CIK: 0001569656
Total reported value
$61.7M
Reporting period: 2016-12-31 · Number of holdings: 23
Aft, Forsyth & Sober, LLC disclosed 23 holdings in its latest 13F filing for the period ending 2016-12-31, with total reported value of $61.7M and a quarterly turnover rate of 7.5%.
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Aft, Forsyth & Sober, LLC's disclosed holdings carry a Herfindahl concentration index of 0.148 — mathematically equivalent to about 7 equally-sized positions, well below its 23 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.54), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 11.7 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim TOTL
-7.3% -$1.4M
Trim IAUUSD
-90.9% -$496.0K
Add MUB
+0.2% -$407.0K
Trim SMHC
+0.2% -$1.0M
Add BAC
0.0% $138.0K
Add LQD
+0.1% -$322.0K
Showing top 22 holdings (of 23 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 19.54% | -0.91% | -7.30% | |
| 2 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 19.25% | -0.28% | +0.16% | |
| 3 | PFF | Ishares Preferred & Income S | ETF-Other | 17.21% | +0.16% | +0.18% | |
| 4 | MUB | Ishares National Muni Bond E | ETF-Other | 16.39% | +0.44% | +0.19% | |
| 5 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 10.51% | +0.19% | +0.14% | |
| 6 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 6.63% | +0.16% | +0.21% | |
| 7 | ✓ | Powershares Global ETF Trust | ETF-Other | 1.54% | +0.10% | — | |
| 8 | ICF | Ishares Select U.s. Reit ETF | ETF-Other | 1.21% | +0.02% | — | |
| 9 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.19% | +0.07% | — | |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.13% | +0.10% | +4.20% | |
| 11 | SCHD | Schwab U.S. Dividend Equity ETF | ETF-Other | 0.92% | +0.09% | — | |
| 12 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.83% | +0.10% | — | |
| 13 | BAC | Bank Of America CORP | Stock-Financials | 0.77% | +0.26% | — | |
| 14 | QNDX | State Street SPDR Portfolio Nasdaq 100 ETF | ETF-Tech | 0.65% | +0.03% | — | |
| 15 | ✓ | Stock-Other | 0.63% | +0.03% | — | ||
| 16 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.60% | +0.10% | — | |
| 17 | QQEW | First Tr Nasdaq-100 Sel Eq | ETF-Tech | 0.43% | +0.03% | — | |
| 18 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.29% | +0.03% | — | |
| 19 | ✓ | Google INC Class C | Stock-Other | 0.13% | — | — | |
| 20 | BOH | Bank Of Hawaii CORP | Stock-Other | 0.08% | +0.02% | — | |
| 21 | IAUUSD | Ishares Gold Trust | ETF-Commodities | 0.07% | -0.75% | -90.94% | |
| 22 | IYR | Ishares US Real Estate ETF | ETF-Other | 0.01% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-12-31 | 23 | $61.7M | 8 | |
| 2016-09-30 | 23 | $65.9M | 100 | |
| 2016-06-30 | 22 | $14.5M | 26 | |
| 2016-03-31 | 19 | $12.9M | 100 | |
| 2015-12-31 | 45 | $409.5M | 3 | |
| 2015-09-30 | 44 | $401.4M | 8 | |
| 2015-06-30 | 44 | $436.2M | 1 | |
| 2015-03-31 | 43 | $438.7M | 3 | |
| 2014-12-31 | 43 | $450.8M | 17 | |
| 2014-09-30 | 44 | $463.9M | 6 | |
| 2014-06-30 | 44 | $485.2M | 73 | |
| 2014-03-31 | 40 | $226.1M | 98 | |
| 2013-12-31 | 44 | $490.3M | 11 | |
| 2013-09-30 | 43 | $452.4M | 9 | |
| 2013-06-30 | 49 | $427.4M | 0 |
Aft, Forsyth & Sober, LLC's most significant position changes for 2016-12-31: Trim: Ss Doubleline Tr Tact ETF (TOTL) — shares -7.30%; Trim: Ishares Gold Trust (IAUUSD) — shares -90.94%; Add: Ishares National Muni Bond E (MUB) — shares +0.19%; Add: VanEck China Semiconductor ETF (SMHC) — shares +0.16%; Add: Ishr Ibx Usd Invgd Cb Etf-ui (LQD) — shares +0.14%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MUB | Ishares National Muni Bond E | +0.4% | +0.19% | Add |
| 2 | BAC | Bank Of America CORP | +0.3% | — | Unchanged |
| 3 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | +0.2% | +0.14% | Add |
| 4 | PFF | Ishares Preferred & Income S | +0.2% | +0.18% | Add |
| 5 | VCIT | Vanguard Int-term Corporate | +0.2% | +0.21% | Add |
| 6 | IJR | Ishares Core S&p Small-cap E | +0.1% | — | Unchanged |
| 7 | IJH | Ishares Core S&p Midcap ETF | +0.1% | — | Unchanged |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +4.20% | Add |
| 9 | ✓ | Powershares Global ETF Trust | +0.1% | — | Unchanged |
| 10 | SCHD | Schwab U.S. Dividend Equity ETF | +0.1% | — | Unchanged |
| 11 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | +0.1% | — | Unchanged |
| 12 | ITOT | Ishares Core S&p Total U.s. | 0% | — | Unchanged |
| 13 | QNDX | State Street SPDR Portfolio Nasdaq 100 ETF | 0% | — | Unchanged |
| 14 | QQEW | First Tr Nasdaq-100 Sel Eq | 0% | — | Unchanged |
| 15 | ✓ | 0% | — | Unchanged | |
| 16 | ICF | Ishares Select U.s. Reit ETF | 0% | — | Unchanged |
| 17 | BOH | Bank Of Hawaii CORP | 0% | — | Unchanged |
| 18 | ✓ | Google INC Class C | — | — | Unchanged |
| 19 | IYR | Ishares US Real Estate ETF | — | — | Unchanged |
| 20 | SMHC | VanEck China Semiconductor ETF | -0.3% | +0.16% | Add |
| 21 | IAUUSD | Ishares Gold Trust | -0.8% | -90.94% | Trim |
| 22 | TOTL | Ss Doubleline Tr Tact ETF | -0.9% | -7.30% | Trim |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-12-31 | 2017-01-31 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-12 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-12 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-10 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-12 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-13 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-12 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-13 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-12 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-12 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-13 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-08 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-08 | 13F-HR | View on EDGAR |
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