CIK: 0001901403
Total reported value
$1.6B
Reporting period: 2026-03-31 · Number of holdings: 611
GUARDIAN WEALTH ADVISORS, LLC / NC disclosed 611 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.6B and a quarterly turnover rate of 8.4%.
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Guardian Wealth Advisors, LLC / Nc's disclosed holdings carry a Herfindahl concentration index of 0.033 — mathematically equivalent to about 30 equally-sized positions, well below its 611 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.35), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 21% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim USFR
-36.9% -$8.1M
Trim MSFT
-1.9% -$5.0M
Add BPRE
+76.1% $3.3M
Trim AAPL
-3.5% -$3.5M
Trim NVDA
-1.9% -$3.3M
Trim TSLA
-3.7% -$3.0M
Showing top 200 holdings (of 611 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ACIO | Aptus Collared Invest Opp | ETF-Other | 11.82% | -0.07% | +2.10% | |
| 2 | DRSK | Aptus Defined Risk ETF | ETF-Other | 7.76% | +0.06% | +3.55% | |
| 3 | SCHX | Schwab US Large-cap ETF | ETF-Other | 4.48% | — | +5.73% | |
| 4 | OSCV | Opus Small Cap Value ETF | ETF-Small Cap | 3.82% | +0.13% | -4.09% | |
| 5 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 3.74% | -0.02% | +2.91% | |
| 6 | CGDV | Cap Group Dividend Value | ETF-Other | 3.37% | -0.03% | +0.23% | |
| 7 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 3.11% | -0.01% | -0.45% | |
| 8 | RDVY | First Trust Rising Dividend | ETF-Other | 2.77% | -0.01% | +0.30% | |
| 9 | LQTI | Ft Vest Invst Grd Trgt I ETF | ETF-Other | 2.54% | +0.16% | +8.06% | |
| 10 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.32% | +0.15% | +2.70% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 2.30% | -0.18% | -1.94% | |
| 12 | FRDM | Freedom 100 Emeging Mrkt ETF | ETF-Other | 2.10% | +0.10% | -2.59% | |
| 13 | AAPL | Apple INC | Stock-Tech | 2.01% | -0.19% | -3.49% | |
| 14 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 1.82% | +0.11% | +5.62% | |
| 15 | GSEW | Goldman Sachs Eql Wght Large | ETF-Commodities | 1.58% | -0.07% | -4.80% | |
| 16 | SDVY | First Trust Smid Cap Rising | ETF-Other | 1.36% | +0.16% | +8.34% | |
| 17 | ADME | Aptus Drwdwn Mgd Eqty ETF | ETF-Other | 1.29% | — | +1.25% | |
| 18 | DUBS | Aptus Lrg Cap Enh Yld ETF | ETF-Other | 1.09% | — | +5.52% | |
| 19 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.00% | -0.04% | +0.04% | |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.96% | -0.03% | +0.58% | |
| 21 | MSFT | Microsoft CORP | Stock-Tech | 0.95% | -0.30% | -1.94% | |
| 22 | DBND | Doubleline Oppor Cor Bnd-usd | ETF-Other | 0.89% | — | -0.05% | |
| 23 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 0.87% | -0.49% | -36.86% | |
| 24 | JUCY | Aptus Enhanced Yield ETF | ETF-Other | 0.87% | — | -3.95% | |
| 25 | DFAI | Dimensional International Co | ETF-Other | 0.85% | — | +1.33% | |
| 26 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.84% | -0.05% | +0.50% | |
| 27 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.84% | — | +0.49% | |
| 28 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.80% | — | -0.41% | |
| 29 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.75% | -0.10% | -9.47% | |
| 30 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.75% | -0.09% | -2.24% | |
| 31 | TSLA | Tesla INC | Stock-Consumer Disc | 0.75% | -0.17% | -3.67% | |
| 32 | AVGO | Broadcom INC | Stock-Tech | 0.72% | -0.11% | -4.77% | |
| 33 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.70% | — | -3.24% | |
| 34 | HD | Home Depot INC | Stock-Consumer Disc | 0.57% | — | -0.40% | |
| 35 | V | Visa Inc-class A Shares | Stock-Financials | 0.53% | -0.08% | -1.04% | |
| 36 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.53% | -0.07% | -8.30% | |
| 37 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.53% | -0.06% | -3.05% | |
| 38 | ONEQ | Fidelity Nasdaq Comp Indx | ETF-Tech | 0.52% | -0.07% | -6.49% | |
| 39 | SH | Proshares Short S&p500 | ETF-Other | 0.47% | +0.47% | NEW | |
| 40 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.46% | — | +2.06% | |
| 41 | WMT | Walmart INC | Stock-Consumer Staples | 0.45% | — | -4.30% | |
| 42 | BOXX | Alpha Architect 1-3 Mnth Box | ETF-Other | 0.43% | +0.09% | +23.46% | |
| 43 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.43% | — | -1.04% | |
| 44 | BPRE | Bluerock Private Real Estate | Stock-Financials | 0.42% | +0.21% | +76.08% | |
| 45 | CGGR | Cap Group Growth Equity | ETF-Other | 0.41% | — | +5.96% | |
| 46 | XCEM | Columbia Em Core Ex-china | ETF-Emerging Markets | 0.41% | — | -5.69% | |
| 47 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.41% | — | +4.66% | |
| 48 | INFL | Horizon Kinetics Infl Benef | ETF-Other | 0.38% | +0.09% | +10.14% | |
| 49 | VONG | Vanguard Russell 1000 Growth | ETF-Other | 0.36% | — | +3.23% | |
| 50 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.34% | — | -6.83% |
Performance for Q3 2026
+2.7%
Performance Last 4 Quarters
+18%
Based on 80% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 611 | $1.6B | 8 | |
| 2025-12-31 | 366 | $1.6B | 9 | |
| 2025-09-30 | 357 | $1.5B | 35 | |
| 2025-06-30 | 550 | $1.4B | 0 | |
| 2025-03-31 | 528 | $1.3B | 0 | |
| 2024-12-31 | 518 | $1.3B | 0 | |
| 2024-09-30 | 453 | $942.3M | 0 | |
| 2024-06-30 | 438 | $855.1M | 0 | |
| 2024-03-31 | 452 | $817.2M | 0 | |
| 2023-12-31 | 440 | $658.0M | 0 | |
| 2023-09-30 | 422 | $588.1M | 0 | |
| 2023-06-30 | 415 | $583.9M | 0 | |
| 2023-03-31 | 412 | $569.7M | 0 | |
| 2022-12-31 | 374 | $520.2M | 0 | |
| 2022-09-30 | 352 | $536.6M | 0 | |
| 2022-06-30 | 352 | $547.5M | 0 | |
| 2022-03-31 | 252 | $231.9M | 0 | |
| 2021-12-31 | 245 | $232.6M | 0 |
Guardian Wealth Advisors, LLC / Nc's most significant position changes for 2026-03-31: New buy: Proshares Short S&p500 (SH); Sold out: Owens Corning (OC); New buy: Pros K-1 Free Cr Oil Etf-usd (OILK); Trim: Wisdomtree Floating Rate Tre (USFR) — shares -36.86%; Trim: Microsoft CORP (MSFT) — shares -1.94%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BPRE | Bluerock Private Real Estate | +0.2% | +76.08% | Add |
| 2 | SDVY | First Trust Smid Cap Rising | +0.2% | +8.34% | Add |
| 3 | LQTI | Ft Vest Invst Grd Trgt I ETF | +0.2% | +8.06% | Add |
| 4 | VEA | Vanguard Ftse Developed ETF | +0.2% | +2.70% | Add |
| 5 | OSCV | Opus Small Cap Value ETF | +0.1% | -4.09% | Trim |
| 6 | JCPB | Jpmorgan Core Plus Bond ETF | +0.1% | +5.62% | Add |
| 7 | FRDM | Freedom 100 Emeging Mrkt ETF | +0.1% | -2.59% | Trim |
| 8 | INFL | Horizon Kinetics Infl Benef | +0.1% | +10.14% | Add |
| 9 | BOXX | Alpha Architect 1-3 Mnth Box | +0.1% | +23.46% | Add |
| 10 | CVX | Chevron CORP | +0.1% | +36.15% | Add |
| 11 | FTGC | First Trust Global Tactical | +0.1% | +8.41% | Add |
| 12 | KHPI | Kensington Hedged Prm In ETF | +0.1% | +36.95% | Add |
| 13 | JANB | Aptus January Buffer ETF | +0.1% | +48.63% | Add |
| 14 | XOM | Exxon Mobil CORP | +0.1% | -0.19% | Trim |
| 15 | DRSK | Aptus Defined Risk ETF | +0.1% | +3.55% | Add |
| 16 | BALT | Inn Defined Wealth Shield | +0.1% | +322.58% | Add |
| 17 | TBIL | F/m US Treasury 3 Month Bill | +0.1% | +50.69% | Add |
| 18 | PLTR | Palantir Technologies Inc-a | 0% | +73.25% | Add |
| 19 | PWR | Quanta Services INC | 0% | -7.60% | Trim |
| 20 | FANG | Diamondback Energy INC | 0% | -3.46% | Trim |
| 21 | BUFR | Ft Vest Lad Buffervetf-usd I | 0% | -0.45% | Trim |
| 22 | RDVY | First Trust Rising Dividend | 0% | +0.30% | Add |
| 23 | VOO | Vanguard S&p 500 ETF | 0% | +2.91% | Add |
| 24 | CGDV | Cap Group Dividend Value | 0% | +0.23% | Add |
| 25 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +0.58% | Add |
| 26 | IVV | Ishares Core S&p 500 ETF | 0% | +0.04% | Add |
| 27 | GOOGL | Alphabet Inc-cl A | -0.1% | +0.50% | Add |
| 28 | AKRE | Akre Focus ETF | -0.1% | -8.06% | Trim |
| 29 | BR | Broadridge Financial Solutio | -0.1% | +0.93% | Add |
| 30 | GOOG | Alphabet Inc-cl C | -0.1% | -6.12% | Trim |
| 31 | GLD | Spdr Gold Shares | -0.1% | -53.30% | Trim |
| 32 | JPM | Jpmorgan Chase & Co | -0.1% | -3.05% | Trim |
| 33 | ACIO | Aptus Collared Invest Opp | -0.1% | +2.10% | Add |
| 34 | GSEW | Goldman Sachs Eql Wght Large | -0.1% | -4.80% | Trim |
| 35 | ONEQ | Fidelity Nasdaq Comp Indx | -0.1% | -6.49% | Trim |
| 36 | SPYM | Ste Str Spdr Pt S&p 500 ETF | -0.1% | -8.30% | Trim |
| 37 | V | Visa Inc-class A Shares | -0.1% | -1.04% | Trim |
| 38 | LLY | Eli Lilly & Co | -0.1% | -10.02% | Trim |
| 39 | AMZN | Amazon.com INC | -0.1% | -2.24% | Trim |
| 40 | ITOT | Ishares Core S&p Total U.s. | -0.1% | -9.47% | Trim |
| 41 | AVGO | Broadcom INC | -0.1% | -4.77% | Trim |
| 42 | XHLF | Bondbloxx Bbg 6 Mth US Treas | -0.1% | -31.57% | Trim |
| 43 | TSLA | Tesla INC | -0.2% | -3.67% | Trim |
| 44 | NVDA | Nvidia CORP | -0.2% | -1.94% | Trim |
| 45 | AAPL | Apple INC | -0.2% | -3.49% | Trim |
| 46 | MSFT | Microsoft CORP | -0.3% | -1.94% | Trim |
| 47 | USFR | Wisdomtree Floating Rate Tre | -0.5% | -36.86% | Trim |
| 48 | SH | Proshares Short S&p500 | — | NEW | New buy |
| 49 | OC | Owens Corning | — | EXIT | Sold out |
| 50 | OILK | Pros K-1 Free Cr Oil Etf-usd | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-14 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-14 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-15 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-14 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-15 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-14 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-15 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-16 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-05-16 | Amendment | View on EDGAR |
| 2021-12-31 | 2022-02-14 | 13F-HR | View on EDGAR |
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