CIK: 0001473174
Total reported value
$140.4M
Reporting period: 2017-12-31 · Number of holdings: 110
440 INVESTMENT GROUP, LLC disclosed 110 holdings in its latest 13F filing for the period ending 2017-12-31, with total reported value of $140.4M and a quarterly turnover rate of 28.5%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "0-9"
440 Investment Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.029 — mathematically equivalent to about 34 equally-sized positions, well below its 110 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.50), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 46% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add UNH
+39.1% $2.9M
Trim CELG
-0.2% -$1.7M
Add GGG
+1822.4% $1.6M
Trim MAR
-47.3% -$1.3M
Trim GILD
-36.5% -$1.2M
Add GIS
+198.8% $1.3M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | USB | US Bancorp | Stock-Financials | 10.90% | — | +0.11% | |
| 2 | UNH | Unitedhealth Group INC | Stock-Healthcare | 5.72% | +1.81% | +39.14% | |
| 3 | MMM | 3m Co | Stock-Industrials | 5.59% | +0.58% | +6.61% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 3.50% | +0.28% | +1.24% | |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.42% | +0.49% | +17.55% | |
| 6 | CELG | Celgene CORP | Stock-Other | 2.99% | -1.49% | -0.19% | |
| 7 | AAPL | Apple INC | Stock-Tech | 2.57% | +0.61% | +28.13% | |
| 8 | TECH | Bio-techne CORP | Stock-Healthcare | 2.57% | +0.01% | — | |
| 9 | WBA | Walgreens Boots Alliance INC | Stock-Other | 2.55% | — | +1.61% | |
| 10 | DIS | Walt Disney Co/the | Stock-Comm Services | 2.34% | -0.62% | -22.48% | |
| 11 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.09% | — | -5.41% | |
| 12 | MDT | Medtronic plc | Stock-Healthcare | 1.83% | +0.61% | +55.06% | |
| 13 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.79% | +0.18% | +6.55% | |
| 14 | MAR | Marriott International -cl A | Stock-Consumer Disc | 1.70% | -1.10% | -47.28% | |
| 15 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.52% | — | -0.93% | |
| 16 | XOM | Exxon Mobil CORP | Stock-Energy | 1.41% | — | -4.52% | |
| 17 | GIS | General Mills INC | Stock-Consumer Staples | 1.33% | +0.92% | +198.82% | |
| 18 | UPS | United Parcel Service-cl B | Stock-Industrials | 1.30% | — | -1.05% | |
| 19 | GGG | Graco INC | Stock-Industrials | 1.30% | +1.10% | +1822.43% | |
| 20 | SBUX | Starbucks CORP | Stock-Consumer Disc | 1.28% | -0.27% | -17.38% | |
| 21 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.23% | — | +0.50% | |
| 22 | HD | Home Depot INC | Stock-Consumer Disc | 1.23% | — | -10.56% | |
| 23 | T | At&t INC | Stock-Comm Services | 1.14% | +0.64% | +145.88% | |
| 24 | GILD | Gilead Sciences INC | Stock-Healthcare | 1.11% | -1.01% | -36.45% | |
| 25 | PM | Philip Morris International | Stock-Consumer Staples | 1.06% | -0.30% | -12.45% | |
| 26 | WMT | Walmart INC | Stock-Consumer Staples | 1.00% | — | -9.36% | |
| 27 | ETN | Eaton Corporation plc | Stock-Industrials | 1.00% | — | — | |
| 28 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.87% | — | — | |
| 29 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.85% | — | — | |
| 30 | WEC | Wec Energy Group INC | Stock-Utilities | 0.84% | — | — | |
| 31 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 0.82% | — | +3.73% | |
| 32 | PFE | Pfizer INC | Stock-Healthcare | 0.80% | — | +1.98% | |
| 33 | NOW | Servicenow INC | Stock-Tech | 0.77% | — | -6.60% | |
| 34 | APH | Amphenol Corp-cl A | Stock-Tech | 0.75% | +0.75% | NEW | |
| 35 | CVX | Chevron CORP | Stock-Energy | 0.72% | +0.22% | +44.16% | |
| 36 | PNC | Pnc Financial Services Group | Stock-Financials | 0.71% | — | -6.51% | |
| 37 | MA | Mastercard INC - A | Stock-Financials | 0.70% | — | -2.66% | |
| 38 | DCI | Donaldson Co INC | Stock-Industrials | 0.69% | — | — | |
| 39 | NKE | Nike INC -cl B | Stock-Consumer Disc | 0.68% | +0.27% | +49.60% | |
| 40 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.68% | — | +13.25% | |
| 41 | MCK | Mckesson CORP | Stock-Healthcare | 0.68% | — | — | |
| 42 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.66% | — | +16.73% | |
| 43 | UNP | Union Pacific CORP | Stock-Industrials | 0.66% | — | -5.92% | |
| 44 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.65% | +0.15% | +14.62% | |
| 45 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.61% | — | -0.83% | |
| 46 | CHRW | C.h. Robinson Worldwide INC | Stock-Industrials | 0.60% | — | — | |
| 47 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.60% | — | +0.40% | |
| 48 | HAL | Halliburton Co | Stock-Energy | 0.59% | -0.42% | -40.95% | |
| 49 | EOG | Eog Resources INC | Stock-Energy | 0.59% | — | -2.47% | |
| 50 | IBM | Intl Business Machines CORP | Stock-Tech | 0.57% | — | -21.23% |
Not enough priced holdings yet to compute performance
440 Investment Group, LLC's most significant position changes for 2017-12-31: Sold out: Pepsico INC (PEP); Sold out: Intel CORP (INTC); New buy: Amphenol Corp-cl A (APH); Sold out: Honeywell International INC (HON); New buy: Fifth Third Bancorp (FITB).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | UNH | Unitedhealth Group INC | +1.8% | +39.14% | Add |
| 2 | GGG | Graco INC | +1.1% | +1822.43% | Add |
| 3 | GIS | General Mills INC | +0.9% | +198.82% | Add |
| 4 | T | At&t INC | +0.6% | +145.88% | Add |
| 5 | AAPL | Apple INC | +0.6% | +28.13% | Add |
| 6 | MDT | Medtronic plc | +0.6% | +55.06% | Add |
| 7 | MMM | 3m Co | +0.6% | +6.61% | Add |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.5% | +17.55% | Add |
| 9 | MSFT | Microsoft CORP | +0.3% | +1.24% | Add |
| 10 | NKE | Nike INC -cl B | +0.3% | +49.60% | Add |
| 11 | CVX | Chevron CORP | +0.2% | +44.16% | Add |
| 12 | JPM | Jpmorgan Chase & Co | +0.2% | +6.55% | Add |
| 13 | AMZN | Amazon.com INC | +0.2% | +14.62% | Add |
| 14 | BP | Bp Plc-spons Adr | +0.1% | +41.84% | Add |
| 15 | TECH | Bio-techne CORP | 0% | — | Unchanged |
| 16 | TTC | Toro Co | -0.3% | -44.55% | Trim |
| 17 | SBUX | Starbucks CORP | -0.3% | -17.38% | Trim |
| 18 | PM | Philip Morris International | -0.3% | -12.45% | Trim |
| 19 | FNF | Fidelity National Financial | -0.4% | -29.62% | Trim |
| 20 | HAL | Halliburton Co | -0.4% | -40.95% | Trim |
| 21 | SGENEUR | Seagen INC | -0.6% | -50.04% | Trim |
| 22 | AEP | American Electric Power Company, Inc. | -0.6% | -54.68% | Trim |
| 23 | DIS | Walt Disney Co/the | -0.6% | -22.48% | Trim |
| 24 | GILD | Gilead Sciences INC | -1% | -36.45% | Trim |
| 25 | MAR | Marriott International -cl A | -1.1% | -47.28% | Trim |
| 26 | CELG | Celgene CORP | -1.5% | -0.19% | Trim |
| 27 | PEP | Pepsico INC | — | EXIT | Sold out |
| 28 | INTC | Intel CORP | — | EXIT | Sold out |
| 29 | APH | Amphenol Corp-cl A | — | NEW | New buy |
| 30 | HON | Honeywell International INC | — | EXIT | Sold out |
| 31 | FITB | Fifth Third Bancorp | — | NEW | New buy |
| 32 | SYY | Sysco CORP | — | NEW | New buy |
| 33 | SCHX | Schwab US Large-cap ETF | — | NEW | New buy |
| 34 | AMGN | Amgen INC | — | NEW | New buy |
| 35 | BAC | Bank Of America CORP | — | NEW | New buy |
| 36 | LRCXEUR | Lam Research CORP | — | EXIT | Sold out |
| 37 | WMB | Williams Cos INC | — | EXIT | Sold out |
| 38 | ✓ | — | NEW | New buy | |
| 39 | CAT | Caterpillar INC | — | NEW | New buy |
| 40 | VZ | Verizon Communications INC | — | NEW | New buy |
| 41 | IVV | Ishares Core S&p 500 ETF | — | NEW | New buy |
| 42 | COP | Conocophillips | — | NEW | New buy |
| 43 | BKIEUR | Black Knight INC | — | NEW | New buy |
| 44 | DD | DuPont de Nemours, Inc. | — | NEW | New buy |
| 45 | BKNG | Booking Hldgs INC | — | EXIT | Sold out |
| 46 | SPMD | Ss Spdr P S&p 400 Midcap ETF | — | NEW | New buy |
| 47 | QCOM | Qualcomm INC | — | EXIT | Sold out |
| 48 | TSLA | Tesla INC | — | NEW | New buy |
| 49 | GD | General Dynamics CORP | — | NEW | New buy |
| 50 | EEM | Ishares Msci Emerging Market | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2017-12-31 | 2018-01-16 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-16 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-02 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0002106214
Total reported value
$140.5M
59 stks
2026-06-30
AUM within 0.0% of this institution
CIK 0001726948
Total reported value
$140.4M
12 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001802132
Total reported value
$140.5M
167 stks
2026-03-31
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0001483969
Total reported value
$70.8M
55 stks
2017-06-30
Stale — no recent filing
3 of the top 5 holdings overlap, including Unitedhealth Group INC
CIK 0002050159
Total reported value
$197.2M
33 stks
2026-03-31
3 of the top 5 holdings overlap, including Ss Spdr S&p 500 ETF Trust-us
CIK 0000014745
Total reported value
$400.4M
1,021 stks
2026-03-31
2 of the top 5 holdings overlap, including Ss Spdr S&p 500 ETF Trust-us