CIK: 0001964809
Total reported value
$421.5M
Reporting period: 2026-03-31 · Number of holdings: 40
AllGen Financial Advisors, Inc. disclosed 40 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $421.5M and a quarterly turnover rate of 21.4%.
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AllGen Financial Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.108 — mathematically equivalent to about 9 equally-sized positions, well below its 40 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.85), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 4.0 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 2% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
New buy SMLF
Trim BIL
-89.1% -$11.0M
New buy SPTS
Sold out FLQM
Trim JMBS
-30.8% -$6.5M
New buy AVUV
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 20.98% | -0.43% | +2.36% | |
| 2 | BND | Vanguard Total Bond Market | ETF-Other | 19.60% | +0.52% | +3.29% | |
| 3 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 9.00% | +0.04% | -1.69% | |
| 4 | IAU | Ishares Gold Trust | ETF-Commodities | 6.95% | -0.34% | -12.28% | |
| 5 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 5.34% | -0.92% | -9.20% | |
| 6 | MGV | Vanguard Mega Cap Value ETF | ETF-Other | 5.05% | -0.41% | -10.12% | |
| 7 | DIVI | Franklin International Core | ETF-Other | 3.84% | +0.25% | +4.29% | |
| 8 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 3.33% | -1.54% | -30.84% | |
| 9 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 2.76% | -0.24% | -7.01% | |
| 10 | SMLF | Ishares US Smallcap Equity F | ETF-Other | 2.75% | +2.75% | NEW | |
| 11 | SPIB | Ss Spdr P Int C CORP ETF | ETF-Other | 2.46% | +0.22% | +10.67% | |
| 12 | SPTS | Ss Spdr P St Term Tsy ETF | ETF-Other | 2.27% | +2.27% | NEW | |
| 13 | SPTL | Ss Spdr Pf Lng Trm Tsy E-usd | ETF-Other | 2.24% | +0.90% | +67.93% | |
| 14 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 1.98% | +0.34% | +15.75% | |
| 15 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.77% | -0.06% | +3.22% | |
| 16 | JPIB | Jpmorgan Intl Bnd ETF | ETF-Other | 1.77% | +0.04% | +4.35% | |
| 17 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 1.47% | +1.47% | NEW | |
| 18 | ELD | Wisdomtree Emrg Mkts Debt | ETF-Other | 0.93% | +0.93% | NEW | |
| 19 | FEMB | First Trust Emerging Markets | ETF-Emerging Markets | 0.76% | +0.76% | NEW | |
| 20 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.75% | +0.05% | +1.64% | |
| 21 | ISCF | Ishares International Small | ETF-Other | 0.57% | -0.13% | -19.93% | |
| 22 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.49% | -0.25% | -26.14% | |
| 23 | MSFT | Microsoft CORP | Stock-Tech | 0.41% | -0.31% | -25.47% | |
| 24 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.40% | -0.17% | -26.27% | |
| 25 | AAPL | Apple INC | Stock-Tech | 0.37% | -0.03% | — | |
| 26 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.32% | -2.61% | -89.08% | |
| 27 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.23% | -0.15% | -44.27% | |
| 28 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.16% | — | -0.63% | |
| 29 | FBYD | Falcon's Beyond Global Inc-a | Stock-Other | 0.14% | -0.01% | — | |
| 30 | HD | Home Depot INC | Stock-Consumer Disc | 0.14% | -0.01% | — | |
| 31 | TFLO | Ishares Treasury Floating Ra | ETF-Gov Bonds | 0.14% | +0.14% | NEW | |
| 32 | RTX | Rtx CORP | Stock-Industrials | 0.12% | -0.12% | -52.81% | |
| 33 | TSLA | Tesla INC | Stock-Consumer Disc | 0.10% | -0.02% | — | |
| 34 | XOM | Exxon Mobil CORP | Stock-Energy | 0.09% | — | -31.42% | |
| 35 | WMT | Walmart INC | Stock-Consumer Staples | 0.06% | -0.04% | -44.13% | |
| 36 | NFLX | Netflix INC | Stock-Comm Services | 0.06% | — | — | |
| 37 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.05% | -0.01% | +0.13% | |
| 38 | SO | Southern Co/the | Stock-Utilities | 0.05% | — | — | |
| 39 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.05% | — | -1.98% | |
| 40 | VMC | Vulcan Materials Co | Stock-Materials | 0.05% | — | — |
Performance for Q3 2026
+0.4%
Performance Last 4 Quarters
+15.5%
Based on 70% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 40 | $421.5M | 21 | |
| 2025-12-31 | 40 | $421.7M | 11 | |
| 2025-09-30 | 42 | $407.0M | 95 | |
| 2025-06-30 | 42 | $372.3M | 0 | |
| 2025-03-31 | 38 | $337.8M | 0 | |
| 2024-12-31 | 37 | $297.8M | 0 | |
| 2024-09-30 | 40 | $308.1M | 0 | |
| 2024-06-30 | 37 | $263.7M | 0 | |
| 2024-03-31 | 38 | $245.7M | 0 | |
| 2023-12-31 | 32 | $192.3M | 0 | |
| 2023-09-30 | 30 | $140.6M | 0 | |
| 2023-06-30 | 34 | $158.9M | 0 | |
| 2023-03-31 | 33 | $143.2M | 0 | |
| 2022-12-31 | 36 | $139.4M | 0 | |
| 2022-09-30 | 38 | $128.4M | 0 | |
| 2022-06-30 | 35 | $121.6M | 0 | |
| 2022-03-31 | 35 | $119.8M | 0 | |
| 2021-12-31 | 37 | $134.9M | 0 | |
| 2021-09-30 | 33 | $122.5M | 0 | |
| 2021-06-30 | 33 | $130.3M | 0 | |
| 2021-03-31 | 34 | $122.3M | 0 | |
| 2020-12-31 | 32 | $107.9M | 0 |
AllGen Financial Advisors, Inc.'s most significant position changes for 2026-03-31: New buy: Ishares US Smallcap Equity F (SMLF); New buy: Ss Spdr P St Term Tsy ETF (SPTS); Sold out: Franklin U.s. Mid Cap Multif (FLQM); New buy: Avantis US Small Cap Value (AVUV); New buy: Wisdomtree Emrg Mkts Debt (ELD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SMLF | Ishares US Smallcap Equity F | +2.8% | NEW | New buy |
| 2 | SPTS | Ss Spdr P St Term Tsy ETF | +2.3% | NEW | New buy |
| 3 | AVUV | Avantis US Small Cap Value | +1.5% | NEW | New buy |
| 4 | ELD | Wisdomtree Emrg Mkts Debt | +0.9% | NEW | New buy |
| 5 | SPTL | Ss Spdr Pf Lng Trm Tsy E-usd | +0.9% | +67.93% | Add |
| 6 | FEMB | First Trust Emerging Markets | +0.8% | NEW | New buy |
| 7 | BND | Vanguard Total Bond Market | +0.5% | +3.29% | Add |
| 8 | AVEM | Avantis Emerging Markets Eq | +0.3% | +15.75% | Add |
| 9 | DIVI | Franklin International Core | +0.3% | +4.29% | Add |
| 10 | SPIB | Ss Spdr P Int C CORP ETF | +0.2% | +10.67% | Add |
| 11 | TFLO | Ishares Treasury Floating Ra | +0.1% | NEW | New buy |
| 12 | AVDV | Avantis Intl S/c Value ETF | +0.1% | +1.64% | Add |
| 13 | JPIB | Jpmorgan Intl Bnd ETF | 0% | +4.35% | Add |
| 14 | VEU | Vanguard Ftse All-world Ex-u | 0% | -1.69% | Trim |
| 15 | VOO | Vanguard S&p 500 ETF | — | -0.63% | Trim |
| 16 | SO | Southern Co/the | — | — | Unchanged |
| 17 | XOM | Exxon Mobil CORP | — | -31.42% | Trim |
| 18 | VMC | Vulcan Materials Co | — | — | Unchanged |
| 19 | NFLX | Netflix INC | — | — | Unchanged |
| 20 | AGG | Ishares Core U.s. Aggregate | — | -1.98% | Trim |
| 21 | FBYD | Falcon's Beyond Global Inc-a | 0% | — | Unchanged |
| 22 | HD | Home Depot INC | 0% | — | Unchanged |
| 23 | GOOGL | Alphabet Inc-cl A | 0% | +0.13% | Add |
| 24 | TSLA | Tesla INC | 0% | — | Unchanged |
| 25 | AAPL | Apple INC | 0% | — | Unchanged |
| 26 | WMT | Walmart INC | 0% | -44.13% | Trim |
| 27 | NVDA | Nvidia CORP | -0.1% | EXIT | Sold out |
| 28 | QQQ | Invesco Qqq Trust Series 1 | -0.1% | +3.22% | Add |
| 29 | CSL | Carlisle Cos INC | -0.1% | EXIT | Sold out |
| 30 | PG | Procter & Gamble Co/the | -0.1% | EXIT | Sold out |
| 31 | RTX | Rtx CORP | -0.1% | -52.81% | Trim |
| 32 | ISCF | Ishares International Small | -0.1% | -19.93% | Trim |
| 33 | SCHD | Schwab US Dvd Equity ETF | -0.2% | -44.27% | Trim |
| 34 | BRK-B | Berkshire Hathaway Inc-cl B | -0.2% | -26.27% | Trim |
| 35 | LMB | Limbach Holdings INC | -0.2% | EXIT | Sold out |
| 36 | JMUB | Jpmorgan Municipal ETF | -0.2% | -7.01% | Trim |
| 37 | SCHG | Schwab US Large-cap Growth | -0.3% | -26.14% | Trim |
| 38 | MSFT | Microsoft CORP | -0.3% | -25.47% | Trim |
| 39 | IAU | Ishares Gold Trust | -0.3% | -12.28% | Trim |
| 40 | TLT | Ishares 20+ Year Treasury Bd | -0.4% | EXIT | Sold out |
| 41 | MGV | Vanguard Mega Cap Value ETF | -0.4% | -10.12% | Trim |
| 42 | VTI | Vanguard Total Stock Mkt ETF | -0.4% | +2.36% | Add |
| 43 | QQQM | Invesco Nasdaq 100 ETF | -0.9% | -9.20% | Trim |
| 44 | JMBS | Janus Henderson Mortg Backed | -1.5% | -30.84% | Trim |
| 45 | FLQM | Franklin U.s. Mid Cap Multif | -2.1% | EXIT | Sold out |
| 46 | BIL | Ss Spdr Bb 1-3m T-bill ETF | -2.6% | -89.08% | Trim |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-07-16 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-22 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-29 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-07 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-06 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-13 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-24 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-23 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-06 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-16 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-27 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-05 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-15 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2023-02-15 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2023-02-15 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2023-02-15 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2023-02-15 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2023-02-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2023-02-15 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2023-02-15 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2023-02-15 | 13F-HR | View on EDGAR |
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