CIK: 0000728572
Total reported value
$126.4M
Reporting period: 2015-03-31 · Number of holdings: 502
GUARDIAN INVESTOR SERVICES LLC disclosed 502 holdings in its latest 13F filing for the period ending 2015-03-31, with total reported value of $126.4M and a quarterly turnover rate of 10.5%.
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Guardian Investor Services LLC's disclosed holdings carry a Herfindahl concentration index of 0.007 — mathematically equivalent to about 148 equally-sized positions, well below its 502 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.55), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 53% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add AAPL
-0.9% $526.0K
Trim MSFT
-0.7% -$346.0K
Add G0083B108
+47.8% $332.0K
Trim XOM
-1.1% -$247.0K
Trim INTC
-2.2% -$191.0K
Trim BAC
-0.2% -$184.0K
Showing top 200 holdings (of 502 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 3.96% | +0.41% | -0.87% | |
| 2 | XOM | Exxon Mobil CORP | Stock-Energy | 1.95% | -0.20% | -1.13% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 1.82% | -0.28% | -0.66% | |
| 4 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.53% | -0.07% | -0.85% | |
| 5 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.44% | -0.06% | -0.17% | |
| 6 | WFC | Wells Fargo & Co | Stock-Financials | 1.39% | — | -0.87% | |
| 7 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.36% | — | +0.04% | |
| 8 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.23% | -0.05% | -0.45% | |
| 9 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.21% | -0.14% | -0.20% | |
| 10 | PFE | Pfizer INC | Stock-Healthcare | 1.16% | +0.08% | -2.91% | |
| 11 | VZ | Verizon Communications INC | Stock-Comm Services | 1.10% | — | -0.08% | |
| 12 | CVX | Chevron CORP | Stock-Energy | 1.08% | -0.08% | -0.73% | |
| 13 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.94% | +0.05% | +0.21% | |
| 14 | T | At&t INC | Stock-Comm Services | 0.93% | — | -0.12% | |
| 15 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.90% | +0.09% | — | |
| 16 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.89% | — | -0.63% | |
| 17 | BAC | Bank Of America CORP | Stock-Financials | 0.88% | -0.15% | -0.16% | |
| 18 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.87% | — | -0.50% | |
| 19 | GOOG | Alphabet A | Stock-Comm Services | 0.87% | — | — | |
| 20 | ✓ | Google INC Class C | Stock-Other | 0.86% | — | +0.30% | |
| 21 | C | Citigroup INC | Stock-Financials | 0.85% | — | -0.08% | |
| 22 | HD | Home Depot INC | Stock-Consumer Disc | 0.82% | +0.06% | -0.19% | |
| 23 | INTC | Intel CORP | Stock-Tech | 0.81% | -0.15% | -2.23% | |
| 24 | IBM | Intl Business Machines CORP | Stock-Tech | 0.81% | — | -0.30% | |
| 25 | GILD | Gilead Sciences INC | Stock-Healthcare | 0.80% | — | -1.41% | |
| 26 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.78% | — | -1.55% | |
| 27 | PEP | Pepsico INC | Stock-Consumer Staples | 0.77% | — | -1.14% | |
| 28 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.77% | +0.12% | — | |
| 29 | CSCO | Cisco Systems INC | Stock-Tech | 0.77% | — | -0.36% | |
| 30 | ORCL | Oracle CORP | Stock-Tech | 0.76% | — | -1.09% | |
| 31 | WMT | Walmart INC | Stock-Consumer Staples | 0.71% | — | -0.18% | |
| 32 | V | Visa Inc-class A Shares | Stock-Financials | 0.69% | — | +296.36% | |
| 33 | AMGN | Amgen INC | Stock-Healthcare | 0.66% | — | -0.40% | |
| 34 | PM | Philip Morris International | Stock-Consumer Staples | 0.64% | -0.05% | -0.62% | |
| 35 | ✓ | Stock-Other | 0.63% | +0.26% | +47.81% | ||
| 36 | CVS | Cvs Health CORP | Stock-Healthcare | 0.63% | — | -2.03% | |
| 37 | QCOM | Qualcomm INC | Stock-Tech | 0.62% | -0.06% | -0.97% | |
| 38 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.62% | +0.09% | -0.81% | |
| 39 | MDT | Medtronic plc | Stock-Healthcare | 0.61% | +0.61% | NEW | |
| 40 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.59% | +0.05% | — | |
| 41 | SLB | Slb LTD | Stock-Energy | 0.58% | — | -1.08% | |
| 42 | MMM | 3m Co | Stock-Industrials | 0.57% | — | -1.13% | |
| 43 | BIIB | Biogen INC | Stock-Healthcare | 0.54% | +0.10% | -0.55% | |
| 44 | MO | Altria Group INC | Stock-Consumer Staples | 0.54% | — | -0.55% | |
| 45 | BA | Boeing Co/the | Stock-Industrials | 0.54% | +0.07% | -1.39% | |
| 46 | UTXZ | United Tech CORP | Stock-Other | 0.53% | — | -2.81% | |
| 47 | UNP | Union Pacific CORP | Stock-Industrials | 0.52% | -0.06% | -1.07% | |
| 48 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.51% | — | -1.43% | |
| 49 | ABBV | Abbvie INC | Stock-Healthcare | 0.51% | -0.06% | -0.14% | |
| 50 | CELG | Celgene CORP | Stock-Other | 0.50% | — | +0.18% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2015-03-31 | 502 | $126.4M | 11 | |
| 2014-12-31 | 502 | $126.2M | 10 | |
| 2014-09-30 | 502 | $124.3M | 9 | |
| 2014-06-30 | 504 | $130.1M | 9 | |
| 2014-03-31 | 501 | $128.9M | 8 | |
| 2013-12-31 | 499 | $131.7M | 12 | |
| 2013-09-30 | 501 | $119.9M | 8 | |
| 2013-06-30 | 500 | $116.6M | 0 |
Guardian Investor Services LLC's most significant position changes for 2015-03-31: New buy: Medtronic plc (MDT); Sold out: Medtronic plc (MDT); Sold out: Allergan INC; Sold out: ; New buy: American Airlines Group INC (AAL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +0.4% | -0.87% | Trim |
| 2 | ✓ | +0.3% | +47.81% | Add | |
| 3 | AMZN | Amazon.com INC | +0.1% | — | Unchanged |
| 4 | BIIB | Biogen INC | +0.1% | -0.55% | Trim |
| 5 | DIS | Walt Disney Co/the | +0.1% | — | Unchanged |
| 6 | UNH | Unitedhealth Group INC | +0.1% | -0.81% | Trim |
| 7 | PFE | Pfizer INC | +0.1% | -2.91% | Trim |
| 8 | KHC | The Kraft Heinz Company | +0.1% | -0.32% | Trim |
| 9 | BA | Boeing Co/the | +0.1% | -1.39% | Trim |
| 10 | HD | Home Depot INC | +0.1% | -0.19% | Trim |
| 11 | SBUX | Starbucks CORP | +0.1% | -0.23% | Trim |
| 12 | BMY | Bristol-myers Squibb Co | +0.1% | — | Unchanged |
| 13 | META | Meta Platforms Inc-class A | +0.1% | +0.21% | Add |
| 14 | PM | Philip Morris International | -0.1% | -0.62% | Trim |
| 15 | UPS | United Parcel Service-cl B | -0.1% | -0.48% | Trim |
| 16 | ✓ | -0.1% | -2.48% | Trim | |
| 17 | XXI | Twenty One Capital, Inc. | -0.1% | -1.57% | Trim |
| 18 | JPM | Jpmorgan Chase & Co | -0.1% | -0.45% | Trim |
| 19 | COP | Conocophillips | -0.1% | -0.13% | Trim |
| 20 | MU | Micron Technology INC | -0.1% | +0.16% | Add |
| 21 | ABBV | Abbvie INC | -0.1% | -0.14% | Trim |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | -0.17% | Trim |
| 23 | UNP | Union Pacific CORP | -0.1% | -1.07% | Trim |
| 24 | QCOM | Qualcomm INC | -0.1% | -0.97% | Trim |
| 25 | JNJ | Johnson & Johnson | -0.1% | -0.85% | Trim |
| 26 | CVX | Chevron CORP | -0.1% | -0.73% | Trim |
| 27 | AXP | American Express Co | -0.1% | -1.69% | Trim |
| 28 | HPE | Hewlett-Packard Company | -0.1% | -2.79% | Trim |
| 29 | PG | Procter & Gamble Co/the | -0.1% | -0.20% | Trim |
| 30 | INTC | Intel CORP | -0.2% | -2.23% | Trim |
| 31 | BAC | Bank Of America CORP | -0.2% | -0.16% | Trim |
| 32 | XOM | Exxon Mobil CORP | -0.2% | -1.13% | Trim |
| 33 | MSFT | Microsoft CORP | -0.3% | -0.66% | Trim |
| 34 | MDT | Medtronic plc | — | NEW | New buy |
| 35 | MDT | Medtronic plc | — | EXIT | Sold out |
| 36 | ✓ | Allergan INC | — | EXIT | Sold out |
| 37 | ✓ | — | EXIT | Sold out | |
| 38 | AAL | American Airlines Group INC | — | NEW | New buy |
| 39 | ✓ | Mylan N V | — | NEW | New buy |
| 40 | HCA | Hca Healthcare INC | — | NEW | New buy |
| 41 | ✓ | — | EXIT | Sold out | |
| 42 | SWKS | Skyworks Solutions INC | — | NEW | New buy |
| 43 | ✓ | — | EXIT | Sold out | |
| 44 | ES | Eversource Energy | — | NEW | New buy |
| 45 | ✓ | — | NEW | New buy | |
| 46 | HN9 | Hanesbrands INC | — | NEW | New buy |
| 47 | EQIX | Equinix INC | — | NEW | New buy |
| 48 | SLG2EUR | Sl Green Realty CORP | — | NEW | New buy |
| 49 | ✓ | — | EXIT | Sold out | |
| 50 | HSIC | Henry Schein INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2015-03-31 | 2015-05-05 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-12 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-06 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-13 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-14 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-11 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-06 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-08 | 13F-HR | View on EDGAR |
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