CSCO | Cisco Systems INC | +0.9% | -28.41% | Trim |
| 4 | DVN | Devon Energy CORP | +0.8% | -46.39% | Trim |
| 5 | INTC | Intel CORP | +0.8% | -34.49% | Trim |
| 6 | HD | Home Depot INC | +0.8% | -35.54% | Trim |
| 7 | JPM | Jpmorgan Chase & Co | +0.8% | -41.72% | Trim |
| 8 | JNJ | Johnson & Johnson | +0.7% | -3.09% | Trim |
| 9 | MSFT | Microsoft CORP | +0.7% | -32.32% | Trim |
| 10 | XOM | Exxon Mobil CORP | +0.6% | -49.79% | Trim |
| 11 | MCD | Mcdonald's CORP | +0.6% | -29.57% | Trim |
| 12 | BRK-B | Berkshire Hathaway Inc-cl B | +0.5% | -3.45% | Trim |
| 13 | 9990302D | Apache CORP | +0.4% | -65.52% | Trim |
| 14 | ✓ | Schwab Charles CORP New | +0.3% | -44.49% | Trim |
| 15 | LLY | Eli Lilly & Co | +0.2% | — | Unchanged |
| 16 | ITW | Illinois Tool Works | +0.2% | — | Unchanged |
| 17 | RTX | Rtx CORP | +0.1% | — | Unchanged |
| 18 | F | Ford Motor Co | +0.1% | -42.50% | Trim |
| 19 | GOOG | Alphabet Inc-cl C | +0.1% | -17.54% | Trim |
| 20 | KO | Coca-cola Co/the | +0.1% | -17.21% | Trim |
| 21 | JHI | John Hancock Investors Tr | +0.1% | — | Unchanged |
| 22 | CBRE | Cbre Group INC - A | +0.1% | -34.69% | Trim |
| 23 | PEP | Pepsico INC | +0.1% | — | Unchanged |
| 24 | T | At&t INC | +0.1% | — | Unchanged |
| 25 | VOOG | Vanguard S&p 500 Growth ETF | +0.1% | -8.76% | Trim |
| 26 | GEV | GE Vernova INC | 0% | -61.97% | Trim |
| 27 | DIS | Walt Disney Co/the | 0% | -38.96% | Trim |
| 28 | SLB | Slb LTD | 0% | — | Unchanged |
| 29 | BA | Boeing Co/the | 0% | -48.20% | Trim |
| 30 | SBUX | Starbucks CORP | 0% | -36.84% | Trim |
| 31 | WYNN | Wynn Resorts LTD | 0% | -33.33% | Trim |
| 32 | ✓ | Otis Worldwide CORP Com | — | -53.13% | Trim |
| 33 | BABA | Alibaba Group Holding-sp Adr | -0.1% | -99.00% | Trim |
| 34 | KMI | Kinder Morgan INC | -0.2% | -62.35% | Trim |
| 35 | AMD | Advanced Micro Devices | -0.2% | -57.95% | Trim |
| 36 | PYPL | Paypal Holdings INC | -0.2% | -48.53% | Trim |
| 37 | PSKY | Paramount Skydance Cl B | -0.3% | -43.57% | Trim |
| 38 | NVDA | Nvidia CORP | -0.3% | -60.12% | Trim |
| 39 | CG | Carlyle Group Inc/the | -0.3% | -82.14% | Trim |
| 40 | AMZN | Amazon.com INC | -0.5% | -71.82% | Trim |
| 41 | TMUS | T-mobile US INC | -0.5% | -62.01% | Trim |
| 42 | PG | Procter & Gamble Co/the | -1.2% | -69.18% | Trim |
| 43 | BAC | Bank Of America CORP | -1.3% | -58.21% | Trim |
| 44 | AAPL | Apple INC | -1.4% | -56.58% | Trim |
| 45 | AEP | American Electric Power Company, Inc. | -2.5% | -65.12% | Trim |
| 46 | MRVL | Marvell Technology, Inc. | -3.4% | -74.93% | Trim |
| 47 | COP | Conocophillips | — | EXIT | Sold out |
| 48 | BX | Blackstone INC | — | EXIT | Sold out |
| 49 | KMB | Kimberly-clark CORP | — | EXIT | Sold out |
| 50 | KURA | Kura Oncology INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-30 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-27 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-27 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-07 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-24 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-12 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-22 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-22 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-02 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-15 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-23 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-07 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-19 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-10 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-01 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-15 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-02 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-26 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-12 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-21 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-29 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-09 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-27 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-01 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-29 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-24 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-09 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-30 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-24 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-18 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-01 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-17 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-25 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-27 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-13 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-27 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-11 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-28 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-21 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-14 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-20 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-15 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-10 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-04 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-09 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-28 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-28 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-30 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-11 | 13F-HR | View on EDGAR |
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