SL
Seven Locks Capital Management LP
Momentum followerQuality / disciplined sizingHigh-turnover trader
Total reported value
$168.3M
Reporting period: 2016-09-30 · Number of holdings: 23
SEVEN LOCKS CAPITAL MANAGEMENT LP disclosed 23 holdings in its latest 13F filing for the period ending 2016-09-30, with total reported value of $168.3M and a quarterly turnover rate of 67.5%.
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Personality snowflake
- Concentration
- 37.36
- Portfolio Stability
- 67.48
- Momentum/Contrarian
- 100
- Sector conviction
- 0
- Diversification
- 46
- Sizing Uniformity
- 89.04
Recent moves
Add SPY
+33.3% $11.8M
Trim 984332106
-69.4% -$11.6M
Add USA
+154.8% $4.9M
Trim BALL
-51.7% -$6.2M
Add SPB
+64.6% $4.3M
Trim LM03
-37.2% -$2.4M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 25.70% | +8.58% | +33.33% | |
| 2 | SPB | Spectrum Brands Holdings, Inc. | Stock-Other | 5.47% | +2.80% | +64.56% | |
| 3 | USA | Liberty All-Star Equity Fund | Stock-Other | 5.43% | +3.15% | +154.78% | |
| 4 | PFSI | PennyMac Financial Services, Inc. | Stock-Other | 4.96% | +0.40% | -26.72% | |
| 5 | BALL | Ball CORP | Stock-Consumer Disc | 4.45% | -3.01% | -51.73% | |
| 6 | KMI | Kinder Morgan INC | Stock-Energy | 4.12% | +4.12% | NEW | |
| 7 | ✓ | Gores Holdings Inc-a | Stock-Other | 3.90% | +3.90% | NEW | |
| 8 | ZAYOEUR | Zayo Group Holdings INC | Stock-Other | 3.89% | -0.07% | -15.37% | |
| 9 | ✓ | Yahoo INC | Stock-Other | 3.72% | -6.01% | -69.41% | |
| 10 | LBRDK | Liberty Broadband-c | Stock-Comm Services | 3.68% | +0.36% | -14.75% | |
| 11 | CONE1EUR | Cyrusone INC | Stock-Other | 3.29% | +0.03% | +8.38% | |
| 12 | MDIV | Multi-Asset Diversified Income Index Fund | Stock-Other | 3.28% | -0.18% | -19.42% | |
| 13 | TAP | Molson Coors Beverage Co - B | Stock-Consumer Staples | 3.26% | +0.37% | -4.58% | |
| 14 | LOPE | Grand Canyon Education INC | Stock-Consumer Staples | 3.14% | -0.27% | -16.57% | |
| 15 | LM03 | Liberty Media Cor-siriusxm A | Stock-Other | 3.04% | -1.05% | -37.17% | |
| 16 | VVV | Valvoline INC | Stock-Consumer Disc | 2.81% | +2.81% | NEW | |
| 17 | ASPSZ | Altisource Portfolio Solutions S.A. | Stock-Other | 2.39% | +0.22% | -14.66% | |
| 18 | BLD | Topbuild CORP | Stock-Industrials | 2.39% | -0.45% | -15.97% | |
| 19 | BIOSEUR | Bioscrip INC | Stock-Other | 2.31% | +0.74% | +18.54% | |
| 20 | TWTRUSD | Twitter INC | Stock-Other | 2.26% | +2.26% | NEW | |
| 21 | LKQ | Lkq CORP | Stock-Consumer Disc | 2.19% | +2.19% | NEW | |
| 22 | GLOP-PC | GasLog Partners LP | Stock-Other | 2.18% | -0.20% | -25.21% | |
| 23 | ✓ | Stock-Other | 2.15% | +2.15% | NEW |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-09-30 | 23 | $168.3M | 67 | |
| 2016-06-30 | 23 | $183.5M | 98 | |
| 2016-03-31 | 24 | $259.9M | 80 | |
| 2015-12-31 | 26 | $328.4M | 62 | |
| 2015-09-30 | 26 | $309.0M | 100 | |
| 2015-06-30 | 29 | $400.3M | 0 | |
| 2015-03-31 | 27 | $598.1M | 52 | |
| 2014-12-31 | 31 | $668.5M | 45 | |
| 2014-09-30 | 32 | $708.4M | 61 | |
| 2014-06-30 | 35 | $797.0M | 29 | |
| 2014-03-31 | 32 | $690.2M | 84 | |
| 2013-12-31 | 35 | $350.8M | 0 |
Holding changes this quarter
Seven Locks Capital Management LP's most significant position changes for 2016-09-30: Sold out: Cst Brands INC; New buy: Kinder Morgan INC (KMI); New buy: Gores Holdings Inc-a; Sold out: Graphic Packaging Holding Co (GPK); New buy: Valvoline INC (VVV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +8.6% | +33.33% | Add |
| 2 | USA | Liberty All-Star Equity Fund | +3.2% | +154.78% | Add |
| 3 | SPB | Spectrum Brands Holdings, Inc. | +2.8% | +64.56% | Add |
| 4 | BIOSEUR | Bioscrip INC | +0.7% | +18.54% | Add |
| 5 | PFSI | PennyMac Financial Services, Inc. | +0.4% | -26.72% | Trim |
| 6 | TAP | Molson Coors Beverage Co - B | +0.4% | -4.58% | Trim |
| 7 | LBRDK | Liberty Broadband-c | +0.4% | -14.75% | Trim |
| 8 | ASPSZ | Altisource Portfolio Solutions S.A. | +0.2% | -14.66% | Trim |
| 9 | CONE1EUR | Cyrusone INC | 0% | +8.38% | Add |
| 10 | ZAYOEUR | Zayo Group Holdings INC | -0.1% | -15.37% | Trim |
| 11 | MDIV | Multi-Asset Diversified Income Index Fund | -0.2% | -19.42% | Trim |
| 12 | GLOP-PC | GasLog Partners LP | -0.2% | -25.21% | Trim |
| 13 | LOPE | Grand Canyon Education INC | -0.3% | -16.57% | Trim |
| 14 | BLD | Topbuild CORP | -0.5% | -15.97% | Trim |
| 15 | LM03 | Liberty Media Cor-siriusxm A | -1.1% | -37.17% | Trim |
| 16 | BALL | Ball CORP | -3% | -51.73% | Trim |
| 17 | ✓ | Yahoo INC | -6% | -69.41% | Trim |
| 18 | ✓ | Cst Brands INC | — | EXIT | Sold out |
| 19 | KMI | Kinder Morgan INC | — | NEW | New buy |
| 20 | ✓ | Gores Holdings Inc-a | — | NEW | New buy |
| 21 | GPK | Graphic Packaging Holding Co | — | EXIT | Sold out |
| 22 | VVV | Valvoline INC | — | NEW | New buy |
| 23 | ✓ | Interval Leisure Group INC Com | — | EXIT | Sold out |
| 24 | BABA | Alibaba Group Holding-sp Adr | — | EXIT | Sold out |
| 25 | ✓ | InfraReit Inc | — | EXIT | Sold out |
| 26 | TWTRUSD | Twitter INC | — | NEW | New buy |
| 27 | LKQ | Lkq CORP | — | NEW | New buy |
| 28 | ✓ | — | NEW | New buy |
FAQ
What is Seven Locks Capital Management LP and what type of investor is it?
Seven Locks Capital Management LP is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-09-30), the firm manages a tracked equity portfolio valued at approximately $168.3M, spread across 23 disclosed positions.
What are Seven Locks Capital Management LP's largest equity positions?
Based on the latest 13F filing, Seven Locks Capital Management LP's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $43.3M (25.7%)
2. Spectrum Brands Holdings, Inc. (SPB) — $9.2M (5.5%)
3. Liberty All-Star Equity Fund (USA) — $9.1M (5.4%)
4. PennyMac Financial Services, Inc. (PFSI) — $8.4M (5.0%)
5. Ball CORP (BALL) — $7.5M (4.5%)
What changes did Seven Locks Capital Management LP make in its most recent portfolio filing?
In the latest reported quarter, Seven Locks Capital Management LP made 28 notable position adjustments: 6 new positions were initiated, 5 existing holdings were added to, 12 positions were partially reduced, and 5 were completely exited. The largest of these moves: Sold out: Cst Brands INC; New buy: Kinder Morgan INC (KMI); New buy: Gores Holdings Inc-a; Sold out: Graphic Packaging Holding Co (GPK); New buy: Valvoline INC (VVV)
What sectors does Seven Locks Capital Management LP focus on?
Seven Locks Capital Management LP is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Discretionary: 36.3%
• Consumer Staples: 24.6%
• Energy: 15.8%
• Communication Services: 14.1%
• Industrials: 9.2%
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