CIK: 0002112099
Total reported value
$111.6M
Reporting period: 2026-03-31 · Number of holdings: 44
Financial Concepts Unlimited, Inc. disclosed 44 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $111.6M and a quarterly turnover rate of 0.0%.
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Financial Concepts Unlimited, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.079 — mathematically equivalent to about 13 equally-sized positions, well below its 44 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.59), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 14.84% | — | — | — |
| 2 | ✓ | Invesco Qqq Trust | Stock-Other | 14.02% | — | — | — |
| 3 | ✓ | State Street SPDR S&P 500 ETF Trust | ETF-Large Cap & Growth | 9.28% | — | — | — |
| 4 | FLCV | Fed Hermes Large Cap Value | ETF-Large Cap & Growth | 8.78% | — | — | — |
| 5 | ✓ | NVIDIA Corporation | Stock-Other | 8.05% | — | — | — |
| 6 | FSCC | Fed Hermes Small Cap Core | ETF-Small Cap | 5.35% | — | — | — |
| 7 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 4.91% | — | — | — |
| 8 | MKTN | Fed Hrms Mdt Mkt Neutral ETF | ETF-Other | 4.68% | — | — | — |
| 9 | ✓ | Spdr Ser Tr S&p 600 Small Cap | Stock-Other | 4.29% | — | — | — |
| 10 | ✓ | Stock-Other | 3.93% | — | — | — | |
| 11 | FDV | Fed Hermes US Strat Div ETF | ETF-Other | 3.34% | — | — | — |
| 12 | DGRO | Ishares Core Dividend Growth | ETF-Other | 2.79% | — | — | — |
| 13 | AAPL | Apple INC | Stock-Tech | 1.77% | — | — | — |
| 14 | OEF | Ishares S&p 100 ETF | ETF-Other | 1.75% | — | — | — |
| 15 | ✓ | Federated Hermes ETF T Short Duration C | ETF-Other | 1.53% | — | — | — |
| 16 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 1.31% | — | — | — |
| 17 | ✓ | Tesla, Inc. | Stock-Other | 1.01% | — | — | — |
| 18 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.72% | — | — | — |
| 19 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.57% | — | — | — |
| 20 | IBB | Ishares Biotechnology ETF | ETF-Tech | 0.52% | — | — | — |
| 21 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.47% | — | — | — |
| 22 | ✓ | J P Morgan Chase And Co | Stock-Other | 0.44% | — | — | — |
| 23 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.38% | — | — | — |
| 24 | WMT | Walmart INC | Stock-Consumer Staples | 0.36% | — | — | — |
| 25 | MSFT | Microsoft CORP | Stock-Tech | 0.35% | — | — | — |
| 26 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.33% | — | — | — |
| 27 | FXAIX | Fidelity 500 Index Fund | Stock-Other | 0.32% | — | — | — |
| 28 | HD | Home Depot INC | Stock-Consumer Disc | 0.31% | — | — | — |
| 29 | ✓ | Exxon Mobil Corporation | Stock-Other | 0.31% | — | — | — |
| 30 | VVIAX | Vanguard Value Index-adm | Stock-Other | 0.31% | — | — | — |
| 31 | ✓ | SPDR Gold Shares | Stock-Other | 0.30% | — | — | — |
| 32 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.30% | — | — | — |
| 33 | CAT | Caterpillar INC | Stock-Industrials | 0.29% | — | — | — |
| 34 | MAR | Marriott International -cl A | Stock-Consumer Disc | 0.25% | — | — | — |
| 35 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.24% | — | — | — |
| 36 | ✓ | Meta Platforms, Inc. | Stock-Other | 0.23% | — | — | — |
| 37 | ✓ | Invesco Aerospace & Defense Et | Stock-Other | 0.22% | — | — | — |
| 38 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.21% | — | — | — |
| 39 | AXP | American Express Co | Stock-Financials | 0.21% | — | — | — |
| 40 | FDVV | Fidelity High Dividend ETF | ETF-Other | 0.20% | — | — | — |
| 41 | ✓ | Alphabet Inc. | Stock-Other | 0.20% | — | — | — |
| 42 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.19% | — | — | — |
| 43 | DFAT | Dimensional US Target Value | ETF-Other | 0.18% | — | — | — |
| 44 | ✓ | Spongetech Delivery Xxx | Stock-Other | — | — | — | — |
Performance for Q3 2026
+1%
Performance Last 4 Quarters
+1%
Based on 2 months of available history
Based on 61% of reported portfolio value with available pricing
Not enough data yet to compute personality scores
Not enough sector-mapped data yet
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 44 | $111.6M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-05 | 13F-HR | View on EDGAR |
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