BA
Breakthru Advisory Services, LLC — Quarterly 13F Portfolio Report
Breakthru Advisory Services, LLCCIK: 0002055645
Diversified strategyMomentum followerHigh-turnover trader
Total reported value
$62.4M
Reporting period: 2026-03-31 · Number of holdings: 59
BREAKTHRU ADVISORY SERVICES, LLC disclosed 59 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $62.4M and a quarterly turnover rate of 89.6%.
Browse other institutions with under $100M AUMBrowse other institutions starting with "B"
Personality snowflake
- Concentration
- 19.6
- Portfolio Stability
- 89.62
- Momentum/Contrarian
- 100
- Sector conviction
- 78.63
- Diversification
- 100
- Sizing Uniformity
- 86.13
Breakthru Advisory Services, LLC's disclosed holdings carry a Herfindahl concentration index of 0.049 — mathematically equivalent to about 20 equally-sized positions, well below its 59 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 39% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Recent moves
Trim IVV
-90.1% -$24.5M
Trim ESN
-88.9% -$19.4M
Add SPY
-0.0% -$433.5K
Trim NUKZ
-90.8% -$10.0M
Trim SCHZ
-95.0% -$8.5M
Trim XAR
-89.9% -$8.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 14.29% | +8.32% | -0.01% | |
| 2 | JMTG | Mortgage-backed Securities | ETF-Other | 7.46% | — | +1.06% | |
| 3 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 6.22% | — | — | |
| 4 | EFA | Ishares Msci Eafe ETF | ETF-Other | 5.65% | — | — | |
| 5 | NVDA | Nvidia CORP | Stock-Tech | 4.97% | +2.72% | -5.91% | |
| 6 | AAPL | Apple INC | Stock-Tech | 4.80% | +2.62% | -6.08% | |
| 7 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 4.07% | -13.20% | -90.15% | |
| 8 | ESN | Essential 40 Stock ETF | ETF-Other | 3.95% | -10.01% | -88.94% | |
| 9 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 3.35% | +0.95% | -43.52% | |
| 10 | MSFT | Microsoft CORP | Stock-Tech | 3.30% | +1.48% | -5.62% | |
| 11 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 3.18% | — | — | |
| 12 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.69% | — | +9.09% | |
| 13 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.23% | +1.22% | -4.36% | |
| 14 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.05% | +1.09% | -6.77% | |
| 15 | AVGO | Broadcom INC | Stock-Tech | 1.96% | +1.06% | -3.42% | |
| 16 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.95% | +0.92% | -16.85% | |
| 17 | NUKZ | Range Nuclear Renaissance | ETF-Other | 1.69% | -5.40% | -90.83% | |
| 18 | XAR | Ss Spdr S&p Aerospace Def | ETF-Other | 1.57% | -4.35% | -89.94% | |
| 19 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.40% | +0.73% | -4.39% | |
| 20 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.21% | — | — | |
| 21 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.20% | +0.64% | -5.58% | |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.09% | +0.61% | -4.85% | |
| 23 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.00% | +0.51% | -4.49% | |
| 24 | TSLA | Tesla INC | Stock-Consumer Disc | 0.96% | +0.35% | -24.24% | |
| 25 | WMT | Walmart INC | Stock-Consumer Staples | 0.88% | — | -4.03% | |
| 26 | V | Visa Inc-class A Shares | Stock-Financials | 0.88% | +0.45% | -4.87% | |
| 27 | XOM | Exxon Mobil CORP | Stock-Energy | 0.87% | +0.61% | -3.41% | |
| 28 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.85% | — | — | |
| 29 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 0.72% | -5.03% | -94.95% | |
| 30 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.71% | — | -2.85% | |
| 31 | BAC | Bank Of America CORP | Stock-Financials | 0.65% | +0.34% | -5.70% | |
| 32 | KLAC | Kla CORP | Stock-Tech | 0.64% | +0.43% | -1.81% | |
| 33 | NFLX | Netflix INC | Stock-Comm Services | 0.61% | — | +0.36% | |
| 34 | STCE | Schwab Crypto Thematic ETF | ETF-Crypto | 0.60% | -1.57% | -87.31% | |
| 35 | MS | Morgan Stanley | Stock-Financials | 0.60% | — | -3.33% | |
| 36 | LRCX | Lam Research CORP | Stock-Tech | 0.60% | +0.41% | -2.36% | |
| 37 | MA | Mastercard INC - A | Stock-Financials | 0.59% | +0.31% | -4.06% | |
| 38 | CAT | Caterpillar INC | Stock-Industrials | 0.56% | — | -9.64% | |
| 39 | HD | Home Depot INC | Stock-Consumer Disc | 0.56% | +0.25% | -24.48% | |
| 40 | ORCL | Oracle CORP | Stock-Tech | 0.47% | +0.22% | -1.55% | |
| 41 | ABBV | Abbvie INC | Stock-Healthcare | 0.46% | +0.21% | -24.00% | |
| 42 | MU | Micron Technology INC | Stock-Tech | 0.44% | +0.44% | NEW | |
| 43 | SCYB | Schwab High Yield Bond ETF | ETF-High Yield | 0.42% | -3.45% | -95.64% | |
| 44 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.41% | — | -8.09% | |
| 45 | AMD | Advanced Micro Devices | Stock-Tech | 0.40% | — | -1.98% | |
| 46 | TRGP | Targa Resources CORP | Stock-Energy | 0.39% | +0.39% | NEW | |
| 47 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.38% | +0.18% | -26.16% | |
| 48 | FANG | Diamondback Energy INC | Stock-Energy | 0.36% | +0.36% | NEW | |
| 49 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 0.36% | — | — | |
| 50 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.36% | — | -4.18% |
1–50 of 59
Portfolio Performance
Performance for Q3 2026
+3.1%
Performance Last 4 Quarters
+18.4%
Based on 66% of reported portfolio value with available pricing
- Stdev
- +14.2%
- Beta
- +1
- Alpha
- -0.2%
- Max Drawdown
- -5.7%
- Annualized Perf
- +18.4%
- Batting Avg vs S&P
- +41.2%
- Sortino
- +2.64
- Stutzer
- +0.38
- Treynor
- +0.18
- Sterling
- +1.17
- Calmar
- +3.22
- Information Ratio
- -0.04
- Tracking Error
- +3.4%
- Stdev Down
- +6.8%
- Winning Months %
- +58.8%
- Losing Months %
- +41.2%
- Best 12 Months
- +30.9%
- Worst 12 Months
- +17.8%
- Efficiency Ratio
- +0.48
- Sharpe
- +1.26
- Stdev Sectors
- +13.1%
- Skewness
- +0.22
- Kurtosis
- +0.01
- Upside Potential
- +4.26
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Breakthru Advisory Services, LLC's most significant position changes for 2026-03-31: Sold out: Schwab US Large-cap ETF (SCHX); Sold out: First Trust Rising Dividend (RDVY); Sold out: Ss Industrial Select Sector (XLI); Sold out: First Tr Low Duration St-etf (LDSF); Sold out: Schwab US Mid Cap ETF (SCHM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +8.3% | -0.01% | Trim |
| 2 | NVDA | Nvidia CORP | +2.7% | -5.91% | Trim |
| 3 | AAPL | Apple INC | +2.6% | -6.08% | Trim |
| 4 | MSFT | Microsoft CORP | +1.5% | -5.62% | Trim |
| 5 | GOOGL | Alphabet Inc-cl A | +1.2% | -4.36% | Trim |
| 6 | GOOG | Alphabet Inc-cl C | +1.1% | -6.77% | Trim |
| 7 | AVGO | Broadcom INC | +1.1% | -3.42% | Trim |
| 8 | BUFR | Ft Vest Lad Buffervetf-usd I | +1% | -43.52% | Trim |
| 9 | AMZN | Amazon.com INC | +0.9% | -16.85% | Trim |
| 10 | META | Meta Platforms Inc-class A | +0.7% | -4.39% | Trim |
| 11 | JPM | Jpmorgan Chase & Co | +0.6% | -5.58% | Trim |
| 12 | XOM | Exxon Mobil CORP | +0.6% | -3.41% | Trim |
| 13 | BRK-B | Berkshire Hathaway Inc-cl B | +0.6% | -4.85% | Trim |
| 14 | LLY | Eli Lilly & Co | +0.5% | -4.49% | Trim |
| 15 | V | Visa Inc-class A Shares | +0.5% | -4.87% | Trim |
| 16 | KLAC | Kla CORP | +0.4% | -1.81% | Trim |
| 17 | LRCX | Lam Research CORP | +0.4% | -2.36% | Trim |
| 18 | TSLA | Tesla INC | +0.4% | -24.24% | Trim |
| 19 | BAC | Bank Of America CORP | +0.3% | -5.70% | Trim |
| 20 | MA | Mastercard INC - A | +0.3% | -4.06% | Trim |
| 21 | HD | Home Depot INC | +0.3% | -24.48% | Trim |
| 22 | ORCL | Oracle CORP | +0.2% | -1.55% | Trim |
| 23 | ABBV | Abbvie INC | +0.2% | -24.00% | Trim |
| 24 | MCD | Mcdonald's CORP | +0.2% | -26.16% | Trim |
| 25 | COF | Capital One Financial CORP | +0.1% | -9.48% | Trim |
| 26 | ACN | Accenture plc | +0.1% | -4.20% | Trim |
| 27 | STCE | Schwab Crypto Thematic ETF | -1.6% | -87.31% | Trim |
| 28 | QTUM | Defiance Quantum ETF | -3.4% | -96.42% | Trim |
| 29 | SCYB | Schwab High Yield Bond ETF | -3.5% | -95.64% | Trim |
| 30 | XAR | Ss Spdr S&p Aerospace Def | -4.4% | -89.94% | Trim |
| 31 | SCHZ | Schwab US Aggregate Bond ETF | -5% | -94.95% | Trim |
| 32 | NUKZ | Range Nuclear Renaissance | -5.4% | -90.83% | Trim |
| 33 | ESN | Essential 40 Stock ETF | -10% | -88.94% | Trim |
| 34 | IVV | Ishares Core S&p 500 ETF | -13.2% | -90.15% | Trim |
| 35 | SCHX | Schwab US Large-cap ETF | — | EXIT | Sold out |
| 36 | RDVY | First Trust Rising Dividend | — | EXIT | Sold out |
| 37 | XLI | Ss Industrial Select Sector | — | EXIT | Sold out |
| 38 | LDSF | First Tr Low Duration St-etf | — | EXIT | Sold out |
| 39 | SCHM | Schwab US Mid Cap ETF | — | EXIT | Sold out |
| 40 | MU | Micron Technology INC | — | NEW | New buy |
| 41 | AXP | American Express Co | — | EXIT | Sold out |
| 42 | TRGP | Targa Resources CORP | — | NEW | New buy |
| 43 | PLTR | Palantir Technologies Inc-a | — | EXIT | Sold out |
| 44 | FANG | Diamondback Energy INC | — | NEW | New buy |
| 45 | SDVY | First Trust Smid Cap Rising | — | EXIT | Sold out |
| 46 | ETN | Eaton Corporation plc | — | NEW | New buy |
| 47 | MRK | Merck & Co. INC. | — | NEW | New buy |
| 48 | TMO | Thermo Fisher Scientific INC | — | EXIT | Sold out |
| 49 | TXN | Texas Instruments INC | — | NEW | New buy |
| 50 | LUMN | Lumen Technologies INC | — | EXIT | Sold out |
Filing History
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-16 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-12 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-09 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-13 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-22 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-18 | 13F-HR | View on EDGAR |
FAQ
What is Breakthru Advisory Services, LLC and what type of investor is it?
Breakthru Advisory Services, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $62.4M, spread across 59 disclosed positions.
What are Breakthru Advisory Services, LLC's largest equity positions?
Based on the latest 13F filing, Breakthru Advisory Services, LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $8.9M (14.3%)
2. Mortgage-backed Securities (JMTG) — $4.7M (7.5%)
3. Ishares Russell 2000 ETF (IWM) — $3.9M (6.2%)
4. Ishares Msci Eafe ETF (EFA) — $3.5M (5.7%)
5. Nvidia CORP (NVDA) — $3.1M (5.0%)
What changes did Breakthru Advisory Services, LLC make in its most recent portfolio filing?
In the latest reported quarter, Breakthru Advisory Services, LLC made 50 notable position adjustments: 6 new positions were initiated, 0 existing holdings were added to, 34 positions were partially reduced, and 10 were completely exited. The largest of these moves: Sold out: Schwab US Large-cap ETF (SCHX); Sold out: First Trust Rising Dividend (RDVY); Sold out: Ss Industrial Select Sector (XLI); Sold out: First Tr Low Duration St-etf (LDSF); Sold out: Schwab US Mid Cap ETF (SCHM)
What sectors does Breakthru Advisory Services, LLC focus on?
Breakthru Advisory Services, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 44.7%
• Communication Services: 16.3%
• Financials: 13.8%
• Consumer Discretionary: 9.9%
• Health Care: 6.6%
• Consumer Staples: 4.1%
Peer Institutions
Institutions with a similar AUM
HL
H. L. Ormond & Company, LLC
CIK 0001909569
Total reported value
$62.4M
243 stks
2022-09-30
Stale — no recent filing
Concentration5.7
Portfolio Stability0.0
Sector conviction43.9
AUM within 0.0% of this institution
View detail
AC
Amitell Capital Pte Ltd
CIK 0001807559
Total reported value
$62.4M
14 stks
2026-03-31
Concentration91.0
Portfolio Stability98.9
Sector conviction99.2
AUM within 0.0% of this institution
View detail
PV
Polaris Venture Management Co IV LLC
CIK 0001295438
Total reported value
$62.4M
4 stks
2016-09-30
Stale — no recent filing
Concentration100.0
Portfolio Stability10.0
Sector conviction0.0
AUM within 0.0% of this institution
View detail
Similar Holdings Style
Institutions with overlapping top holdings
Tudor Investment CORP Et Al
CIK 0000923093
Total reported value
$53.9B
3,515 stks
2026-03-31
Concentration12.8
Portfolio Stability56.5
Sector conviction47.1
3 of the top 5 holdings overlap, including Ishares Russell 2000 ETF
View detail
TD
Toronto Dominion Bank
CIK 0000947263
Total reported value
$69.7B
3,578 stks
2026-03-31
Concentration5.7
Portfolio Stability50.5
Sector conviction49.2
3 of the top 5 holdings overlap, including Nvidia CORP
View detail
KC
Kingdon Capital Management, L.l.c.
CIK 0001000097
Total reported value
$911.0M
67 stks
2026-03-31
Concentration23.0
Portfolio Stability100.0
Sector conviction80.4
3 of the top 5 holdings overlap, including Ss Spdr S&p 500 ETF Trust-us
View detail