Red Rocks Capital LLC

Sector-focusedContrarianQuality / disciplined sizing

Total reported value

$295.6M

Reporting period: 2015-06-30 · Number of holdings: 19

Red Rocks Capital LLC disclosed 19 holdings in its latest 13F filing for the period ending 2015-06-30, with total reported value of $295.6M and a quarterly turnover rate of 33.8%.

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Personality snowflake

Concentration: 68.74
Portfolio Stability: 33.81
Momentum/Contrarian: 0
Sector conviction: 100
Diversification: 38
Sizing Uniformity: 84.54

Recent moves

Trim 527288104
-99.9%　-$18.5M
Add BXUSD
-8.6%　-$3.1M
Add BAM
+49.5%　-$1.5M
Trim DHR
-39.1%　-$16.6M
Trim ARCC
-46.4%　-$11.8M
Add KKR
-12.1%　-$6.9M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BXUSD	Blackstone Group Lp/the	Stock-Other	25.78%	+4.79%	-8.55%
2	BAM	Brookfield Asset Management Ltd.	Stock-Financials	18.77%	+3.69%	+49.52%
3	KKR	KKR & Co. Inc.	Stock-Financials	17.34%	+1.93%	-12.08%
4	CG	The Carlyle Group Inc.	Stock-Financials	16.32%	-0.16%	-25.40%
5	DHR	Danaher CORP	Stock-Healthcare	8.94%	-2.46%	-39.11%
6	ARES	Ares Management Corporation	Stock-Financials	4.32%	+1.77%	+32.85%
7	APO	Apollo Global Management, Inc.	Stock-Financials	4.26%	+4.26%	NEW
8	ARCC	Ares Capital CORP	Stock-Financials	4.21%	-2.21%	-46.44%
9	MIC2EUR	Macquarie Infrastructure Hol	Stock-Other	0.01%	+0.01%	+161.83%
10	BIP	Brookfield Infrastructure Partners L.P.	Stock-Utilities	0.01%	+0.01%	+162.37%
11	YUSD	Alleghany CORP	Stock-Other	0.01%	+0.01%	NEW
12	GSVCUSD	Gsv Capital CORP	Stock-Other	0.01%	+0.01%	+161.74%
13	OAK	Oaktree Capital Group LLC	Stock-Other	—	—	+161.00%
14	SLRC	Slr Investment CORP	Stock-Other	—	—	+161.57%
15	CODI	Compass Diversified Holdings	Stock-Other	—	—	+161.97%
16	✓	Leucadia Natl CORP	Stock-Other	—	-4.90%	-99.94%
17	APO	Apollo Global Management, Inc.	Stock-Financials	—	—	+161.70%
18	✓	Fifth Str Sr Floatng Rate Co	Stock-Other	—	—	+161.87%
19	TCRDUSD	First Eagle Alternative Capi	Stock-Other	—	—	+162.25%

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2015-06-30	19	$295.6M	34	1BXUSD 2BAM 3KKR Top holdings2015-06-30 1.BXUSD 2.BAM 3.KKR 4.CG 5.DHR 6.ARES 7.APO 8.ARCC 9.MIC2EUR 10.BIP
2015-03-31	19	$377.8M	29	1BXUSD 2CG 3KKR Top holdings2015-03-31 1.BXUSD 2.CG 3.KKR 4.BAM 5.DHR 6.376123 7.ARCC 8.527288 9.ARES 10.MIC2EUR
2014-12-31	20	$369.1M	40	1BXUSD 2KKR 3CG Top holdings2014-12-31 1.BXUSD 2.KKR 3.CG 4.BAM 5.376123 6.DHR 7.CSWC 8.ARCC 9.527288 10.ARES
2014-09-30	8	$354.7M	7	1BXUSD 2KKR 3CG Top holdings2014-09-30 1.BXUSD 2.KKR 3.CG 4.APO 5.BAM 6.DHR 7.CSWC 8.OAK
2014-06-30	8	$362.5M	19	1BXUSD 2KKR 3CG Top holdings2014-06-30 1.BXUSD 2.KKR 3.CG 4.APO 5.BAM 6.DHR 7.CSWC 8.OAK
2014-03-31	8	$338.1M	30	1BXUSD 2APO 3KKR Top holdings2014-03-31 1.BXUSD 2.APO 3.KKR 4.CG 5.BAM 6.DHR 7.OAK 8.CSWC
2013-12-31	10	$320.8M	44	1BXUSD 2KKR 3CG Top holdings2013-12-31 1.BXUSD 2.KKR 3.CG 4.APO 5.02503Y 6.DHR 7.CODI 8.OAK 9.BAM 10.CSWC
2013-09-30	10	$292.5M	25	1BXUSD 2KKR 3APO Top holdings2013-09-30 1.BXUSD 2.KKR 3.APO 4.CG 5.BAM 6.02503Y 7.44928D 8.CODI 9.OAK 10.527288
2013-06-30	9	$248.1M	0	1KKR 2BXUSD 3BAM Top holdings2013-06-30 1.KKR 2.BXUSD 3.BAM 4.APO 5.02503Y 6.CG 7.OAK 8.44928D 9.527288

Holding changes this quarter

Red Rocks Capital LLC's most significant position changes for 2015-06-30: Sold out: Apollo Global Mgmt LLC Cl; New buy: Apollo Global Management, Inc. (APO); New buy: Alleghany CORP (YUSD); Sold out: Alleghany Corp; Trim: Leucadia Natl CORP — shares -99.94%.

Position changes disclosed by Red Rocks Capital LLC for the quarter ending 2015-06-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BXUSD	Blackstone Group Lp/the	+4.8%	-8.55%	Trim
2	BAM	Brookfield Asset Management Ltd.	+3.7%	+49.52%	Add
3	KKR	KKR & Co. Inc.	+1.9%	-12.08%	Trim
4	ARES	Ares Management Corporation	+1.8%	+32.85%	Add
5	MIC2EUR	Macquarie Infrastructure Hol	0%	+161.83%	Add
6	BIP	Brookfield Infrastructure Partners L.P.	0%	+162.37%	Add
7	GSVCUSD	Gsv Capital CORP	0%	+161.74%	Add
8	OAK	Oaktree Capital Group LLC	—	+161.00%	Add
9	CODI	Compass Diversified Holdings	—	+161.97%	Add
10	TCRDUSD	First Eagle Alternative Capi	—	+162.25%	Add
11	✓	Fifth Str Sr Floatng Rate Co	—	+161.87%	Add
12	SLRC	Slr Investment CORP	—	+161.57%	Add
13	APO	Apollo Global Management, Inc.	—	+161.70%	Add
14	CG	The Carlyle Group Inc.	-0.2%	-25.40%	Trim
15	ARCC	Ares Capital CORP	-2.2%	-46.44%	Trim
16	DHR	Danaher CORP	-2.5%	-39.11%	Trim
17	✓	Leucadia Natl CORP	-4.9%	-99.94%	Trim
18	✓	Apollo Global Mgmt LLC Cl	—	EXIT	Sold out
19	APO	Apollo Global Management, Inc.	—	NEW	New buy
20	YUSD	Alleghany CORP	—	NEW	New buy
21	✓	Alleghany Corp	—	EXIT	Sold out

FAQ

What is Red Rocks Capital LLC and what type of investor is it?

Red Rocks Capital LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2015-06-30), the firm manages a tracked equity portfolio valued at approximately $295.6M, spread across 19 disclosed positions.

What are Red Rocks Capital LLC's largest equity positions?

Based on the latest 13F filing, Red Rocks Capital LLC's top holdings by market value are: 1. Blackstone Group Lp/the (BXUSD) — $76.2M (25.8%) 2. Brookfield Asset Management Ltd. (BAM) — $55.5M (18.8%) 3. KKR & Co. Inc. (KKR) — $51.3M (17.3%) 4. The Carlyle Group Inc. (CG) — $48.2M (16.3%) 5. Danaher CORP (DHR) — $26.4M (8.9%)

What changes did Red Rocks Capital LLC make in its most recent portfolio filing?

In the latest reported quarter, Red Rocks Capital LLC made 21 notable position adjustments: 2 new positions were initiated, 11 existing holdings were added to, 6 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: Apollo Global Mgmt LLC Cl; New buy: Apollo Global Management, Inc. (APO); New buy: Alleghany CORP (YUSD); Sold out: Alleghany Corp; Trim: Leucadia Natl CORP — shares -99.94%

What sectors does Red Rocks Capital LLC focus on?

Red Rocks Capital LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Financials: 70.7% • Health Care: 29.3%