CIK: 0001631353
Total reported value
$4.6B
Reporting period: 2026-03-31 · Number of holdings: 766
Dakota Wealth Management disclosed 766 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $4.6B and a quarterly turnover rate of 39.4%.
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Dakota Wealth Management's disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 103 equally-sized positions, well below its 766 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.54), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 51% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim KLAC
-92.8% -$961.7M
Add SPDW
+41.7% $28.0M
Add SPYV
+66.4% $25.7M
Add BIL
+5.9% $6.9M
Add SPYG
+70.1% $19.9M
Add XOM
-3.0% $14.9M
Showing top 200 holdings (of 766 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.80% | +0.47% | -1.84% | |
| 2 | AAPL | Apple INC | Stock-Tech | 3.37% | +0.28% | -4.26% | |
| 3 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 2.57% | +0.58% | +5.85% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 2.13% | -0.16% | -0.65% | |
| 5 | KLAC | Kla CORP | Stock-Tech | 1.99% | -16.71% | -92.78% | |
| 6 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 1.93% | +0.84% | +41.67% | |
| 7 | VXUS | Vanguard Total Intl Stock | ETF-Other | 1.71% | +0.40% | +4.75% | |
| 8 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.67% | +0.20% | +1.39% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 1.61% | +0.17% | -2.28% | |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.61% | — | +5.64% | |
| 11 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.52% | — | -9.54% | |
| 12 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 1.45% | +0.39% | +8.22% | |
| 13 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.41% | +0.02% | -9.22% | |
| 14 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 1.40% | +0.71% | +66.37% | |
| 15 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 1.26% | — | +7.81% | |
| 16 | MBB | Ishares Mbs ETF | ETF-Other | 1.24% | +0.32% | +10.48% | |
| 17 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.23% | — | +4.44% | |
| 18 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.20% | +0.57% | +70.09% | |
| 19 | XOM | Exxon Mobil CORP | Stock-Energy | 1.20% | +0.48% | -2.99% | |
| 20 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.16% | +0.38% | +5.47% | |
| 21 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 1.13% | — | +7.45% | |
| 22 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.96% | +0.96% | NEW | |
| 23 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.87% | +0.01% | -4.52% | |
| 24 | CAT | Caterpillar INC | Stock-Industrials | 0.87% | +0.26% | -4.84% | |
| 25 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.86% | +0.03% | -6.87% | |
| 26 | V | Visa Inc-class A Shares | Stock-Financials | 0.85% | +0.02% | -3.16% | |
| 27 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.84% | -0.45% | -46.75% | |
| 28 | CSCO | Cisco Systems INC | Stock-Tech | 0.83% | — | -5.99% | |
| 29 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.80% | — | -10.72% | |
| 30 | DAK | Dakota Active Equity ETF | ETF-Other | 0.79% | — | -0.00% | |
| 31 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.77% | +0.24% | +20.30% | |
| 32 | AVGO | Broadcom INC | Stock-Tech | 0.77% | -0.13% | -22.02% | |
| 33 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.75% | — | +6.11% | |
| 34 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.73% | — | +21.98% | |
| 35 | XLK | Ss Technology Select Sector | ETF-Tech | 0.73% | — | -3.30% | |
| 36 | TJX | Tjx Companies INC | Stock-Consumer Disc | 0.72% | — | +0.83% | |
| 37 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.68% | — | -7.86% | |
| 38 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.67% | — | -13.66% | |
| 39 | VGIT | Vanguard Intermediate-term T | ETF-Other | 0.65% | — | +15.72% | |
| 40 | IAU | Ishares Gold Trust | ETF-Commodities | 0.63% | — | -3.97% | |
| 41 | MUB | Ishares National Muni Bond E | ETF-Other | 0.61% | — | +3.91% | |
| 42 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.61% | +0.27% | +29.06% | |
| 43 | VTV | Vanguard Value ETF | ETF-Other | 0.59% | -0.03% | -23.76% | |
| 44 | NEM | Newmont CORP | Stock-Materials | 0.56% | — | +1.12% | |
| 45 | PFF | Ishares Preferred & Income S | ETF-Other | 0.55% | — | -10.90% | |
| 46 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.54% | — | +5.51% | |
| 47 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.54% | — | -3.11% | |
| 48 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 0.54% | — | +0.66% | |
| 49 | ABT | Abbott Laboratories | Stock-Healthcare | 0.52% | — | +1.72% | |
| 50 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 0.52% | — | +12.87% |
Performance for Q3 2026
+2.3%
Performance Last 4 Quarters
+19.2%
Based on 75% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 766 | $4.6B | 39 | |
| 2025-12-31 | 777 | $5.6B | 24 | |
| 2025-09-30 | 646 | $5.0B | 37 | |
| 2025-06-30 | 761 | $4.7B | 0 | |
| 2025-03-31 | 749 | $4.3B | 100 | |
| 2024-12-31 | 748 | $4.3B | 0 | |
| 2024-09-30 | 733 | $4.4B | 0 | |
| 2024-06-30 | 718 | $4.3B | 0 | |
| 2024-03-31 | 721 | $4.0B | 0 | |
| 2023-12-31 | 657 | $2.6B | 0 | |
| 2023-09-30 | 964 | $2.3B | 0 | |
| 2023-06-30 | 963 | $2.1B | 0 | |
| 2023-03-31 | 913 | $1.5B | 0 | |
| 2022-12-31 | 869 | $1.4B | 0 | |
| 2022-09-30 | 853 | $1.2B | 0 | |
| 2022-06-30 | 781 | $1.1B | 0 | |
| 2022-03-31 | 692 | $1.2B | 0 | |
| 2021-12-31 | 590 | $948.0M | 0 | |
| 2021-09-30 | 532 | $869.4M | 0 | |
| 2021-06-30 | 439 | $840.0M | 100 | |
| 2021-03-31 | 420 | $762.0M | 38 | |
| 2020-12-31 | 422 | $768.7M | 31 | |
| 2020-09-30 | 390 | $634.6M | 31 | |
| 2020-06-30 | 375 | $584.5M | 33 | |
| 2020-03-31 | 346 | $458.1M | 45 | |
| 2019-12-31 | 414 | $623.7M | 16 | |
| 2019-09-30 | 389 | $580.9M | 27 | |
| 2019-06-30 | 377 | $522.6M | 20 | |
| 2019-03-31 | 300 | $502.7M | 42 | |
| 2018-12-31 | 277 | $441.7M | 12 | |
| 2018-09-30 | 280 | $445.0M | 34 | |
| 2018-06-30 | 202 | $359.7M | 72 | |
| 2018-03-31 | 92 | $193.9M | 15 | |
| 2017-12-31 | 77 | $188.7M | 13 | |
| 2017-09-30 | 61 | $184.7M | 5 | |
| 2017-06-30 | 63 | $181.0M | 8 | |
| 2017-03-31 | 62 | $171.3M | 11 | |
| 2016-12-31 | 52 | $155.0M | 13 | |
| 2016-09-30 | 53 | $154.0M | 5 | |
| 2016-06-30 | 52 | $148.7M | 9 | |
| 2016-03-31 | 51 | $139.3M | 9 | |
| 2015-12-31 | 53 | $147.5M | 5 | |
| 2015-09-30 | 50 | $145.9M | 13 | |
| 2015-06-30 | 58 | $165.5M | 6 | |
| 2015-03-31 | 60 | $168.2M | 6 | |
| 2014-12-31 | 59 | $159.9M | — |
Dakota Wealth Management's most significant position changes for 2026-03-31: New buy: Ishares 0-3 Month Treasury B (SGOV); New buy: Amcor plc (AMCR); New buy: Dover CORP (DOV); Sold out: Ptc INC (PTC); Sold out: Expedia Group INC (EXPE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPDW | Ste Str Spdr Pt Dw EU ETF | +0.8% | +41.67% | Add |
| 2 | SPYV | Ss Spdr P S&p 500 Value ETF | +0.7% | +66.37% | Add |
| 3 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.6% | +5.85% | Add |
| 4 | SPYG | Ss Spdr P S&p 500 Growth ETF | +0.6% | +70.09% | Add |
| 5 | XOM | Exxon Mobil CORP | +0.5% | -2.99% | Trim |
| 6 | IVV | Ishares Core S&p 500 ETF | +0.5% | -1.84% | Trim |
| 7 | VXUS | Vanguard Total Intl Stock | +0.4% | +4.75% | Add |
| 8 | SPSM | Ss Spdr P S&p 600 Small Cap | +0.4% | +8.22% | Add |
| 9 | COST | Costco Wholesale CORP | +0.4% | +5.47% | Add |
| 10 | MBB | Ishares Mbs ETF | +0.3% | +10.48% | Add |
| 11 | AAPL | Apple INC | +0.3% | -4.26% | Trim |
| 12 | MRK | Merck & Co. INC. | +0.3% | +29.06% | Add |
| 13 | CAT | Caterpillar INC | +0.3% | -4.84% | Trim |
| 14 | DELL | Dell Technologies -c | +0.2% | +789.11% | Add |
| 15 | JPST | Jpmorgan Ultra-short Income | +0.2% | +20.30% | Add |
| 16 | CMI | Cummins INC | +0.2% | +80.53% | Add |
| 17 | KEYS | Keysight Technologies In | +0.2% | +1313.57% | Add |
| 18 | GOOGL | Alphabet Inc-cl A | +0.2% | +1.39% | Add |
| 19 | NVDA | Nvidia CORP | +0.2% | -2.28% | Trim |
| 20 | PSA | Public Storage | +0.1% | +486.95% | Add |
| 21 | GOOG | Alphabet Inc-cl C | 0% | -6.87% | Trim |
| 22 | JPM | Jpmorgan Chase & Co | 0% | -9.22% | Trim |
| 23 | V | Visa Inc-class A Shares | 0% | -3.16% | Trim |
| 24 | META | Meta Platforms Inc-class A | 0% | -4.52% | Trim |
| 25 | AMZN | Amazon.com INC | — | -9.54% | Trim |
| 26 | VTV | Vanguard Value ETF | 0% | -23.76% | Trim |
| 27 | NFLX | Netflix INC | 0% | -26.13% | Trim |
| 28 | ORLY | O'reilly Automotive INC | -0.1% | -55.05% | Trim |
| 29 | UBER | Uber Technologies INC | -0.1% | -70.11% | Trim |
| 30 | RMD | Resmed INC | -0.1% | -68.86% | Trim |
| 31 | NOW | Servicenow INC | -0.1% | -84.52% | Trim |
| 32 | MS | Morgan Stanley | -0.1% | -80.23% | Trim |
| 33 | AVGO | Broadcom INC | -0.1% | -22.02% | Trim |
| 34 | CRM | Salesforce INC | -0.1% | -74.01% | Trim |
| 35 | IBM | Intl Business Machines CORP | -0.1% | -44.71% | Trim |
| 36 | BX | Blackstone INC | -0.2% | -80.09% | Trim |
| 37 | MSFT | Microsoft CORP | -0.2% | -0.65% | Trim |
| 38 | BSX | Boston Scientific CORP | -0.2% | -93.75% | Trim |
| 39 | XLF | Ss Financial Select Sector | -0.3% | -40.47% | Trim |
| 40 | RSP | Invesco S&p 500 Equal Weight | -0.5% | -46.75% | Trim |
| 41 | KLAC | Kla CORP | -16.7% | -92.78% | Trim |
| 42 | SGOV | Ishares 0-3 Month Treasury B | — | NEW | New buy |
| 43 | AMCR | Amcor plc | — | NEW | New buy |
| 44 | DOV | Dover CORP | — | NEW | New buy |
| 45 | PTC | Ptc INC | — | EXIT | Sold out |
| 46 | EXPE | Expedia Group INC | — | EXIT | Sold out |
| 47 | WAB | Wabtec CORP | — | NEW | New buy |
| 48 | DOW | Dow INC | — | NEW | New buy |
| 49 | HAL | Halliburton Co | — | NEW | New buy |
| 50 | EL | Estee Lauder Companies-cl A | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-07 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-13 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-10 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-16 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-02 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-17 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-23 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-22 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-24 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-30 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-24 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-31 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-14 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-08 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-10 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-05 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-13 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-10 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-02 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-10 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-12 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-04 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-07 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-29 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-06 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-07 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-29 | Amendment | View on EDGAR |
| 2019-03-31 | 2019-04-18 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-22 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-07 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-09 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-10 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-16 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-16 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-11 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-12 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-09 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-11 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-12 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-12 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-16 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-13 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-13 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-26 | 13F-HR | View on EDGAR |
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