RR
Red Rocks Capital LLC
Sector-focusedContrarianQuality / disciplined sizing
Total reported value
$295.6M
Reporting period: 2015-06-30 · Number of holdings: 19
Red Rocks Capital LLC disclosed 19 holdings in its latest 13F filing for the period ending 2015-06-30, with total reported value of $295.6M and a quarterly turnover rate of 33.8%.
Personality snowflake
- Concentration
- 68.74
- Portfolio Stability
- 33.81
- Momentum/Contrarian
- 0
- Sector conviction
- 100
- Diversification
- 38
- Sizing Uniformity
- 84.54
Recent moves
Trim 527288104
-99.9% -$18.5M
Add BXUSD
-8.6% -$3.1M
Add BAM
+49.5% -$1.5M
Trim DHR
-39.1% -$16.6M
Trim ARCC
-46.4% -$11.8M
Add KKR
-12.1% -$6.9M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BXUSD | Blackstone Group Lp/the | Stock-Other | 25.78% | +4.79% | -8.55% | |
| 2 | BAM | Brookfield Asset Management Ltd. | Stock-Financials | 18.77% | +3.69% | +49.52% | |
| 3 | KKR | KKR & Co. Inc. | Stock-Financials | 17.34% | +1.93% | -12.08% | |
| 4 | CG | The Carlyle Group Inc. | Stock-Financials | 16.32% | -0.16% | -25.40% | |
| 5 | DHR | Danaher CORP | Stock-Healthcare | 8.94% | -2.46% | -39.11% | |
| 6 | ARES | Ares Management Corporation | Stock-Financials | 4.32% | +1.77% | +32.85% | |
| 7 | APO | Apollo Global Management, Inc. | Stock-Financials | 4.26% | +4.26% | NEW | |
| 8 | ARCC | Ares Capital CORP | Stock-Financials | 4.21% | -2.21% | -46.44% | |
| 9 | MIC2EUR | Macquarie Infrastructure Hol | Stock-Other | 0.01% | +0.01% | +161.83% | |
| 10 | BIP | Brookfield Infrastructure Partners L.P. | Stock-Utilities | 0.01% | +0.01% | +162.37% | |
| 11 | YUSD | Alleghany CORP | Stock-Other | 0.01% | +0.01% | NEW | |
| 12 | GSVCUSD | Gsv Capital CORP | Stock-Other | 0.01% | +0.01% | +161.74% | |
| 13 | OAK | Oaktree Capital Group LLC | Stock-Other | — | — | +161.00% | |
| 14 | SLRC | Slr Investment CORP | Stock-Other | — | — | +161.57% | |
| 15 | CODI | Compass Diversified Holdings | Stock-Other | — | — | +161.97% | |
| 16 | ✓ | Leucadia Natl CORP | Stock-Other | — | -4.90% | -99.94% | |
| 17 | APO | Apollo Global Management, Inc. | Stock-Financials | — | — | +161.70% | |
| 18 | ✓ | Fifth Str Sr Floatng Rate Co | Stock-Other | — | — | +161.87% | |
| 19 | TCRDUSD | First Eagle Alternative Capi | Stock-Other | — | — | +162.25% |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2015-06-30 | 19 | $295.6M | 34 | |
| 2015-03-31 | 19 | $377.8M | 29 | |
| 2014-12-31 | 20 | $369.1M | 40 | |
| 2014-09-30 | 8 | $354.7M | 7 | |
| 2014-06-30 | 8 | $362.5M | 19 | |
| 2014-03-31 | 8 | $338.1M | 30 | |
| 2013-12-31 | 10 | $320.8M | 44 | |
| 2013-09-30 | 10 | $292.5M | 25 | |
| 2013-06-30 | 9 | $248.1M | 0 |
Holding changes this quarter
Red Rocks Capital LLC's most significant position changes for 2015-06-30: Sold out: Apollo Global Mgmt LLC Cl; New buy: Apollo Global Management, Inc. (APO); New buy: Alleghany CORP (YUSD); Sold out: Alleghany Corp; Trim: Leucadia Natl CORP — shares -99.94%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BXUSD | Blackstone Group Lp/the | +4.8% | -8.55% | Trim |
| 2 | BAM | Brookfield Asset Management Ltd. | +3.7% | +49.52% | Add |
| 3 | KKR | KKR & Co. Inc. | +1.9% | -12.08% | Trim |
| 4 | ARES | Ares Management Corporation | +1.8% | +32.85% | Add |
| 5 | MIC2EUR | Macquarie Infrastructure Hol | 0% | +161.83% | Add |
| 6 | BIP | Brookfield Infrastructure Partners L.P. | 0% | +162.37% | Add |
| 7 | GSVCUSD | Gsv Capital CORP | 0% | +161.74% | Add |
| 8 | OAK | Oaktree Capital Group LLC | — | +161.00% | Add |
| 9 | CODI | Compass Diversified Holdings | — | +161.97% | Add |
| 10 | TCRDUSD | First Eagle Alternative Capi | — | +162.25% | Add |
| 11 | ✓ | Fifth Str Sr Floatng Rate Co | — | +161.87% | Add |
| 12 | SLRC | Slr Investment CORP | — | +161.57% | Add |
| 13 | APO | Apollo Global Management, Inc. | — | +161.70% | Add |
| 14 | CG | The Carlyle Group Inc. | -0.2% | -25.40% | Trim |
| 15 | ARCC | Ares Capital CORP | -2.2% | -46.44% | Trim |
| 16 | DHR | Danaher CORP | -2.5% | -39.11% | Trim |
| 17 | ✓ | Leucadia Natl CORP | -4.9% | -99.94% | Trim |
| 18 | ✓ | Apollo Global Mgmt LLC Cl | — | EXIT | Sold out |
| 19 | APO | Apollo Global Management, Inc. | — | NEW | New buy |
| 20 | YUSD | Alleghany CORP | — | NEW | New buy |
| 21 | ✓ | Alleghany Corp | — | EXIT | Sold out |
FAQ
What is Red Rocks Capital LLC and what type of investor is it?
Red Rocks Capital LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2015-06-30), the firm manages a tracked equity portfolio valued at approximately $295.6M, spread across 19 disclosed positions.
What are Red Rocks Capital LLC's largest equity positions?
Based on the latest 13F filing, Red Rocks Capital LLC's top holdings by market value are:
1. Blackstone Group Lp/the (BXUSD) — $76.2M (25.8%)
2. Brookfield Asset Management Ltd. (BAM) — $55.5M (18.8%)
3. KKR & Co. Inc. (KKR) — $51.3M (17.3%)
4. The Carlyle Group Inc. (CG) — $48.2M (16.3%)
5. Danaher CORP (DHR) — $26.4M (8.9%)
What changes did Red Rocks Capital LLC make in its most recent portfolio filing?
In the latest reported quarter, Red Rocks Capital LLC made 21 notable position adjustments: 2 new positions were initiated, 11 existing holdings were added to, 6 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: Apollo Global Mgmt LLC Cl; New buy: Apollo Global Management, Inc. (APO); New buy: Alleghany CORP (YUSD); Sold out: Alleghany Corp; Trim: Leucadia Natl CORP — shares -99.94%
What sectors does Red Rocks Capital LLC focus on?
Red Rocks Capital LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 70.7%
• Health Care: 29.3%