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Dragon Financial & Investment Group, LLC

ContrarianQuality / disciplined sizingConcentrated strategy

Total reported value

$88.2M

Reporting period: 2018-09-30 · Number of holdings: 23

Dragon Financial & Investment Group, LLC disclosed 23 holdings in its latest 13F filing for the period ending 2018-09-30, with total reported value of $88.2M and a quarterly turnover rate of 26.1%.

Personality snowflake

Concentration
72.85
Portfolio Stability
26.11
Momentum/Contrarian
0
Sector conviction
60.64
Diversification
46
Sizing Uniformity
81.74

Recent moves

  • Trim SCHZ

    -10.3%　-$2.3M

  • Trim SPY

    -11.3%　-$1.4M

  • Trim CRBN

    -41.4%　-$900.0K

  • Trim VWO

    -9.9%　-$741.0K

  • Trim HEFA

    -13.0%　-$658.0K

  • Trim VEA

    -6.9%　-$481.0K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#TickerIssuerAsset SubclassWeightWeight ChangeShares Change4Q Trend
1SPYSs Spdr S&p 500 ETF Trust-usETF-Large Cap & Growth31.74%-1.95%-11.27%
2SCHZSchwab US Aggregate Bond ETFETF-Other21.59%-2.88%-10.26%
3XLGInvesco S&p 500 Top 50 ETFETF-Large Cap & Growth13.46%+13.46%NEW
4VEAVanguard Ftse Developed ETFETF-Other8.45%-0.63%-6.87%
5VWOVanguard Ftse Emerging MarkeETF-Emerging Markets5.92%-0.90%-9.86%
6HEFAIsha Curr Hedged Msci EafeETF-Other5.46%-0.81%-12.98%
7XLVSs Health Care Select SectorETF-Other3.86%-0.09%-13.52%
8XLFSs Financial Select SectorETF-Other3.39%-0.41%-13.14%
9CRBNIsh Low Car Opt Ms Ac Etf-usETF-Other1.59%-1.04%-41.43%
10VEUVanguard Ftse All-world Ex-uETF-Other0.46%-0.14%-22.68%
11DSIIshares Esg Msci Kld 400 ETFETF-Other0.43%-0.28%-41.42%
12SHESs Spdr Msci U Gend Div ETFETF-Other0.41%-0.25%-40.41%
13IVVIshares Core S&p 500 ETFETF-Large Cap & Growth0.39%-0.04%-13.83%
14ESGDIshares Trust Ishares Esg AwETF-Other0.36%-0.25%-40.82%
15✓ Stock-Other0.36%-0.13%-33.38%
16ESGEIshares INC Ishares Esg AwarETF-Other0.34%-0.25%-40.79%
17AAPLApple INCStock-Tech0.30%-0.04%-26.23%
18MMM3m CoStock-Industrials0.28%-0.11%-32.71%
19VVisa Inc-class A SharesStock-Financials0.26%-0.21%-49.54%
20HDHome Depot INCStock-Consumer Disc0.24%-0.18%-45.75%
21JNJJohnson & JohnsonStock-Healthcare0.24%-0.05%-28.86%
22BIIBBiogen INCStock-Healthcare0.24%-0.11%-44.22%
23DISWalt Disney Co/theStock-Comm Services0.23%-0.08%-31.48%

Holding changes this quarter

Dragon Financial & Investment Group, LLC's most significant position changes for 2018-09-30: New buy: Invesco S&p 500 Top 50 ETF (XLG); Sold out: Microsoft CORP (MSFT); Sold out: Pepsico INC (PEP); Sold out: Alphabet Inc-cl A (GOOGL); Sold out: Electronic Arts INC (EA).

Position changes disclosed by Dragon Financial & Investment Group, LLC for the quarter ending 2018-09-30, including ticker, issuer, weight change, shares change, and action
#TickerIssuerWeight ChangeShares ChangeAction
1AAPLApple INC0%-26.23%Trim
2IVVIshares Core S&p 500 ETF0%-13.83%Trim
3JNJJohnson & Johnson-0.1%-28.86%Trim
4DISWalt Disney Co/the-0.1%-31.48%Trim
5XLVSs Health Care Select Sector-0.1%-13.52%Trim
6BIIBBiogen INC-0.1%-44.22%Trim
7MMM3m Co-0.1%-32.71%Trim
8✓ -0.1%-33.38%Trim
9VEUVanguard Ftse All-world Ex-u-0.1%-22.68%Trim
10HDHome Depot INC-0.2%-45.75%Trim
11VVisa Inc-class A Shares-0.2%-49.54%Trim
12ESGEIshares INC Ishares Esg Awar-0.3%-40.79%Trim
13ESGDIshares Trust Ishares Esg Aw-0.3%-40.82%Trim
14SHESs Spdr Msci U Gend Div ETF-0.3%-40.41%Trim
15DSIIshares Esg Msci Kld 400 ETF-0.3%-41.42%Trim
16XLFSs Financial Select Sector-0.4%-13.14%Trim
17VEAVanguard Ftse Developed ETF-0.6%-6.87%Trim
18HEFAIsha Curr Hedged Msci Eafe-0.8%-12.98%Trim
19VWOVanguard Ftse Emerging Marke-0.9%-9.86%Trim
20CRBNIsh Low Car Opt Ms Ac Etf-us-1%-41.43%Trim
21SPYSs Spdr S&p 500 ETF Trust-us-2%-11.27%Trim
22SCHZSchwab US Aggregate Bond ETF-2.9%-10.26%Trim
23XLGInvesco S&p 500 Top 50 ETF—NEWNew buy
24MSFTMicrosoft CORP—EXITSold out
25PEPPepsico INC—EXITSold out
26GOOGLAlphabet Inc-cl A—EXITSold out
27EAElectronic Arts INC—EXITSold out
28DHRDanaher CORP—EXITSold out
29WFCWells Fargo & Co—EXITSold out
30NKENike INC -cl B—EXITSold out
31INTCIntel CORP—EXITSold out
32AEPAmerican Electric Power Company, Inc.—EXITSold out

FAQ

What is Dragon Financial & Investment Group, LLC and what type of investor is it?
Dragon Financial & Investment Group, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-09-30), the firm manages a tracked equity portfolio valued at approximately $88.2M, spread across 23 disclosed positions.
What are Dragon Financial & Investment Group, LLC's largest equity positions?
Based on the latest 13F filing, Dragon Financial & Investment Group, LLC's top holdings by market value are: 1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $28.0M (31.7%) 2. Schwab US Aggregate Bond ETF (SCHZ) — $19.0M (21.6%) 3. Invesco S&p 500 Top 50 ETF (XLG) — $11.9M (13.5%) 4. Vanguard Ftse Developed ETF (VEA) — $7.5M (8.4%) 5. Vanguard Ftse Emerging Marke (VWO) — $5.2M (5.9%)
What changes did Dragon Financial & Investment Group, LLC make in its most recent portfolio filing?
In the latest reported quarter, Dragon Financial & Investment Group, LLC made 32 notable position adjustments: 1 new positions were initiated, 0 existing holdings were added to, 22 positions were partially reduced, and 9 were completely exited. The largest of these moves: New buy: Invesco S&p 500 Top 50 ETF (XLG); Sold out: Microsoft CORP (MSFT); Sold out: Pepsico INC (PEP); Sold out: Alphabet Inc-cl A (GOOGL); Sold out: Electronic Arts INC (EA)
What sectors does Dragon Financial & Investment Group, LLC focus on?
Dragon Financial & Investment Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 23.8% • Financials: 20.7% • Consumer Discretionary: 18.6% • Health Care: 18.5% • Communication Services: 18.4%