CIK: 0001972517
Total reported value
$187.4M
Reporting period: 2026-03-31 · Number of holdings: 89
Aspen Wealth Strategies, LLC disclosed 89 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $187.4M and a quarterly turnover rate of 9.7%.
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Aspen Wealth Strategies, LLC's disclosed holdings carry a Herfindahl concentration index of 0.049 — mathematically equivalent to about 20 equally-sized positions, well below its 89 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.85), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 28% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim SCHG
+3.2% -$1.3M
Trim AVGO
-2.5% -$1.0M
Trim MOAT
-1.4% -$813.9K
Trim IVV
+3.2% -$314.4K
Add CTA
+2.0% $916.2K
Trim MSFT
+2.8% -$651.7K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTV | Vanguard Value ETF | ETF-Other | 11.36% | +0.14% | +1.09% | |
| 2 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 10.76% | -0.45% | +3.25% | |
| 3 | SCHG | Schwab US Large-cap Growth | ETF-Other | 7.83% | -0.88% | +3.17% | |
| 4 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 7.79% | +0.14% | +3.14% | |
| 5 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 5.07% | -0.57% | -1.36% | |
| 6 | CTA | Simplify Managed Futures St | ETF-Other | 4.22% | +0.39% | +2.01% | |
| 7 | AVGO | Broadcom INC | Stock-Tech | 3.74% | -0.66% | -2.53% | |
| 8 | FMDE | Fidelity Enhanced Mid Cap Co | ETF-Other | 3.70% | — | +1.13% | |
| 9 | SMLF | Ishares US Smallcap Equity F | ETF-Other | 3.01% | — | +0.27% | |
| 10 | XMHQ | Invesco S&p Midcap Qual ETF | ETF-Other | 2.87% | -0.03% | +0.57% | |
| 11 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 2.12% | +0.02% | +0.99% | |
| 12 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.04% | -0.31% | -3.10% | |
| 13 | IYK | Ishares US Consumer Staples | ETF-Other | 1.85% | +0.08% | +2.09% | |
| 14 | VHT | Vanguard Health Care ETF | ETF-Other | 1.60% | — | +3.42% | |
| 15 | AIQ | Global X Art Intel & Tech | ETF-Tech | 1.37% | -0.07% | +6.18% | |
| 16 | AAPL | Apple INC | Stock-Tech | 1.33% | -0.13% | +0.23% | |
| 17 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.33% | — | +7.38% | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 1.29% | -0.39% | +2.84% | |
| 19 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.26% | -0.18% | -1.36% | |
| 20 | ABBV | Abbvie INC | Stock-Healthcare | 1.14% | -0.09% | -0.55% | |
| 21 | PNC | Pnc Financial Services Group | Stock-Financials | 1.11% | +1.11% | NEW | |
| 22 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.99% | +0.04% | +6.98% | |
| 23 | CVX | Chevron CORP | Stock-Energy | 0.94% | +0.24% | +1.08% | |
| 24 | DE | Deere & Co | Stock-Industrials | 0.87% | +0.12% | -2.43% | |
| 25 | RCTR | Ft Bloombergnuclearpower ETF | ETF-Other | 0.84% | +0.05% | +1.40% | |
| 26 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.83% | +0.07% | +11.17% | |
| 27 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.77% | -0.11% | -0.50% | |
| 28 | WMT | Walmart INC | Stock-Consumer Staples | 0.76% | +0.06% | -1.33% | |
| 29 | AVGO | Broadcom Inc. | Stock-Tech | 0.66% | +0.66% | NEW | |
| 30 | TER | Teradyne INC | Stock-Tech | 0.66% | +0.21% | -3.61% | |
| 31 | XEL | Xcel Energy INC | Stock-Utilities | 0.59% | +0.03% | +0.90% | |
| 32 | APD | Air Products & Chemicals INC | Stock-Materials | 0.57% | +0.08% | +2.45% | |
| 33 | CSCO | Cisco Systems INC | Stock-Tech | 0.57% | — | -2.75% | |
| 34 | COF | Capital One Financial CORP | Stock-Financials | 0.48% | -0.20% | -2.76% | |
| 35 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 0.45% | — | +0.20% | |
| 36 | COP | Conocophillips | Stock-Energy | 0.44% | +0.13% | +1.43% | |
| 37 | SLB | Slb LTD | Stock-Energy | 0.43% | +0.11% | +1.23% | |
| 38 | DUK | Duke Energy CORP | Stock-Utilities | 0.42% | +0.04% | +1.31% | |
| 39 | VZ | Verizon Communications INC | Stock-Comm Services | 0.41% | +0.07% | +0.24% | |
| 40 | HD | Home Depot INC | Stock-Consumer Disc | 0.40% | — | +3.62% | |
| 41 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 0.40% | +0.06% | +15.25% | |
| 42 | V | Visa Inc-class A Shares | Stock-Financials | 0.40% | -0.06% | +1.74% | |
| 43 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.39% | -0.07% | +0.79% | |
| 44 | KR | Kroger Co | Stock-Consumer Staples | 0.38% | +0.04% | — | |
| 45 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.35% | — | +3.20% | |
| 46 | MUB | Ishares National Muni Bond E | ETF-Other | 0.35% | — | +4.24% | |
| 47 | SUB | Ishares Short-term National | ETF-Other | 0.34% | — | +0.67% | |
| 48 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.34% | — | — | |
| 49 | BA | Boeing Co/the | Stock-Industrials | 0.33% | — | +1.52% | |
| 50 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.33% | — | — |
Performance for Q3 2026
+2.3%
Performance Last 4 Quarters
+21.4%
Based on 65% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 89 | $187.4M | 10 | |
| 2025-12-31 | 83 | $182.8M | 23 | |
| 2025-09-30 | 85 | $180.0M | 29 | |
| 2025-06-30 | 82 | $165.9M | 0 | |
| 2025-03-31 | 83 | $152.6M | 0 | |
| 2024-12-31 | 80 | $156.4M | 0 | |
| 2024-09-30 | 81 | $155.2M | 0 | |
| 2024-06-30 | 73 | $143.8M | 0 | |
| 2024-03-31 | 76 | $144.8M | 0 | |
| 2023-12-31 | 78 | $137.5M | 0 | |
| 2023-09-30 | 75 | $128.2M | 0 | |
| 2023-06-30 | 75 | $131.7M | 0 | |
| 2023-03-31 | 78 | $128.9M | 0 | |
| 2022-12-31 | 76 | $124.9M | 0 |
Aspen Wealth Strategies, LLC's most significant position changes for 2026-03-31: New buy: Pnc Financial Services Group (PNC); New buy: Broadcom Inc. (AVGO); New buy: Militia Long/shrt Equity ETF (ORR); New buy: Devon Energy CORP (DVN); New buy: FTAI Aviation Ltd. (FTAI).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CTA | Simplify Managed Futures St | +0.4% | +2.01% | Add |
| 2 | CVX | Chevron CORP | +0.2% | +1.08% | Add |
| 3 | TER | Teradyne INC | +0.2% | -3.61% | Trim |
| 4 | VTV | Vanguard Value ETF | +0.1% | +1.09% | Add |
| 5 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +3.14% | Add |
| 6 | COP | Conocophillips | +0.1% | +1.43% | Add |
| 7 | DE | Deere & Co | +0.1% | -2.43% | Trim |
| 8 | SLB | Slb LTD | +0.1% | +1.23% | Add |
| 9 | IYK | Ishares US Consumer Staples | +0.1% | +2.09% | Add |
| 10 | APD | Air Products & Chemicals INC | +0.1% | +2.45% | Add |
| 11 | EOG | Eog Resources INC | +0.1% | — | Unchanged |
| 12 | XOM | Exxon Mobil CORP | +0.1% | -1.82% | Trim |
| 13 | JPST | Jpmorgan Ultra-short Income | +0.1% | +11.17% | Add |
| 14 | VZ | Verizon Communications INC | +0.1% | +0.24% | Add |
| 15 | WMT | Walmart INC | +0.1% | -1.33% | Trim |
| 16 | VYMI | Vanguard Int High Dvd Yld In | +0.1% | +15.25% | Add |
| 17 | RCTR | Ft Bloombergnuclearpower ETF | +0.1% | +1.40% | Add |
| 18 | NEE | Nextera Energy INC | +0.1% | +6.18% | Add |
| 19 | JAAA | Janus Henderson Aaa Clo ETF | 0% | +6.98% | Add |
| 20 | KR | Kroger Co | 0% | — | Unchanged |
| 21 | DUK | Duke Energy CORP | 0% | +1.31% | Add |
| 22 | NOC | Northrop Grumman CORP | 0% | -1.36% | Trim |
| 23 | AGGH | Simplify Aggregate Bond ETF | 0% | +26.35% | Add |
| 24 | BHP | Bhp Group Ltd-spon Adr | 0% | +9.10% | Add |
| 25 | XEL | Xcel Energy INC | 0% | +0.90% | Add |
| 26 | VBR | Vanguard Small-cap Value ETF | 0% | +0.99% | Add |
| 27 | XMHQ | Invesco S&p Midcap Qual ETF | 0% | +0.57% | Add |
| 28 | QCOM | Qualcomm INC | -0.1% | +2.90% | Add |
| 29 | GOOG | Alphabet Inc-cl C | -0.1% | -2.56% | Trim |
| 30 | V | Visa Inc-class A Shares | -0.1% | +1.74% | Add |
| 31 | UNH | Unitedhealth Group INC | -0.1% | -2.80% | Trim |
| 32 | META | Meta Platforms Inc-class A | -0.1% | +0.79% | Add |
| 33 | AIQ | Global X Art Intel & Tech | -0.1% | +6.18% | Add |
| 34 | ABBV | Abbvie INC | -0.1% | -0.55% | Trim |
| 35 | AMZN | Amazon.com INC | -0.1% | -0.50% | Trim |
| 36 | AAPL | Apple INC | -0.1% | +0.23% | Add |
| 37 | JPM | Jpmorgan Chase & Co | -0.2% | -1.36% | Trim |
| 38 | COF | Capital One Financial CORP | -0.2% | -2.76% | Trim |
| 39 | GOOGL | Alphabet Inc-cl A | -0.3% | -3.10% | Trim |
| 40 | MSFT | Microsoft CORP | -0.4% | +2.84% | Add |
| 41 | IVV | Ishares Core S&p 500 ETF | -0.5% | +3.25% | Add |
| 42 | MOAT | Vaneck Morningstar Wide Moat | -0.6% | -1.36% | Trim |
| 43 | AVGO | Broadcom INC | -0.7% | -2.53% | Trim |
| 44 | SCHG | Schwab US Large-cap Growth | -0.9% | +3.17% | Add |
| 45 | PNC | Pnc Financial Services Group | — | NEW | New buy |
| 46 | AVGO | Broadcom Inc. | — | NEW | New buy |
| 47 | ORR | Militia Long/shrt Equity ETF | — | NEW | New buy |
| 48 | DVN | Devon Energy CORP | — | NEW | New buy |
| 49 | FTAI | FTAI Aviation Ltd. | — | NEW | New buy |
| 50 | KO | Coca-cola Co/the | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-08 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-28 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-10 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-07 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-30 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-10 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-28 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-22 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-13 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-30 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-01 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-02 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-12 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-05-15 | 13F-HR | View on EDGAR |
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