RobecoSam USA, Inc.

Diversified strategySector-focusedMomentum follower

Total reported value

$84.0M

Reporting period: 2016-09-30 · Number of holdings: 48

RobecoSam USA, Inc. disclosed 48 holdings in its latest 13F filing for the period ending 2016-09-30, with total reported value of $84.0M and a quarterly turnover rate of 22.6%.

Personality snowflake

Concentration: 16.08
Portfolio Stability: 22.59
Momentum/Contrarian: 100
Sector conviction: 100
Diversification: 96
Sizing Uniformity: 90.26

Recent moves

Trim TMO
-21.3%　-$1.2M
Trim XYL
-21.3%　-$438.0K
Trim WTRG
-27.3%　-$543.0K
Trim A
-13.8%　-$373.0K
Trim DHR
+25.0%　-$229.0K
Add ITRI
+14.6%　$622.0K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	DHR	Danaher CORP	Stock-Healthcare	8.74%	-0.69%	+24.97%
2	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	8.22%	-1.92%	-21.26%
3	XYL	Xylem INC	Stock-Industrials	6.34%	-0.83%	-21.33%
4	AOS	Smith (a.o.) CORP	Stock-Industrials	5.77%	+0.60%	+4.09%
5	WAT	Waters CORP	Stock-Healthcare	5.04%	-0.54%	-16.17%
6	A	Agilent Technologies INC	Stock-Healthcare	4.79%	-0.69%	-13.79%
7	PH	Parker Hannifin CORP	Stock-Industrials	3.57%	+3.57%	NEW
8	PNR	Pentair plc	Stock-Industrials	3.35%	-0.02%	-5.64%
9	RVTY	Revvity INC	Stock-Healthcare	3.25%	+0.02%	-1.76%
10	WM	Waste Management INC	Stock-Industrials	3.23%	—	+4.09%
11	VMI	Valmont Industries	Stock-Industrials	3.11%	+0.26%	+14.73%
12	TRMB	Trimble INC	Stock-Tech	2.99%	+0.23%	-3.44%
13	RSG	Republic Services INC	Stock-Industrials	2.88%	-0.06%	+4.09%
14	MAS	Masco CORP	Stock-Industrials	2.75%	-0.17%	-11.24%
15	TTEK	Tetra Tech INC	Stock-Industrials	2.67%	-0.02%	-10.11%
16	SDA	Sealed Air CORP	Stock-Consumer Disc	2.42%	-0.01%	+4.57%
17	IEX	Idex CORP	Stock-Industrials	2.30%	+0.28%	+4.10%
18	ITRI	Itron INC	Stock-Tech	2.27%	+0.67%	+14.64%
19	AKX	Ansys INC	Stock-Other	2.20%	+0.21%	+12.98%
20	FLS	Flowserve CORP	Stock-Industrials	2.07%	+0.13%	+4.08%
21	AWK	American Water Works Co INC	Stock-Utilities	2.01%	+0.15%	+27.77%
22	CTAS	Cintas CORP	Stock-Industrials	1.82%	+1.82%	NEW
23	CR1USD	Crane Co	Stock-Other	1.78%	+0.17%	+4.08%
24	CLVT	Clarivate Plc	Stock-Other	1.34%	+0.34%	+21.56%
25	FLOWUSD	Spx Flow INC	Stock-Other	1.25%	+0.02%	-10.38%
26	WTRG	Essential Utilities, Inc.	Stock-Utilities	1.06%	-0.72%	-27.33%
27	POWI	Power Integrations INC	Stock-Tech	1.01%	+0.29%	+17.39%
28	MCHP	Microchip Technology INC	Stock-Tech	0.96%	—	-16.13%
29	NJR	New Jersey Resources CORP	Stock-Utilities	0.96%	+0.24%	+63.33%
30	XLNXEUR	Xilinx INC	Stock-Other	0.87%	-0.11%	-20.59%
31	UGI	Ugi CORP	Stock-Utilities	0.86%	+0.24%	+45.45%
32	ROK	Rockwell Automation INC	Stock-Industrials	0.85%	+0.23%	+34.88%
33	ON	On Semiconductor	Stock-Tech	0.78%	—	-29.61%
34	MPWR	Monolithic Power Systems INC	Stock-Tech	0.77%	+0.05%	-5.88%
35	SRE	Sempra	Stock-Utilities	0.64%	+0.64%	NEW
36	✓		Stock-Other	0.63%	+0.37%	+193.10%
37	✓	Silver Spring Networks INC	Stock-Other	0.60%	+0.07%	+1.43%
38	AGREUR	Avangrid INC	Stock-Other	0.55%	-0.31%	-26.67%
39	NWNGBP	Northwest Natural Gas Co	Stock-Other	0.54%	+0.02%	+15.38%
40	SJIEUR	South Jersey Industries	Stock-Other	0.51%	+0.51%	NEW
41	PTC	Ptc INC	Stock-Tech	0.50%	+0.18%	+39.71%
42	ETN	Eaton Corporation plc	Stock-Industrials	0.47%	-0.24%	-37.50%
43	PEGIEUR	Pattern Energy Group INC -a	Stock-Other	0.36%	+0.03%	+16.52%
44	CWCO	Consolidated Water Co. Ltd.	Stock-Other	0.34%	-0.14%	-17.34%
45	✓		Stock-Other	0.21%	—	+34.69%
46	✓	Ixys CORP	Stock-Other	0.20%	—	—
47	IPWREUR	Ideal Power INC	Stock-Other	0.09%	—	-14.82%
48	ENPH	Enphase Energy INC	Stock-Tech	0.08%	-0.21%	-48.40%

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2016-09-30	48	$84.0M	23	1DHR 2TMO 3XYL Top holdings2016-09-30 1.DHR 2.TMO 3.XYL 4.AOS 5.WAT 6.A 7.PH 8.PNR 9.RVTY 10.WM
2016-06-30	52	$80.3M	24	1TMO 2DHR 3XYL Top holdings2016-06-30 1.TMO 2.DHR 3.XYL 4.WAT 5.A 6.AOS 7.WM 8.PNR 9.RVTY 10.RSG
2016-03-31	51	$77.3M	27	1DHR 2TMO 3XYL Top holdings2016-03-31 1.DHR 2.TMO 3.XYL 4.AOS 5.A 6.WAT 7.AWK 8.SDA 9.RVTY 10.WM
2015-12-31	54	$77.8M	36	1TMO 2DHR 3XYL Top holdings2015-12-31 1.TMO 2.DHR 3.XYL 4.WAT 5.A 6.AOS 7.RVTY 8.AWK 9.SDA 10.WM
2015-09-30	51	$69.3M	38	1DHR 2TMO 3XYL Top holdings2015-09-30 1.DHR 2.TMO 3.XYL 4.WAT 5.AOS 6.RVTY 7.WTRG 8.FLS 9.AWK 10.PNR
2015-06-30	51	$86.4M	32	1DHR 2XYL 3TMO Top holdings2015-06-30 1.DHR 2.XYL 3.TMO 4.PNR 5.WAT 6.AOS 7.SDA 8.RVTY 9.AWK 10.A
2015-03-31	50	$88.9M	40	1DHR 2TMO 3PNR Top holdings2015-03-31 1.DHR 2.TMO 3.PNR 4.XYL 5.WAT 6.RVTY 7.AOS 8.FLS 9.ACM 10.A
2014-12-31	71	$92.8M	42	1DHR 2TMO 3AWK Top holdings2014-12-31 1.DHR 2.TMO 3.AWK 4.XYL 5.WAT 6.AOS 7.RVTY 8.A 9.WTRG 10.PNR
2014-09-30	74	$90.8M	33	1TMO 2DHR 3AWK Top holdings2014-09-30 1.TMO 2.DHR 3.AWK 4.XYL 5.WTRG 6.RVTY 7.AOS 8.PNR 9.WAT 10.SDA
2014-06-30	74	$91.9M	39	1DHR 2AWK 3TMO Top holdings2014-06-30 1.DHR 2.AWK 3.TMO 4.PNR 5.XYL 6.WTRG 7.RVTY 8.SDA 9.RSG 10.WAT
2014-03-31	71	$88.0M	41	1AWK 2DHR 3PNR Top holdings2014-03-31 1.AWK 2.DHR 3.PNR 4.WTRG 5.TMO 6.XYL 7.RVTY 8.WM 9.SDA 10.RSG
2013-12-31	61	$92.6M	43	1DHR 2AWK 3TMO Top holdings2013-12-31 1.DHR 2.AWK 3.TMO 4.PNR 5.RVTY 6.XYL 7.CLH 8.WTRG 9.WM 10.TTEK
2013-09-30	60	$78.0M	42	1DHR 2TMO 3PNR Top holdings2013-09-30 1.DHR 2.TMO 3.PNR 4.RVTY 5.TTEK 6.AWK 7.XYL 8.WTRG 9.903236 10.SDA
2013-06-30	56	$70.9M	0	1DHR 2TMO 3AWK Top holdings2013-06-30 1.DHR 2.TMO 3.AWK 4.XYL 5.PNR 6.TTEK 7.WM 8.WTRG 9.RSG 10.RVTY

Holding changes this quarter

RobecoSam USA, Inc.'s most significant position changes for 2016-09-30: New buy: Parker Hannifin CORP (PH); New buy: Cintas CORP (CTAS); Sold out: California Water Service Grp (CWT); Sold out: Mueller Water Products Inc-a (MWA); New buy: Sempra (SRE).

Position changes disclosed by RobecoSam USA, Inc. for the quarter ending 2016-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ITRI	Itron INC	+0.7%	+14.64%	Add
2	AOS	Smith (a.o.) CORP	+0.6%	+4.09%	Add
3	✓		+0.4%	+193.10%	Add
4	CLVT	Clarivate Plc	+0.3%	+21.56%	Add
5	POWI	Power Integrations INC	+0.3%	+17.39%	Add
6	IEX	Idex CORP	+0.3%	+4.10%	Add
7	VMI	Valmont Industries	+0.3%	+14.73%	Add
8	NJR	New Jersey Resources CORP	+0.2%	+63.33%	Add
9	UGI	Ugi CORP	+0.2%	+45.45%	Add
10	TRMB	Trimble INC	+0.2%	-3.44%	Trim
11	ROK	Rockwell Automation INC	+0.2%	+34.88%	Add
12	AKX	Ansys INC	+0.2%	+12.98%	Add
13	PTC	Ptc INC	+0.2%	+39.71%	Add
14	CR1USD	Crane Co	+0.2%	+4.08%	Add
15	AWK	American Water Works Co INC	+0.2%	+27.77%	Add
16	FLS	Flowserve CORP	+0.1%	+4.08%	Add
17	✓	Silver Spring Networks INC	+0.1%	+1.43%	Add
18	MPWR	Monolithic Power Systems INC	+0.1%	-5.88%	Trim
19	PEGIEUR	Pattern Energy Group INC -a	0%	+16.52%	Add
20	RVTY	Revvity INC	0%	-1.76%	Trim
21	FLOWUSD	Spx Flow INC	0%	-10.38%	Trim
22	NWNGBP	Northwest Natural Gas Co	0%	+15.38%	Add
23	SDA	Sealed Air CORP	0%	+4.57%	Add
24	PNR	Pentair plc	0%	-5.64%	Trim
25	TTEK	Tetra Tech INC	0%	-10.11%	Trim
26	RSG	Republic Services INC	-0.1%	+4.09%	Add
27	XLNXEUR	Xilinx INC	-0.1%	-20.59%	Trim
28	CWCO	Consolidated Water Co. Ltd.	-0.1%	-17.34%	Trim
29	MAS	Masco CORP	-0.2%	-11.24%	Trim
30	ENPH	Enphase Energy INC	-0.2%	-48.40%	Trim
31	ETN	Eaton Corporation plc	-0.2%	-37.50%	Trim
32	AGREUR	Avangrid INC	-0.3%	-26.67%	Trim
33	WAT	Waters CORP	-0.5%	-16.17%	Trim
34	A	Agilent Technologies INC	-0.7%	-13.79%	Trim
35	DHR	Danaher CORP	-0.7%	+24.97%	Add
36	WTRG	Essential Utilities, Inc.	-0.7%	-27.33%	Trim
37	XYL	Xylem INC	-0.8%	-21.33%	Trim
38	TMO	Thermo Fisher Scientific INC	-1.9%	-21.26%	Trim
39	PH	Parker Hannifin CORP	—	NEW	New buy
40	CTAS	Cintas CORP	—	NEW	New buy
41	CWT	California Water Service Grp	—	EXIT	Sold out
42	MWA	Mueller Water Products Inc-a	—	EXIT	Sold out
43	SRE	Sempra	—	NEW	New buy
44	CSIQ	Canadian Solar INC	—	EXIT	Sold out
45	SPWRQ	Sunpower CORP	—	EXIT	Sold out
46	SJIEUR	South Jersey Industries	—	NEW	New buy
47	HXL	Hexcel CORP	—	EXIT	Sold out
48	FSLR	First Solar INC	—	EXIT	Sold out
49	PXGBX	Praxair INC	—	EXIT	Sold out
50	RUN	Sunrun INC	—	EXIT	Sold out

FAQ

What is RobecoSam USA, Inc. and what type of investor is it?

RobecoSam USA, Inc. is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-09-30), the firm manages a tracked equity portfolio valued at approximately $84.0M, spread across 48 disclosed positions.

What are RobecoSam USA, Inc.'s largest equity positions?

Based on the latest 13F filing, RobecoSam USA, Inc.'s top holdings by market value are: 1. Danaher CORP (DHR) — $7.3M (8.7%) 2. Thermo Fisher Scientific INC (TMO) — $6.9M (8.2%) 3. Xylem INC (XYL) — $5.3M (6.3%) 4. Smith (a.o.) CORP (AOS) — $4.8M (5.8%) 5. Waters CORP (WAT) — $4.2M (5.0%)

What changes did RobecoSam USA, Inc. make in its most recent portfolio filing?

In the latest reported quarter, RobecoSam USA, Inc. made 50 notable position adjustments: 4 new positions were initiated, 21 existing holdings were added to, 17 positions were partially reduced, and 8 were completely exited. The largest of these moves: New buy: Parker Hannifin CORP (PH); New buy: Cintas CORP (CTAS); Sold out: California Water Service Grp (CWT); Sold out: Mueller Water Products Inc-a (MWA); New buy: Sempra (SRE)

What sectors does RobecoSam USA, Inc. focus on?

RobecoSam USA, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio: • Health Care: 100.0%