AC

Aua Capital Management, LLC

Momentum followerLong-term holderQuality / disciplined sizing

Total reported value

$195.7M

Reporting period: 2026-03-31 · Number of holdings: 80

AUA CAPITAL MANAGEMENT, LLC disclosed 80 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $195.7M and a quarterly turnover rate of 9.3%.

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Personality snowflake

Concentration
38.26
Portfolio Stability
9.32
Momentum/Contrarian
100
Sector conviction
57.25
Diversification
100
Sizing Uniformity
74.05

Recent moves

  • Trim SPY

    -0.4%　-$2.9M

  • Add AGG

    +63.1%　$1.5M

  • Add MO

    0.0%　$769.4K

  • Add MUB

    +13.0%　$734.8K

  • Trim MSFT

    0.0%　-$902.9K

  • Add VTV

    +12.0%　$657.7K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#TickerIssuerAsset SubclassWeightWeight ChangeShares Change4Q Trend
1SPYSs Spdr S&p 500 ETF Trust-usETF-Large Cap & Growth28.00%-0.95%-0.42%
2EFAIshares Msci Eafe ETFETF-Other5.85%+0.35%+3.17%
3AAPLApple INCStock-Tech4.76%-0.25%—
4AMZNAmazon.com INCStock-Consumer Disc3.73%-0.32%—
5SUBIshares Short-term NationalETF-Other3.67%——
6MUBIshares National Muni Bond EETF-Other3.50%+0.43%+13.02%
7MOAltria Group INCStock-Consumer Staples3.11%+0.44%—
8IWMIshares Russell 2000 ETFETF-Small Cap2.65%+0.16%+3.85%
9VTVVanguard Value ETFETF-Other2.56%+0.37%+12.03%
10SHMSs Spdr N Ice St Muni ETFETF-Other2.46%+0.02%-1.03%
11GOOGAlphabet Inc-cl CStock-Comm Services2.22%-0.17%—
12SHYIshares 1-3 Year Treasury BoETF-Gov Bonds2.18%-0.03%-2.59%
13AGGIshares Core U.s. AggregateETF-Other2.04%+0.80%+63.15%
14XLKSs Technology Select SectorETF-Tech2.03%-0.15%-0.65%
15IJHIshares Core S&p Midcap ETFETF-Other1.90%+0.07%—
16METAMeta Platforms Inc-class AStock-Comm Services1.83%-0.24%—
17GLDSpdr Gold SharesETF-Commodities1.72%+0.16%—
18MSFTMicrosoft CORPStock-Tech1.51%-0.42%—
19BSVVanguard Short-term Bond ETFETF-Other1.29%—-1.61%
20IJRIshares Core S&p Small-cap EETF-Small Cap1.23%+0.06%—
21VEAVanguard Ftse Developed ETFETF-Other1.18%+0.05%—
22IEIIshares 3-7 Year Treasury BoETF-Gov Bonds1.18%+0.24%+22.94%
23VCSHVanguard S/t CORP Bond ETFETF-Corp Bonds1.14%—-0.37%
24MAMastercard INC - AStock-Financials1.03%-0.12%—
25GSGoldman Sachs Group INCStock-Financials0.96%-0.02%—
26IYHIshares U.s. Healthcare ETFETF-Other0.92%-0.05%-1.26%
27VXFVanguard Extended Market ETFETF-Other0.82%——
28VUGVanguard Growth ETFETF-Other0.81%-0.08%—
29JPMJpmorgan Chase & CoStock-Financials0.74%-0.05%—
30VIGVanguard Dividend Apprec ETFETF-Other0.72%——
31GOOGLAlphabet Inc-cl AStock-Comm Services0.72%-0.05%—
32ULUnilever Plc-sponsored AdrStock-Consumer Staples0.57%-0.07%—
33BNDVanguard Total Bond MarketETF-Other0.44%——
34CATCaterpillar INCStock-Industrials0.42%+0.08%—
35CVXChevron CORPStock-Energy0.41%+0.11%—
36ETNEaton Corporation plcStock-Industrials0.41%+0.05%—
37WMTWalmart INCStock-Consumer Staples0.39%+0.05%—
38BRK-BBerkshire Hathaway Inc-cl BStock-Other0.38%——
39COSTCostco Wholesale CORPStock-Consumer Staples0.38%+0.06%—
40AXPAmerican Express CoStock-Financials0.37%-0.08%—
41HDHome Depot INCStock-Consumer Disc0.37%——
42VCITVanguard Int-term CorporateETF-Corp Bonds0.33%-0.12%-28.27%
43SYKStryker CORPStock-Healthcare0.32%——
44KHCKraft Heinz Co/theStock-Consumer Staples0.31%——
45ABBVAbbvie INCStock-Healthcare0.30%——
46JNJJohnson & JohnsonStock-Healthcare0.30%+0.05%—
47EEMIshares Msci Emerging MarketETF-Emerging Markets0.27%——
48VLOValero Energy CORPStock-Energy0.26%+0.08%-6.43%
49BSXBoston Scientific CORPStock-Healthcare0.24%-0.12%—
50VWOVanguard Ftse Emerging MarkeETF-Emerging Markets0.24%—+13.17%
1–50 of 80

Holding changes this quarter

Aua Capital Management, LLC's most significant position changes for 2026-03-31: Sold out: Tmc THE Metals Co INC (TMC); New buy: Exxon Mobil CORP (XOM); New buy: Jpmorgan Ultra-short Income (JPST); New buy: Coca-cola Co/the (KO); Sold out: Mondelez International Inc-a (MDLZ).

Position changes disclosed by Aua Capital Management, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#TickerIssuerWeight ChangeShares ChangeAction
1AGGIshares Core U.s. Aggregate+0.8%+63.15%Add
2MOAltria Group INC+0.4%—Unchanged
3MUBIshares National Muni Bond E+0.4%+13.02%Add
4VTVVanguard Value ETF+0.4%+12.03%Add
5EFAIshares Msci Eafe ETF+0.4%+3.17%Add
6IEIIshares 3-7 Year Treasury Bo+0.2%+22.94%Add
7GLDSpdr Gold Shares+0.2%—Unchanged
8IWMIshares Russell 2000 ETF+0.2%+3.85%Add
9CVXChevron CORP+0.1%—Unchanged
10CATCaterpillar INC+0.1%—Unchanged
11VLOValero Energy CORP+0.1%-6.43%Trim
12IJHIshares Core S&p Midcap ETF+0.1%—Unchanged
13COSTCostco Wholesale CORP+0.1%—Unchanged
14IJRIshares Core S&p Small-cap E+0.1%—Unchanged
15JNJJohnson & Johnson+0.1%—Unchanged
16ETNEaton Corporation plc+0.1%—Unchanged
17WMTWalmart INC+0.1%—Unchanged
18VEAVanguard Ftse Developed ETF+0.1%—Unchanged
19EOGEog Resources INC0%—Unchanged
20DBCInvesco Db Commodity Index T0%—Unchanged
21LMTLockheed Martin CORP0%—Unchanged
22SHMSs Spdr N Ice St Muni ETF0%-1.03%Trim
23GSGoldman Sachs Group INC0%—Unchanged
24SHYIshares 1-3 Year Treasury Bo0%-2.59%Trim
25IBITIshares Bitcoin Trust ETF0%—Unchanged
26HYGIshr Ibx Usd Hiyld Cb Etf-ui0%-11.45%Trim
27JPMJpmorgan Chase & Co-0.1%—Unchanged
28IYHIshares U.s. Healthcare ETF-0.1%-1.26%Trim
29GOOGLAlphabet Inc-cl A-0.1%—Unchanged
30ACNAccenture plc-0.1%—Unchanged
31ARCCAres Capital CORP-0.1%-15.20%Trim
32ULUnilever Plc-sponsored Adr-0.1%—Unchanged
33VUGVanguard Growth ETF-0.1%—Unchanged
34AXPAmerican Express Co-0.1%—Unchanged
35MAMastercard INC - A-0.1%—Unchanged
36VCITVanguard Int-term Corporate-0.1%-28.27%Trim
37BSXBoston Scientific CORP-0.1%—Unchanged
38XLKSs Technology Select Sector-0.2%-0.65%Trim
39GOOGAlphabet Inc-cl C-0.2%—Unchanged
40METAMeta Platforms Inc-class A-0.2%—Unchanged
41AAPLApple INC-0.3%—Unchanged
42AMZNAmazon.com INC-0.3%—Unchanged
43MSFTMicrosoft CORP-0.4%—Unchanged
44SPYSs Spdr S&p 500 ETF Trust-us-1%-0.42%Trim
45TMCTmc THE Metals Co INC—EXITSold out
46XOMExxon Mobil CORP—NEWNew buy
47JPSTJpmorgan Ultra-short Income—NEWNew buy
48KOCoca-cola Co/the—NEWNew buy
49MDLZMondelez International Inc-a—EXITSold out
50WFCWells Fargo & Co—EXITSold out

FAQ

What is Aua Capital Management, LLC and what type of investor is it?
Aua Capital Management, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $195.7M, spread across 80 disclosed positions.
What are Aua Capital Management, LLC's largest equity positions?
Based on the latest 13F filing, Aua Capital Management, LLC's top holdings by market value are: 1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $54.8M (28.0%) 2. Ishares Msci Eafe ETF (EFA) — $11.4M (5.8%) 3. Apple INC (AAPL) — $9.3M (4.8%) 4. Amazon.com INC (AMZN) — $7.3M (3.7%) 5. Ishares Short-term National (SUB) — $7.2M (3.7%)
What changes did Aua Capital Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Aua Capital Management, LLC made 21 notable position adjustments: 3 new positions were initiated, 6 existing holdings were added to, 9 positions were partially reduced, and 3 were completely exited. The largest of these moves: Sold out: Tmc THE Metals Co INC (TMC); New buy: Exxon Mobil CORP (XOM); New buy: Jpmorgan Ultra-short Income (JPST); New buy: Coca-cola Co/the (KO); Sold out: Mondelez International Inc-a (MDLZ)
What sectors does Aua Capital Management, LLC focus on?
Aua Capital Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 28.2% • Communication Services: 20.8% • Consumer Discretionary: 19.2% • Financials: 15.2% • Consumer Staples: 6.5% • Health Care: 4.2%

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