CIK: 0001758543
Total reported value
$448.4M
Reporting period: 2026-03-31 · Number of holdings: 108
Financial & Tax Architects, LLC disclosed 108 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $448.4M and a quarterly turnover rate of 20.8%.
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Financial & Tax Architects, LLC's disclosed holdings carry a Herfindahl concentration index of 0.023 — mathematically equivalent to about 44 equally-sized positions, well below its 108 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.22), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 32% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim PCY
-64.1% -$9.1M
Trim BND
-90.0% -$5.6M
Add BCI
+6.2% $5.6M
Add CVX
-9.1% $1.7M
Trim NOBL
-19.2% -$1.6M
Trim SPY
-2.5% -$1.5M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 5.77% | -0.16% | +2.38% | |
| 2 | BCI | Abrdn Bloomberg All Commodit | ETF-Other | 5.10% | +1.21% | +6.21% | |
| 3 | EFA | Ishares Msci Eafe ETF | ETF-Other | 4.55% | — | -2.96% | |
| 4 | USRT | Ishares Core US Reit ETF | ETF-Other | 4.31% | +0.11% | -0.47% | |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 4.30% | -0.36% | -2.52% | |
| 6 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 4.23% | — | +1.29% | |
| 7 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.27% | -0.32% | -10.98% | |
| 8 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 2.14% | +2.14% | NEW | |
| 9 | VTIP | Vanguard Short-term Tips | ETF-Other | 2.09% | — | +2.22% | |
| 10 | XOM | Exxon Mobil CORP | Stock-Energy | 2.03% | +0.31% | -15.42% | |
| 11 | CVX | Chevron CORP | Stock-Energy | 2.02% | +0.37% | -9.09% | |
| 12 | WMT | Walmart INC | Stock-Consumer Staples | 1.99% | — | -9.09% | |
| 13 | NEE | Nextera Energy INC | Stock-Utilities | 1.81% | +0.11% | -7.45% | |
| 14 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.79% | — | -17.44% | |
| 15 | CAT | Caterpillar INC | Stock-Industrials | 1.71% | — | -19.54% | |
| 16 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 1.69% | -0.37% | -19.15% | |
| 17 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.66% | — | -6.85% | |
| 18 | IBM | Intl Business Machines CORP | Stock-Tech | 1.65% | -0.25% | +6.70% | |
| 19 | ABBV | Abbvie INC | Stock-Healthcare | 1.64% | -0.19% | -5.09% | |
| 20 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 1.63% | +0.15% | +10.37% | |
| 21 | GD | General Dynamics CORP | Stock-Industrials | 1.61% | — | -6.77% | |
| 22 | PEP | Pepsico INC | Stock-Consumer Staples | 1.60% | — | -5.76% | |
| 23 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.58% | — | -5.21% | |
| 24 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 1.50% | -0.12% | -5.06% | |
| 25 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.49% | — | -1.82% | |
| 26 | SPGI | S&p Global INC | Stock-Financials | 1.49% | -0.23% | +6.95% | |
| 27 | ABT | Abbott Laboratories | Stock-Healthcare | 1.47% | -0.19% | +8.82% | |
| 28 | MDT | Medtronic plc | Stock-Healthcare | 1.44% | -0.25% | -4.66% | |
| 29 | SHW | Sherwin-williams Co/the | Stock-Materials | 1.43% | — | -1.41% | |
| 30 | ADP | Automatic Data Processing | Stock-Tech | 1.43% | -0.13% | +17.13% | |
| 31 | NVDA | Nvidia CORP | Stock-Tech | 1.35% | -0.11% | -0.51% | |
| 32 | ECL | Ecolab INC | Stock-Materials | 1.28% | -0.22% | -14.62% | |
| 33 | PCY | Invesco Emerging Markets Sov | ETF-Emerging Markets | 1.08% | -2.06% | -64.07% | |
| 34 | MDY | State Street Spdr S&p Midcap | ETF-Other | 1.06% | +1.06% | NEW | |
| 35 | GLD | Spdr Gold Shares | ETF-Commodities | 1.02% | +0.19% | +13.16% | |
| 36 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.97% | +0.97% | NEW | |
| 37 | GBIL | Goldman Sachs Access Treasur | ETF-Commodities | 0.96% | +0.12% | +14.59% | |
| 38 | AAPL | Apple INC | Stock-Tech | 0.95% | — | -1.81% | |
| 39 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.94% | -0.12% | -11.53% | |
| 40 | IAU | Ishares Gold Trust | ETF-Commodities | 0.93% | — | -4.93% | |
| 41 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.93% | +0.20% | +23.78% | |
| 42 | SCHR | Schwab Intermediate-term US | ETF-Other | 0.91% | +0.13% | +19.47% | |
| 43 | TLH | Ishares 10-20 Year Treasury | ETF-Gov Bonds | 0.89% | +0.12% | +18.82% | |
| 44 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.89% | +0.12% | +17.09% | |
| 45 | USHY | Ishares Broad Usd High Yield | ETF-High Yield | 0.85% | — | +8.90% | |
| 46 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.84% | — | +6.22% | |
| 47 | HYS | Pimco 0-5 Year H/y CORP Bond | ETF-Corp Bonds | 0.82% | — | +7.74% | |
| 48 | MSFT | Microsoft CORP | Stock-Tech | 0.73% | -0.15% | +8.58% | |
| 49 | NFLX | Netflix INC | Stock-Comm Services | 0.56% | +0.13% | +27.47% | |
| 50 | EWP | Ishares Msci Spain ETF | ETF-Other | 0.55% | — | +9.12% |
Performance for Q3 2026
+0.2%
Performance Last 4 Quarters
+13%
Based on 75% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 108 | $448.4M | 21 | |
| 2025-12-31 | 103 | $445.0M | 36 | |
| 2025-09-30 | 104 | $453.1M | 37 | |
| 2025-06-30 | 93 | $411.7M | 0 | |
| 2025-03-31 | 101 | $398.4M | 0 | |
| 2024-12-31 | 103 | $392.6M | 0 | |
| 2024-09-30 | 95 | $389.0M | 0 | |
| 2024-06-30 | 82 | $373.0M | 0 | |
| 2024-03-31 | 85 | $363.4M | 0 | |
| 2023-12-31 | 92 | $338.0M | 0 | |
| 2023-09-30 | 82 | $322.0M | 0 | |
| 2023-06-30 | 79 | $323.9M | 0 | |
| 2023-03-31 | 76 | $303.9M | 0 | |
| 2022-12-31 | 81 | $293.1M | 0 | |
| 2022-09-30 | 64 | $266.9M | 0 | |
| 2022-06-30 | 77 | $264.0M | 0 | |
| 2022-03-31 | 90 | $264.9M | 0 | |
| 2021-12-31 | 93 | $245.0M | 0 | |
| 2021-09-30 | 97 | $219.4M | 0 | |
| 2021-06-30 | 96 | $204.1M | 0 | |
| 2021-03-31 | 97 | $178.3M | 0 |
Financial & Tax Architects, LLC's most significant position changes for 2026-03-31: New buy: Ss Spdr Bb Conv Sec ETF (CWB); New buy: State Street Spdr S&p Midcap (MDY); New buy: Vanguard Ftse Developed ETF (VEA); Sold out: Ishares S&p 500 Growth ETF (IVW); New buy: Vanguard Ftse Pacific ETF (VPL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BCI | Abrdn Bloomberg All Commodit | +1.2% | +6.21% | Add |
| 2 | CVX | Chevron CORP | +0.4% | -9.09% | Trim |
| 3 | XOM | Exxon Mobil CORP | +0.3% | -15.42% | Trim |
| 4 | EEM | Ishares Msci Emerging Market | +0.2% | +23.78% | Add |
| 5 | GLD | Spdr Gold Shares | +0.2% | +13.16% | Add |
| 6 | VTWO | Vanguard Russell 2000 ETF | +0.2% | +10.37% | Add |
| 7 | SCHR | Schwab Intermediate-term US | +0.1% | +19.47% | Add |
| 8 | NFLX | Netflix INC | +0.1% | +27.47% | Add |
| 9 | TLH | Ishares 10-20 Year Treasury | +0.1% | +18.82% | Add |
| 10 | VNQ | Vanguard Real Estate ETF | +0.1% | +17.09% | Add |
| 11 | GBIL | Goldman Sachs Access Treasur | +0.1% | +14.59% | Add |
| 12 | USRT | Ishares Core US Reit ETF | +0.1% | -0.47% | Trim |
| 13 | NEE | Nextera Energy INC | +0.1% | -7.45% | Trim |
| 14 | TIPX | Ss Spdr Bb 1-10yr Tips ETF | +0.1% | +47.93% | Add |
| 15 | NVDA | Nvidia CORP | -0.1% | -0.51% | Trim |
| 16 | TIP | Ishares Tips Bond ETF | -0.1% | -11.53% | Trim |
| 17 | LOW | Lowe's Cos INC | -0.1% | -5.06% | Trim |
| 18 | ADP | Automatic Data Processing | -0.1% | +17.13% | Add |
| 19 | MSFT | Microsoft CORP | -0.2% | +8.58% | Add |
| 20 | VTI | Vanguard Total Stock Mkt ETF | -0.2% | +2.38% | Add |
| 21 | ABT | Abbott Laboratories | -0.2% | +8.82% | Add |
| 22 | ABBV | Abbvie INC | -0.2% | -5.09% | Trim |
| 23 | ECL | Ecolab INC | -0.2% | -14.62% | Trim |
| 24 | SPGI | S&p Global INC | -0.2% | +6.95% | Add |
| 25 | IBM | Intl Business Machines CORP | -0.3% | +6.70% | Add |
| 26 | MDT | Medtronic plc | -0.3% | -4.66% | Trim |
| 27 | AGG | Ishares Core U.s. Aggregate | -0.3% | -10.98% | Trim |
| 28 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.4% | -2.52% | Trim |
| 29 | NOBL | Proshares S&p 500 Dividend A | -0.4% | -19.15% | Trim |
| 30 | BND | Vanguard Total Bond Market | -1.2% | -90.00% | Trim |
| 31 | PCY | Invesco Emerging Markets Sov | -2.1% | -64.07% | Trim |
| 32 | CWB | Ss Spdr Bb Conv Sec ETF | — | NEW | New buy |
| 33 | MDY | State Street Spdr S&p Midcap | — | NEW | New buy |
| 34 | VEA | Vanguard Ftse Developed ETF | — | NEW | New buy |
| 35 | IVW | Ishares S&p 500 Growth ETF | — | EXIT | Sold out |
| 36 | VPL | Vanguard Ftse Pacific ETF | — | NEW | New buy |
| 37 | EPI | Wisdomtree India Earnings | — | EXIT | Sold out |
| 38 | QQQM | Invesco Nasdaq 100 ETF | — | NEW | New buy |
| 39 | XLF | Ss Financial Select Sector | — | EXIT | Sold out |
| 40 | XLP | Ss Consumer Staples Sel Sect | — | NEW | New buy |
| 41 | AZO | Autozone INC | — | NEW | New buy |
| 42 | SONY | Sony Group CORP - Sp Adr | — | EXIT | Sold out |
| 43 | IMO | Imperial Oil LTD | — | EXIT | Sold out |
| 44 | ALLE | Allegion plc | — | EXIT | Sold out |
| 45 | GNR | State Street Spdr S&p Global | — | NEW | New buy |
| 46 | RY | Royal Bank Of Canada | — | NEW | New buy |
| 47 | MFC | Manulife Financial CORP | — | NEW | New buy |
| 48 | TM | Toyota Motor CORP -spon Adr | — | NEW | New buy |
| 49 | IVV | Ishares Core S&p 500 ETF | — | EXIT | Sold out |
| 50 | JXI | Ishares Global Utilities ETF | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-23 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-21 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-05 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-13 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-06 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-15 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-13 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-09 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-08 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-25 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-19 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-25 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-27 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-09 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2023-08-25 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2023-08-25 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2023-08-25 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2023-08-25 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2023-08-25 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2023-08-25 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2023-08-25 | 13F-HR | View on EDGAR |
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