RF

Rockefeller Financial Services INC

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$6.3B

Reporting period: 2017-12-31 · Number of holdings: 734

ROCKEFELLER FINANCIAL SERVICES INC disclosed 734 holdings in its latest 13F filing for the period ending 2017-12-31, with total reported value of $6.3B and a quarterly turnover rate of 38.5%.

Personality snowflake

Concentration
5.89
Portfolio Stability
38.54
Momentum/Contrarian
100
Sector conviction
46.98
Diversification
100
Sizing Uniformity
74.09

Recent moves

  • Add CMCSA

    +4476.3%　$202.0M

  • Trim ORCL

    -72.0%　-$110.6M

  • Add CMA

    +14008.7%　$124.7M

  • Trim ABT

    -86.3%　-$99.5M

  • Add DGX

    +741981.0%　$122.8M

  • Add MDT

    +2695.0%　$106.6M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 523 holdings (of 734 total)

#TickerIssuerAsset SubclassWeightWeight ChangeShares Change4Q Trend
1LUVSouthwest Airlines CoStock-Industrials3.72%+0.32%+12.79%
2CMCSAComcast Corp-class AStock-Comm Services3.26%+3.18%+4476.28%
3JPMJpmorgan Chase & CoStock-Financials3.02%-0.24%-0.35%
4GOOGAlphabet Inc-cl CStock-Comm Services2.89%-0.29%+0.36%
5VVisa Inc-class A SharesStock-Financials2.83%-0.09%+7.90%
6WFCWells Fargo & CoStock-Financials2.62%+0.54%+37.89%
7METAMeta Platforms Inc-class AStock-Comm Services2.57%-0.93%-14.24%
8MSFTMicrosoft CORPStock-Tech2.39%-0.11%+0.36%
9RCLRoyal Caribbean Cruises Ltd.Stock-Consumer Disc2.20%—-1.17%
10AMZNAmazon.com INCStock-Consumer Disc2.02%+0.11%+4.91%
11CMAComerica INCStock-Other1.98%+1.97%+14008.72%
12DGXQuest Diagnostics INCStock-Healthcare1.94%+1.94%+741980.95%
13ROSTRoss Stores INCStock-Consumer Disc1.86%+1.86%NEW
14SYFSynchrony FinancialStock-Financials1.83%+0.50%+32.67%
15CVSCvs Health CORPStock-Healthcare1.80%-0.59%+1.73%
16BPBp Plc-spons AdrStock-Energy1.76%+0.17%+21.93%
17MDTMedtronic plcStock-Healthcare1.74%+1.67%+2695.02%
18SPYSs Spdr S&p 500 ETF Trust-usETF-Large Cap & Growth1.66%—-3.17%
19COPConocophillipsStock-Energy1.63%+0.03%+12.57%
20RGAReinsurance Group Of AmericaStock-Financials1.63%-0.07%+3.15%
21ITWIllinois Tool WorksStock-Industrials1.62%-0.13%-0.66%
22CERNCHFCerner CORPStock-Other1.51%—-0.53%
23BIIBBiogen INCStock-Healthcare1.44%-0.11%+10.32%
24✓ Shire PLCStock-Other1.42%—-1.98%
25XOMExxon Mobil CORPStock-Energy1.38%-0.08%+11.86%
26BDXBecton Dickinson And CoStock-Healthcare1.36%-0.48%-18.37%
27NVSNovartis Ag-sponsored AdrStock-Healthcare1.33%—-4.76%
28UALUnited Airlines Holdings INCStock-Industrials1.29%+0.22%+31.20%
29NKENike INC -cl BStock-Consumer Disc1.17%—-0.21%
30AWKAmerican Water Works Co INCStock-Utilities1.03%+0.02%+9.63%
31KMIKinder Morgan INCStock-Energy1.03%—-1.04%
32VYXNcr Voyix CORPStock-Tech1.02%+0.23%+72.45%
33ILMNIllumina INCStock-Healthcare0.97%—-16.88%
34GOOGLAlphabet Inc-cl AStock-Comm Services0.89%+0.16%+36.52%
35WOOFoot Locker INCStock-Other0.88%+0.07%-1.62%
36CVXChevron CORPStock-Energy0.83%+0.09%+26.90%
37VMBSVanguard Mortgage-backed SecETF-Other0.82%—-0.14%
38REGNRegeneron PharmaceuticalsStock-Healthcare0.78%—+7.09%
39CCL1EURCarnival CORP LTDStock-Consumer Disc0.77%—+1.05%
40FITBFifth Third BancorpStock-Financials0.77%+0.38%+118.92%
41IBNIcici Bank Ltd-spon AdrStock-Financials0.74%+0.02%+8.55%
42CXCemex Sab-spons Adr Part CerStock-Other0.73%—+3.70%
43EFAIshares Msci Eafe ETFETF-Other0.70%—-1.19%
44ORCLOracle CORPStock-Tech0.66%-2.24%-71.99%
45CTRACoterra Energy INCStock-Energy0.58%—+5.69%
46INGNInogen INCStock-Other0.57%—+0.91%
47HCSGHealthcare Services GroupStock-Other0.56%—+9.06%
48KTKt Corp-sp AdrStock-Other0.56%+0.11%+32.57%
49ABMDEURAbiomed INCStock-Other0.56%—-2.12%
50IPGPIpg Photonics CORPStock-Tech0.55%—-5.52%
1–50 of 523

Holding changes this quarter

Rockefeller Financial Services INC's most significant position changes for 2017-12-31: New buy: Ross Stores INC (ROST); New buy: Plains Gp Holdings Lp-cl A (PAGP); Sold out: Digitalglobe INC; Add: Comcast Corp-class A (CMCSA) — shares +4476.28%; Trim: Oracle CORP (ORCL) — shares -71.99%.

Position changes disclosed by Rockefeller Financial Services INC for the quarter ending 2017-12-31, including ticker, issuer, weight change, shares change, and action
#TickerIssuerWeight ChangeShares ChangeAction
1CMCSAComcast Corp-class A+3.2%+4476.28%Add
2CMAComerica INC+2%+14008.72%Add
3DGXQuest Diagnostics INC+1.9%+741980.95%Add
4MDTMedtronic plc+1.7%+2695.02%Add
5WFCWells Fargo & Co+0.5%+37.89%Add
6SYFSynchrony Financial+0.5%+32.67%Add
7FITBFifth Third Bancorp+0.4%+118.92%Add
8LUVSouthwest Airlines Co+0.3%+12.79%Add
9ONCEEURSpark Therapeutics INC+0.3%+27904.98%Add
10VYXNcr Voyix CORP+0.2%+72.45%Add
11UALUnited Airlines Holdings INC+0.2%+31.20%Add
12HDHome Depot INC+0.2%+99.53%Add
13BPBp Plc-spons Adr+0.2%+21.93%Add
14GOOGLAlphabet Inc-cl A+0.2%+36.52%Add
15EWJIshares Msci Japan ETF+0.2%+1059.16%Add
16MCDMcdonald's CORP+0.1%+243.53%Add
17AMZNAmazon.com INC+0.1%+4.91%Add
18KTKt Corp-sp Adr+0.1%+32.57%Add
19MRKMerck & Co. INC.+0.1%+94.75%Add
20SLMSlm CORP+0.1%+87.45%Add
21CVXChevron CORP+0.1%+26.90%Add
22JNJJohnson & Johnson+0.1%+49.07%Add
23PODDInsulet CORP+0.1%+15.53%Add
24CRICarter's INC+0.1%+21.25%Add
25WOOFoot Locker INC+0.1%-1.62%Trim
26COPConocophillips0%+12.57%Add
27AWKAmerican Water Works Co INC0%+9.63%Add
28IBNIcici Bank Ltd-spon Adr0%+8.55%Add
29NKENike INC -cl B—-0.21%Trim
30RGAReinsurance Group Of America-0.1%+3.15%Add
31XOMExxon Mobil CORP-0.1%+11.86%Add
32VVisa Inc-class A Shares-0.1%+7.90%Add
33MSFTMicrosoft CORP-0.1%+0.36%Add
34BIIBBiogen INC-0.1%+10.32%Add
35ITWIllinois Tool Works-0.1%-0.66%Trim
36TIPIshares Tips Bond ETF-0.2%-75.77%Trim
37JPMJpmorgan Chase & Co-0.2%-0.35%Trim
38GOOGAlphabet Inc-cl C-0.3%+0.36%Add
39RAREUltragenyx Pharmaceutical In-0.4%-99.35%Trim
40BDXBecton Dickinson And Co-0.5%-18.37%Trim
41CVSCvs Health CORP-0.6%+1.73%Add
42WECWec Energy Group INC-0.7%-63.01%Trim
43METAMeta Platforms Inc-class A-0.9%-14.24%Trim
44BIDUBaidu INC - Spon Adr-1.3%-90.48%Trim
45PNRPentair plc-1.4%-98.09%Trim
46ABTAbbott Laboratories-2%-86.25%Trim
47ORCLOracle CORP-2.2%-71.99%Trim
48ROSTRoss Stores INC—NEWNew buy
49PAGPPlains Gp Holdings Lp-cl A—NEWNew buy
50✓ Digitalglobe INC—EXITSold out

FAQ

What is Rockefeller Financial Services INC and what type of investor is it?
Rockefeller Financial Services INC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2017-12-31), the firm manages a tracked equity portfolio valued at approximately $6.3B, spread across 734 disclosed positions.
What are Rockefeller Financial Services INC's largest equity positions?
Based on the latest 13F filing, Rockefeller Financial Services INC's top holdings by market value are: 1. Southwest Airlines Co (LUV) — $235.7M (3.7%) 2. Comcast Corp-class A (CMCSA) — $206.3M (3.3%) 3. Jpmorgan Chase & Co (JPM) — $191.2M (3.0%) 4. Alphabet Inc-cl C (GOOG) — $183.0M (2.9%) 5. Visa Inc-class A Shares (V) — $179.4M (2.8%)
What changes did Rockefeller Financial Services INC make in its most recent portfolio filing?
In the latest reported quarter, Rockefeller Financial Services INC made 50 notable position adjustments: 2 new positions were initiated, 34 existing holdings were added to, 13 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Ross Stores INC (ROST); New buy: Plains Gp Holdings Lp-cl A (PAGP); Sold out: Digitalglobe INC; Add: Comcast Corp-class A (CMCSA) — shares +4476.28%; Trim: Oracle CORP (ORCL) — shares -71.99%
What sectors does Rockefeller Financial Services INC focus on?
Rockefeller Financial Services INC is concentrated in the following sectors based on its current disclosed equity portfolio: • Communication Services: 22.4% • Financials: 20.7% • Health Care: 13.9% • Industrials: 12.2% • Consumer Discretionary: 10.6% • Information Technology: 10.0%