Caldwell Sutter Capital, INC.

Diversified strategyMomentum followerLong-term holder

Total reported value

$245.9M

Reporting period: 2026-03-31 · Number of holdings: 894

CALDWELL SUTTER CAPITAL, INC. disclosed 894 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $245.9M and a quarterly turnover rate of 15.8%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "C"

Personality snowflake

Concentration: 4.05
Portfolio Stability: 15.83
Momentum/Contrarian: 100
Sector conviction: 40.16
Diversification: 100
Sizing Uniformity: 71.61

Recent moves

Add KNTK
+61.9%　$3.1M
Trim AAPL
-4.0%　-$1.4M
Add SGOV
+54.7%　$1.6M
Trim MSFT
-0.4%　-$838.9K
Trim V
-1.7%　-$704.7K
Trim INTU
+0.8%　-$718.8K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	4.81%	-0.78%	-3.97%
2	PPIH	Perma-pipe International Hol	Stock-Other	2.84%	—	-0.43%
3	CAT	Caterpillar INC	Stock-Industrials	2.36%	+0.27%	-4.87%
4	KNTK	Kinetik Holdings INC	Stock-Other	2.33%	+1.21%	+61.90%
5	PLBC	Plumas Bancorp	Stock-Other	2.11%	+0.10%	—
6	MSA	Msa Safety INC	Stock-Industrials	1.95%	-0.23%	-8.93%
7	SSBI	Summit State Bank	Stock-Other	1.89%	+0.18%	+0.07%
8	SGOV	Ishares 0-3 Month Treasury B	ETF-Gov Bonds	1.80%	+0.59%	+54.72%
9	V	Visa Inc-class A Shares	Stock-Financials	1.59%	-0.36%	-1.70%
10	DGICA	Donegal Group Inc-cl A	Stock-Other	1.48%	-0.32%	—
11	CVX	Chevron CORP	Stock-Energy	1.41%	+0.31%	-0.81%
12	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.39%	—	+9.43%
13	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.28%	-0.13%	-0.52%
14	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.24%	—	-1.74%
15	SENEA	Seneca Foods CORP - Cl A	Stock-Other	1.23%	+0.29%	—
16	COST	Costco Wholesale CORP	Stock-Consumer Staples	1.22%	+0.11%	-1.15%
17	MOD	Modine Manufacturing Co	Stock-Consumer Disc	1.14%	+0.20%	-22.24%
18	MSFT	Microsoft CORP	Stock-Tech	1.10%	-0.40%	-0.37%
19	JPM	Jpmorgan Chase & Co	Stock-Financials	1.08%	-0.18%	-2.49%
20	PKBK	Parke Bancorp INC	Stock-Other	1.05%	+0.08%	-0.29%
21	BCML	Baycom CORP	Stock-Other	0.97%	—	—
22	XOM	Exxon Mobil CORP	Stock-Energy	0.96%	+0.25%	-0.79%
23	AXP	American Express Co	Stock-Financials	0.90%	-0.25%	—
24	FSUN	Firstsun Capital Bancorp	Stock-Other	0.86%	—	-0.60%
25	CSCO	Cisco Systems INC	Stock-Tech	0.85%	—	-6.17%
26	KYN	Kayne Anderson Energy Infra	Stock-Other	0.82%	+0.08%	-0.32%
27	IBM	Intl Business Machines CORP	Stock-Tech	0.81%	-0.25%	-1.97%
28	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.80%	—	—
29	IGM	Ishares Expanded Tech Sector	ETF-Tech	0.76%	-0.10%	—
30	PFE	Pfizer INC	Stock-Healthcare	0.76%	+0.08%	+3.74%
31	META	Meta Platforms Inc-class A	Stock-Comm Services	0.72%	-0.15%	-0.32%
32	PEP	Pepsico INC	Stock-Consumer Staples	0.72%	+0.08%	+8.40%
33	NEN	New England Realty Assoc-lp	Stock-Other	0.71%	—	—
34	CWBC	Community West Bancshares	Stock-Other	0.70%	—	—
35	BANR	Banner Corporation	Stock-Other	0.70%	—	—
36	UNP	Union Pacific CORP	Stock-Industrials	0.64%	—	+0.66%
37	INBK	First Internet Bancorp	Stock-Other	0.64%	—	—
38	JNJ	Johnson & Johnson	Stock-Healthcare	0.64%	+0.07%	-1.49%
39	MCHB	Mechanics Bancorp-a	Stock-Other	0.62%	—	+0.07%
40	MCI	Barings Corporate Investors	Stock-Other	0.59%	—	—
41	GOLD	Gold.com INC	Stock-Other	0.58%	—	-16.16%
42	AXR	Amrep CORP	Stock-Other	0.57%	+0.17%	-1.59%
43	INTU	Intuit INC	Stock-Tech	0.56%	-0.33%	+0.76%
44	NAII	Natural Alternatives Intl	Stock-Other	0.53%	-0.17%	+8.01%
45	INTG	Intergroup CORP	Stock-Other	0.52%	+0.12%	—
46	VZ	Verizon Communications INC	Stock-Comm Services	0.52%	+0.10%	+3.17%
47	HSY	Hershey Co/the	Stock-Consumer Staples	0.51%	—	-0.72%
48	CET	Central Securities CORP	Stock-Other	0.49%	+0.16%	+60.43%
49	WLY	Wiley (john) & Sons-class A	Stock-Other	0.49%	—	-6.73%
50	USFR	Wisdomtree Floating Rate Tre	ETF-Other	0.49%	—	+9.42%

1–50 of 894

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	894	$245.9M	16	1AAPL 2PPIH 3CAT Top holdings2026-03-31 1.AAPL 2.PPIH 3.CAT 4.KNTK 5.PLBC 6.MSA 7.SSBI 8.SGOV 9.V 10.DGICA
2025-12-31	877	$235.9M	9	1AAPL 2PPIH 3MSA Top holdings2025-12-31 1.AAPL 2.PPIH 3.MSA 4.CAT 5.PLBC 6.V 7.DGICA 8.SSBI 9.MSFT 10.IVV
2025-09-30	871	$234.1M	22	1AAPL 2MSA 3PPIH Top holdings2025-09-30 1.AAPL 2.MSA 3.PPIH 4.PLBC 5.V 6.DGICA 7.CAT 8.SSBI 9.MSFT 10.BRK-B
2025-06-30	860	$218.4M	0	1AAPL 2MSA 3PPIH Top holdings2025-06-30 1.AAPL 2.MSA 3.PPIH 4.V 5.DGICA 6.MSFT 7.SSBI 8.CAT 9.BRK-B 10.KNTK
2025-03-31	889	$210.2M	0	1AAPL 2V 3MSA Top holdings2025-03-31 1.AAPL 2.V 3.MSA 4.DGICA 5.KNTK 6.BRK-B 7.MSFT 8.CVX 9.CAT 10.COST
2024-12-31	898	$214.9M	0	1AAPL 2MSA 3V Top holdings2024-12-31 1.AAPL 2.MSA 3.V 4.KNTK 5.MSFT 6.DGICA 7.PPIH 8.CAT 9.CVX 10.COST
2024-09-30	907	$214.6M	0	1AAPL 2MSA 3MSFT Top holdings2024-09-30 1.AAPL 2.MSA 3.MSFT 4.KNTK 5.V 6.CAT 7.DGICA 8.COST 9.PPIH 10.IVV
2024-06-30	925	$202.1M	0	1AAPL 2MSA 3MSFT Top holdings2024-06-30 1.AAPL 2.MSA 3.MSFT 4.V 5.KNTK 6.COST 7.CAT 8.CVX 9.DGICA 10.IVV
2024-03-31	923	$207.8M	0	1AAPL 2MSA 3V Top holdings2024-03-31 1.AAPL 2.MSA 3.V 4.MSFT 5.CAT 6.KNTK 7.CVX 8.DGICA 9.COST 10.ATMU
2023-12-31	959	$196.8M	0	1AAPL 2MSA 3V Top holdings2023-12-31 1.AAPL 2.MSA 3.V 4.MSFT 5.CAT 6.COST 7.DGICA 8.CVX 9.KNTK 10.NAII
2023-09-30	892	$180.7M	0	1AAPL 2MSA 3V Top holdings2023-09-30 1.AAPL 2.MSA 3.V 4.CVX 5.MSFT 6.CAT 7.SSBI 8.DGICA 9.KNTK 10.COST
2023-06-30	867	$190.9M	0	1AAPL 2MSA 3V Top holdings2023-06-30 1.AAPL 2.MSA 3.V 4.MSFT 5.GOLD 6.CVX 7.NAII 8.KNTK 9.CAT 10.DGICA
2023-03-31	566	$137.2M	0	1AAPL 2MSA 3NAII Top holdings2023-03-31 1.AAPL 2.MSA 3.NAII 4.V 5.GOLD 6.DGICA 7.KNTK 8.SSBI 9.INTG 10.PPIH
2022-12-31	315	$113.4M	0	1AAPL 2MSA 3NAII Top holdings2022-12-31 1.AAPL 2.MSA 3.NAII 4.V 5.GOLD 6.DGICA 7.INTG 8.SSBI 9.PFE 10.KNTK

Holding changes this quarter

Caldwell Sutter Capital, INC.'s most significant position changes for 2026-03-31: Sold out: Old National Bancorp (ONB); New buy: Embraer Sa-spon Adr (EMBJ); Sold out: Valaris Limited (VAL); Add: Kinetik Holdings INC (KNTK) — shares +61.90%; Trim: Apple INC (AAPL) — shares -3.97%.

Position changes disclosed by Caldwell Sutter Capital, INC. for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	KNTK	Kinetik Holdings INC	+1.2%	+61.90%	Add
2	SGOV	Ishares 0-3 Month Treasury B	+0.6%	+54.72%	Add
3	CVX	Chevron CORP	+0.3%	-0.81%	Trim
4	SENEA	Seneca Foods CORP - Cl A	+0.3%	—	Unchanged
5	CAT	Caterpillar INC	+0.3%	-4.87%	Trim
6	XOM	Exxon Mobil CORP	+0.3%	-0.79%	Trim
7	MOD	Modine Manufacturing Co	+0.2%	-22.24%	Trim
8	BANX	Arrowmark Financial CORP	+0.2%	+3607.50%	Add
9	SSBI	Summit State Bank	+0.2%	+0.07%	Add
10	AXR	Amrep CORP	+0.2%	-1.59%	Trim
11	CET	Central Securities CORP	+0.2%	+60.43%	Add
12	BRBS	Blue Ridge Bankshares INC	+0.2%	+185.90%	Add
13	INTG	Intergroup CORP	+0.1%	—	Unchanged
14	CLMT	Calumet INC	+0.1%	—	Unchanged
15	COST	Costco Wholesale CORP	+0.1%	-1.15%	Trim
16	PLBC	Plumas Bancorp	+0.1%	—	Unchanged
17	VZ	Verizon Communications INC	+0.1%	+3.17%	Add
18	XLE	Ss Energy Select Sector	+0.1%	-4.95%	Trim
19	PKBK	Parke Bancorp INC	+0.1%	-0.29%	Trim
20	PFE	Pfizer INC	+0.1%	+3.74%	Add
21	PEP	Pepsico INC	+0.1%	+8.40%	Add
22	KYN	Kayne Anderson Energy Infra	+0.1%	-0.32%	Trim
23	DOW	Dow INC	+0.1%	+9.32%	Add
24	JNJ	Johnson & Johnson	+0.1%	-1.49%	Trim
25	VDE	Vanguard Energy ETF	+0.1%	-0.48%	Trim
26	CCI	Crown Castle INC	+0.1%	+70.42%	Add
27	LMT	Lockheed Martin CORP	+0.1%	-1.50%	Trim
28	OKE	Oneok INC	+0.1%	+3.93%	Add
29	IMKTA	Ingles Markets Inc-class A	+0.1%	-1.22%	Trim
30	NRIM	Northrim Bancorp INC	-0.1%	—	Unchanged
31	ITIC	Investors Title Co	-0.1%	-3.56%	Trim
32	TLT	Ishares 20+ Year Treasury Bd	-0.1%	-22.33%	Trim
33	AIV	Apartment Invt & Mgmt Co -a	-0.1%	-0.94%	Trim
34	IGM	Ishares Expanded Tech Sector	-0.1%	—	Unchanged
35	VUG	Vanguard Growth ETF	-0.1%	-6.87%	Trim
36	IVV	Ishares Core S&p 500 ETF	-0.1%	-0.52%	Trim
37	META	Meta Platforms Inc-class A	-0.2%	-0.32%	Trim
38	NAII	Natural Alternatives Intl	-0.2%	+8.01%	Add
39	JPM	Jpmorgan Chase & Co	-0.2%	-2.49%	Trim
40	MSA	Msa Safety INC	-0.2%	-8.93%	Trim
41	AXP	American Express Co	-0.3%	—	Unchanged
42	IBM	Intl Business Machines CORP	-0.3%	-1.97%	Trim
43	DGICA	Donegal Group Inc-cl A	-0.3%	—	Unchanged
44	INTU	Intuit INC	-0.3%	+0.76%	Add
45	V	Visa Inc-class A Shares	-0.4%	-1.70%	Trim
46	MSFT	Microsoft CORP	-0.4%	-0.37%	Trim
47	AAPL	Apple INC	-0.8%	-3.97%	Trim
48	ONB	Old National Bancorp	—	EXIT	Sold out
49	EMBJ	Embraer Sa-spon Adr	—	NEW	New buy
50	VAL	Valaris Limited	—	EXIT	Sold out

FAQ

What is Caldwell Sutter Capital, INC. and what type of investor is it?

Caldwell Sutter Capital, INC. is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $245.9M, spread across 894 disclosed positions.

What are Caldwell Sutter Capital, INC.'s largest equity positions?

Based on the latest 13F filing, Caldwell Sutter Capital, INC.'s top holdings by market value are: 1. Apple INC (AAPL) — $11.8M (4.8%) 2. Perma-pipe International Hol (PPIH) — $7.0M (2.8%) 3. Caterpillar INC (CAT) — $5.8M (2.4%) 4. Kinetik Holdings INC (KNTK) — $5.7M (2.3%) 5. Plumas Bancorp (PLBC) — $5.2M (2.1%)

What changes did Caldwell Sutter Capital, INC. make in its most recent portfolio filing?

In the latest reported quarter, Caldwell Sutter Capital, INC. made 42 notable position adjustments: 1 new positions were initiated, 14 existing holdings were added to, 25 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: Old National Bancorp (ONB); New buy: Embraer Sa-spon Adr (EMBJ); Sold out: Valaris Limited (VAL); Add: Kinetik Holdings INC (KNTK) — shares +61.90%; Trim: Apple INC (AAPL) — shares -3.97%

What sectors does Caldwell Sutter Capital, INC. focus on?

Caldwell Sutter Capital, INC. is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 20.2% • Industrials: 18.0% • Financials: 16.7% • Consumer Staples: 9.8% • Energy: 8.7% • Health Care: 8.2%