CIK: 0002107584
Total reported value
$932.9M
Reporting period: 2026-03-31 · Number of holdings: 94
Financial Plan, Inc. disclosed 94 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $932.9M and a quarterly turnover rate of 9.3%.
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Financial Plan, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.079 — mathematically equivalent to about 13 equally-sized positions, well below its 94 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.55), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.2 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 2% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim DUSB
-8.7% -$3.9M
Trim AVUS
+4.4% $5.7M
Trim DFAC
+6.0% $5.3M
Add DFSD
+17.6% $6.5M
Add SPMB
+22.5% $5.2M
Add AVRE
+18.6% $5.2M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AVUS | Avantis U.s. Equity ETF | ETF-Other | 16.61% | -0.53% | +4.37% | |
| 2 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 14.73% | -0.44% | +5.98% | |
| 3 | AVDE | Avantis International Equity | ETF-Other | 10.79% | +0.06% | +4.51% | |
| 4 | DFIC | Dimensional International Co | ETF-Other | 5.77% | +0.19% | +7.57% | |
| 5 | DFSD | Dimensional Short Duration | ETF-Other | 4.71% | +0.42% | +17.55% | |
| 6 | DUSB | Dimension Ultrashort Fi ETF | ETF-Other | 4.45% | -0.76% | -8.66% | |
| 7 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 4.37% | +0.19% | +6.97% | |
| 8 | AVSF | Avantis Short-term Fixed INC | ETF-Other | 4.27% | +0.27% | +14.96% | |
| 9 | VTIP | Vanguard Short-term Tips | ETF-Other | 3.64% | +0.28% | +14.87% | |
| 10 | AVRE | Avantis Real Estate ETF | ETF-Other | 3.36% | +0.36% | +18.55% | |
| 11 | SPMB | Ss Spdr P Mort Back Bond ETF | ETF-Other | 3.05% | +0.38% | +22.52% | |
| 12 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 2.70% | +0.17% | +9.41% | |
| 13 | DFAX | Dimensional World Ex US Core | ETF-Other | 2.66% | -0.12% | -0.99% | |
| 14 | DFGR | Dim Global Real Estate ETF | ETF-Other | 2.64% | +0.06% | +8.95% | |
| 15 | DFCF | Dimensional Core Fixed INC | ETF-Other | 2.30% | +0.10% | +12.77% | |
| 16 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 1.13% | -0.02% | +4.71% | |
| 17 | DFIP | Dimensional Inflation-protec | ETF-Other | 0.86% | +0.16% | +31.69% | |
| 18 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.80% | -0.04% | +1.86% | |
| 19 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.73% | — | -0.18% | |
| 20 | AVIG | Avantis Core Fixed Income | ETF-Other | 0.67% | +0.13% | +34.10% | |
| 21 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.64% | -0.05% | -1.35% | |
| 22 | AAPL | Apple INC | Stock-Tech | 0.61% | -0.32% | -24.31% | |
| 23 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.57% | +0.06% | +10.26% | |
| 24 | MSFT | Microsoft CORP | Stock-Tech | 0.48% | -0.15% | +7.10% | |
| 25 | GLD | Spdr Gold Shares | ETF-Commodities | 0.46% | — | -1.30% | |
| 26 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 0.46% | — | +1.38% | |
| 27 | CAT | Caterpillar INC | Stock-Industrials | 0.42% | +0.06% | — | |
| 28 | SUB | Ishares Short-term National | ETF-Other | 0.38% | — | +1.15% | |
| 29 | DFAI | Dimensional International Co | ETF-Other | 0.36% | — | -1.21% | |
| 30 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.34% | -0.12% | -18.05% | |
| 31 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.29% | — | +2.91% | |
| 32 | SLV | Ishares Silver Trust | ETF-Commodities | 0.29% | -0.01% | -1.82% | |
| 33 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.25% | -0.04% | -2.91% | |
| 34 | REET | Ishares Global Reit ETF | ETF-Other | 0.25% | — | -0.07% | |
| 35 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.23% | — | -3.34% | |
| 36 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.20% | +0.01% | +3.32% | |
| 37 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 0.16% | — | — | |
| 38 | DFAU | Dimensional US Core Equity M | ETF-Other | 0.15% | — | — | |
| 39 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.15% | — | — | |
| 40 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.15% | +0.02% | +7.14% | |
| 41 | TSLA | Tesla INC | Stock-Consumer Disc | 0.14% | -0.06% | -9.79% | |
| 42 | SPTM | Ss Spdr P S&p 1500 Comp ETF | ETF-Other | 0.13% | — | -2.13% | |
| 43 | NVDA | Nvidia CORP | Stock-Tech | 0.12% | — | +14.27% | |
| 44 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.12% | -0.03% | -5.82% | |
| 45 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.12% | — | — | |
| 46 | AVSU | Avantis Resp US Equity ETF | ETF-Other | 0.11% | — | +2.33% | |
| 47 | AVGE | Avantis All Eqty Mrkts ETF | ETF-Other | 0.11% | +0.01% | +11.71% | |
| 48 | DFSU | Dimensional US Sus Core1 ETF | ETF-Other | 0.11% | +0.01% | +25.93% | |
| 49 | DFSV | Dimensional US Small Cap Val | ETF-Small Cap | 0.10% | — | +0.45% | |
| 50 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 0.09% | +0.09% | NEW |
Performance for Q3 2026
+1.7%
Performance Last 4 Quarters
+2.8%
Based on 5 months of available history
Based on 68% of reported portfolio value with available pricing
Financial Plan, Inc.'s most significant position changes for 2026-03-31: New buy: Vanguard Mortgage-backed Sec (VMBS); Sold out: Servicenow INC (NOW); New buy: Vanguard Mid-cap ETF (VO); New buy: Ishares Core Msci Eafe ETF (IEFA); New buy: Bp Plc-spons Adr (BP).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-27 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-28 | 13F-HR | View on EDGAR |
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